ZipRecruiter

Log In

1

Director Ria Jobs in Texas (NOW HIRING)

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards The Ideal Match * 5+ years of financial services experience in a compliance or supervisory role ...

Scherer Financial Advisory Services

Be Seen First

Operations & Client Service Associate

Dallas, TX · On-site

$25 - $35/hr

... RIA in the Dallas/Plano area. We work with pre-retirees, retirees, and high-net-worth households ... About half of the work is direct client service -- building relationships with the people we serve ...

New

Scherer Financial Advisory Services

Be Seen First

Operations & Client Service Associate

Dallas, TX · On-site

$25 - $35/hr

... RIA in the Dallas/Plano area. We work with pre-retirees, retirees, and high-net-worth households ... About half of the work is direct client service -- building relationships with the people we serve ...

New

Mercer Advisors

Wealth Advisor (Plano, TX)

Plano, TX · Hybrid

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Supporting the team's Regional Vice Presidents and Managing Directors as a subject matter expert ...

Mercer Advisors

Wealth Advisor (Plano, TX)

Dallas, TX · On-site

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... Supporting the team's Regional Vice Presidents and Managing Directors as a subject matter expert ...

Cresset Capital

DIRECTOR, WEALTH ADVISOR

Dallas, TX · On-site

Recognized by Barron's and Forbes among the nation's top RIA firms, and as one of the industry ... Cresset is seeking a Director, Wealth Advisor (DWA) to join Cresset's wealth management team. The ...

Cresset Capital

DIRECTOR, WEALTH ADVISOR

Dallas, TX

Recognized by Barron's and Forbes among the nation's top RIA firms, and as one of the industry ... Cresset is seeking a Director, Wealth Advisor (DWA) to join Cresset's wealth management team. The ...

next page

Showing results 1-20

People also search for

All JobsRia JobsDirector Ria JobsDirector Ria Jobs in Texas

Director Ria information

What are the key skills and qualifications needed to thrive as a Director at Ria, and why are they important?

To thrive as a Director at Ria, you generally need strong leadership abilities, strategic planning experience, and a solid background in financial services or money transfer operations, often supported by a relevant degree. Familiarity with compliance systems, financial reporting tools, and customer relationship management (CRM) platforms is typically required. Exceptional communication, problem-solving, and cross-cultural collaboration skills help a Director stand out in this international setting. These qualifications and skills are vital to drive business growth, ensure regulatory compliance, and effectively lead diverse teams in the fast-paced remittance industry.

What are some common challenges faced by a Director in a Remittance and International Affairs (RIA) role, and how can they be addressed?

A Director in Remittance and International Affairs often faces challenges such as navigating complex regulatory environments across multiple countries, ensuring compliance with anti-money laundering (AML) laws, and adapting to rapidly evolving financial technologies. Building strong relationships with global partners and maintaining up-to-date knowledge of local and international regulations are essential for success. Effective Directors foster a culture of compliance, encourage open communication within their teams, and leverage technology to streamline operations and enhance security.

What is a Director Ria?

A Director Ria is typically a high-level executive responsible for overseeing a specific department, program, or business unit within an organization named Ria, such as Ria Money Transfer. The role involves strategic planning, managing teams, ensuring compliance with regulations, and driving business growth. Directors at this level are also responsible for setting goals, monitoring performance, and collaborating with other senior leaders to achieve organizational objectives. Their work often requires extensive experience in management, leadership, and the industry relevant to their organization.
What are the most commonly searched types of Ria jobs in Texas? The most popular types of Ria jobs in Texas are:
What are popular job titles related to Director Ria jobs in Texas? For Director Ria jobs in Texas, the most frequently searched job titles are:
What job categories do people searching Director Ria jobs in Texas look for? The top searched job categories for Director Ria jobs in Texas are:
What cities in Texas are hiring for Director Ria jobs? Cities in Texas with the most Director Ria job openings:
Director Ria jobs near you
Senior Regional Compliance Associate

Senior Regional Compliance Associate

Farther

Irving, TX • On-site, Remote

Other

Medical, Retirement, PTO

Posted 24 days ago

Job description

The Role

Farther is looking for a sharp, detail-oriented compliance professional to join our growing team as a Senior Regional Compliance Associate. In this role, you'll be embedded in one of our geographic regions, serving as the day-to-day compliance resource for a distributed network of advisors. You'll sit within the Compliance function and partner closely with business leadership across the firm to make sure our advisors can focus on what they do best, serving clients, while we keep the guardrails tight.

Your Impact

  • Serve as the primary compliance resource for your assigned region, supporting advisors and partnering with business leadership on supervisory matters
  • Conduct regular reviews of trade blotters, correspondence, marketing materials, and attestations
  • Review and approve outside business activities, brokerage accounts, gifts, and entertainment for registered personnel
  • Provide guidance, training, and direction on compliance-related matters to advisors across your region
  • Investigate, document, and help resolve client complaints in coordination with the broader Compliance team
  • Support regulatory examinations, internal audits, and ongoing Compliance initiatives
  • Produce regular supervisory reports and close the feedback loop with advisors on activity, productivity, and logging
  • Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards

The Ideal Match

  • 5+ years of financial services experience in a compliance or supervisory role, with demonstrated experience conducting principal-level or OSJ supervisory review
  • Active Series 66 and Series 24 in good standing
  • Comprehensive knowledge of FINRA and SEC rules and regulations
  • High attention to detail, sound judgment, and integrity when handling sensitive or escalated matters
  • Bachelor's degree or higher

Bonus Points

  • Series 7 and Series 9/10 previously held or currently active
  • Experience supporting regulatory examinations or internal audits at an RIA or broker-dealer
  • Familiarity with compliance technology platforms and surveillance tools
  • Background in a regulated financial services environment with OSJ or branch examination experience
  • Track record working with distributed or remote advisor teams

Please note: Some regional travel is required (~30%) and working hours may vary depending on the region you support.
Why Join Us 

  • Competitive comp package that rewards impact
  • Work alongside some of the brightest minds in fintech
  • Ground-floor opportunity at a fast-scaling startup
  • Chart your own growth path as we expand
  • Full health benefits + 401(k) matching & Roth IRA options
  • Unlimited PTO

Ready to disrupt wealth management? Let's talk!

Farther logo

About Farther

Sourced by ZipRecruiter

Farther is a new kind of financial institution: combining expert advisors and cutting-edge technology to deliver a comprehensive, tailored wealth management experience. Farther empowers advisors to deliver exceptional value to their clients -- on their own terms. We're here to help established advisors scale, providing everything they need to succeed from technology to client support and from marketing to mentoring. To deliver on that goal, we've reimagined what a wealth management platform delivers, allowing clients to easily find a financial advisor and communicate how and when they want, to customize, invest, and professionally manage their entire financial lives in one place, and to automatically squeeze more out of every hard-earned dollar to reduce their tax bills. In other words, we help our clients go Farther. Farther's founders are leaders and innovators from the private wealth industry and possess a unique mix of traditional wealth management, fintech, and technology production expertise. We're backed by top tier venture capital firms, fintech investors, and industry leaders. Joining Farther means joining a collaborative team of entrepreneurs and builders who are passionate about helping our clients and our teammates achieve more. If you're the type who breaks through walls to get things done the right way, we want to go farther with you.

Industry

Finance and insurance

Company size

51 - 200 Employees

Headquarters location

New York, NY, US

Year founded

2019

View All Farther Jobs

Apply