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Entry Level Compliance Finra Jobs (NOW HIRING)

SIE Tutor

Cedar City, UT · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

North Las Vegas, NV · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

Virginia Beach, VA · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

Richmond, VA · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

Bowie, MD · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

Dallas, TX · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

Wheaton, IL · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

Lake Forest, IL · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

Nashville, TN · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

Rochester, NY · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

SD · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

KY · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

Miami Beach, FL · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

Baltimore, MD · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

Wichita, KS · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

SIE Tutor

Spanish Fork, UT · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...

Showing results 21-40

Entry Level Compliance Finra information

See salary details

$27K

$49.5K

$84K

How much do entry level compliance finra jobs pay per year?

As of Aug 7, 2026, the average yearly pay for entry level compliance finra in the United States is $49,486.00, according to ZipRecruiter salary data. Most workers in this role earn between $36,000.00 and $57,000.00 per year, depending on experience, location, and employer.

What does an entry level compliance FINRA professional do?

Entry Level Compliance professionals focused on FINRA regulations typically spend their days reviewing and monitoring firm activities to ensure adherence to industry standards. This involves tasks such as assisting with internal audits, maintaining accurate records, preparing reports for regulatory filings, and supporting the compliance team in investigating potential violations. You may also help update and communicate new FINRA policies to staff and participate in training sessions. Collaboration with other departments like legal, operations, and risk management is common to ensure a well-rounded compliance approach.

What skills and qualifications are needed for an entry level compliance FINRA professional?

To thrive as an Entry Level Compliance professional in a FINRA-regulated setting, you need a foundational understanding of financial regulations, attention to detail, and a bachelor’s degree in finance, business, or a related field. Familiarity with compliance management systems, Microsoft Excel, and sometimes FINRA’s Firm Gateway platform is typically expected. Strong analytical thinking, integrity, and effective communication skills set candidates apart in this role. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and supporting the firm's ethical and operational standards.

What is an entry level compliance FINRA role?

Entry level compliance roles at FINRA (Financial Industry Regulatory Authority) involve monitoring and enforcing rules that govern brokerage firms and their registered representatives. Employees in these roles typically review firm activities, conduct audits, and ensure adherence to regulations to protect investors. They may also assist with investigations, gather and analyze data, and prepare reports on compliance issues. These positions are ideal for recent graduates or those new to the financial regulatory field, offering opportunities to learn about regulatory processes and gain valuable industry experience.
More about Entry Level Compliance Finra jobs
What cities are hiring for Entry Level Compliance Finra jobs? Cities with the most Entry Level Compliance Finra job openings:
What are the most commonly searched types of Compliance Finra jobs? The most popular types of Compliance Finra jobs are:
What states have the most Entry Level Compliance Finra jobs? States with the most job openings for Entry Level Compliance Finra jobs include:
Infographic showing various Entry Level Compliance Finra job openings in the United States as of August 2026, with employment types broken down into 94% Full Time, and 6% Part Time. Highlights an 88% In-person, 6% Hybrid, and 6% Remote job distribution, with an average salary of $49,486 per year, or $23.8 per hour.

Analyst - Corporate & Specialty Banking

Huntington

Columbus, OH • On-site, Remote

$49K - $92K/yr

Other

Medical, Life, Retirement, PTO

Posted 5 days ago


Job description

Description Summary: The analyst supports the CSG Credit Products team and ongoing portfolio management and underwriting activities. In this entry level role, the analyst will develop skills in credit and market analysis including cash flow analysis and modeling, capitalization, industry research, credit policy and legal documentation, among others, in analyzing and summarizing the creditworthiness of clients and prospects. The Analyst will generally support the Credit Products Portfolio Management team and will also collaborate with internal partners including Relationship Management, Credit Administration, Capital Markets, and others in creating such analysis.

The Analyst position is an entry-level developmental role for colleagues seeking a career in Portfolio Management; but may also be constructive for a colleague seeking a path to Relationship Management, Credit, Capital Markets, or many other Commercial roles within the Bank. Duties & Responsibilities: Gather and analyze financial and business information to determine creditworthiness for loan and credit products. Complete financial spreads, risk rating, performance tearsheets, compliance testing, and other portfolio monitoring & maintenance activities Underwrite complex commercial loans in accordance with Huntington credit policies.

This may include financial statement analysis, collateral analysis, financial modeling, industry and business risk evaluation and management assessment. Conduct industry and market research using numerous resources available; distilling key themes and conclusions into concise summary form for presentation purposes. Performs other duties as assigned.

Basic Qualifications: Bachelor's Degree required (Finance, Accounting, or related field) FINRA Series 79, 63 or other necessary combination required, or must be obtained within 4 months of hire 0+ years of experience in an underwriting or commercial banking environment. Exempt Status: (Yes = not eligible for overtime pay) (No = eligible for overtime pay) Yes Workplace Type: Office Our Approach to Office Workplace Type Certain positions outside our branch network may be eligible for a flexible work arrangement. We're combining the best of both worlds: in-office and work from home.

Our approach enables our teams to deepen connections, maintain a strong community, and do their best work. Remote roles will also have the opportunity to come together in our offices for moments that matter. Specific work arrangements will be provided by the hiring team.

Huntington will not sponsor applicants for this position for immigration benefits, including but not limited to assisting with obtaining work permission for F-1 students, H-1B professionals, O-1 workers, TN workers, E-3 workers, among other immigration statuses. Applicants must be currently authorized to work in the United States on a full-time basis. Compensation Range: $49,925.00 - $92,575.00 Annually The compensation range represents the anticipated low and high end of the base compensation range for this position

Actual compensation will vary based on various factors including but not limited to location, experience, and education. Colleagues in this position are also eligible to participate in an applicable incentive compensation plan. In addition, Huntington provides a variety of benefits to colleagues, including health insurance coverage, wellness program, life and disability insurance, retirement savings plan, paid leave programs, paid holidays and paid time off (PTO).

Huntington is an Equal Opportunity Employer. Tobacco-Free Hiring Practice: Visit Huntington's Career Web Site for more details. Note to Agency Recruiters: Huntington will not pay a fee for any placement resulting from the receipt of an unsolicited resume.

All unsolicited resumes sent to any Huntington colleagues, directly or indirectly, will be considered Huntington property. Recruiting agencies must have a valid, written and fully executed Master Service Agreement and Statement of Work for consideration. Apply.