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Compliance Jobs in Rochester, NY (NOW HIRING)

Manning & Napier

Compliance Analyst

Fairport, NY

$80K - $100K/yr

Summary Manning & Napier is seeking a Compliance Analyst to report to the Chief Compliance Officer (CCO) and play an integral role in the firm's compliance program and regulatory affairs. This role ...

Manning & Napier

Compliance Analyst

Fairport, NY · On-site

$80K - $100K/yr

Summary Manning & Napier is seeking a Compliance Analyst to report to the Chief Compliance Officer (CCO) and play an integral role in the firm's compliance program and regulatory affairs. This role ...

L3HHCM20

Director, Trade Compliance

Rochester, NY

Job Title: Director, Trade Compliance Job Code: 40794 Job Location: Rochester, NY; Palm Bay, FL; Londonderry, NH; Salt Lake City, UT Job Schedule: 9/80: Employees work 9 out of every 14 days ...

L3HHCM20

Lead, Government Compliance

Rochester, NY

$87K - $196K/yr

Job Title: Lead, Government Compliance Job Code: 39608 Job Location: Rochester, NY, Palm Bay, FL, Wilmington, MA, Fort Wayne, IN, Colorado Springs, CO Job Schedule: 9/80 L3Harris Technologies ...

L3HHCM20

Lead, Trade Compliance

Rochester, NY

$100K - $186K/yr

Lead, Trade Compliance - Licensing Job Code: 41431 Job Location: Rochester, NY; Arlington, VA; Salt Lake City, UT; Carlsbad, CA; San Diego, CA; Palm Bay, FL; Clifton, NJ Job Schedule: 9/80: Employees ...

L3HHCM20

Lead, Trade Compliance

Rochester, NY

$100K - $186K/yr

Lead, Trade Compliance Job Code: 42308 Job Location: (On Site) Arlington, VA; Salt Lake City, UT; Greenville, TX; Rockwall, TX; Rochester, NY; Clifton, NJ; or Melbourne, FL Job Schedule: 9/80:

L3Harris Technologies

Lead, Trade Compliance

Rochester, NY · On-site

$154K/yr

Lead, Trade Compliance Job Code: 42308 Job Location: (On Site) Arlington, VA; Salt Lake City, UT; Greenville, TX; Rockwall, TX; Rochester, NY; Clifton, NJ; or Melbourne, FL Job Schedule: 9/80:

Five Star Bank

Chief Compliance Officer

Rochester, NY · On-site

$160K - $210K/yr

The role leads the Compliance Committee and serves on key cross-functional committees to align compliance and ethics strategies with business objectives and regulatory expectations. The CCO is ...

Five Star Bank

Senior Compliance Tester

Rochester, NY · On-site

$65K - $85K/yr

Reporting to the Regulatory Compliance Testing Manager, the Senior Compliance Tester will have overall responsibility for risk management and compliance in our testing program. The successful ...

Mary Cariola

CORPORATE COMPLIANCE OFFICER

Rochester, NY · On-site

$81 - $121/hr

Regularly review compliance with HIPAA regulations * Manages complaints:Handle inquiries and complaints about patient privacy rights * Investigates incidents:Investigate potential breaches of PHI ...

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All JobsCompliance JobsCompliance Jobs in Rochester, NY

Compliance information

See Rochester, NY salary details

$30.3K

$95.2K

$199.5K

How much do compliance jobs pay per year?

As of Aug 24, 2026, the average yearly pay for compliance in Rochester, NY is $95,151.00, according to ZipRecruiter salary data. Most workers in this role earn between $59,100.00 and $110,600.00 per year, depending on experience, location, and employer.

What is a compliance officer?

A compliance officer is a professional responsible for ensuring that a company or organization adheres to legal standards, regulatory requirements, and internal policies. Their main duties include developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing training to employees. Compliance officers also investigate potential violations, report on compliance issues to management, and work to prevent unethical or illegal conduct within the organization. Their role is crucial in maintaining corporate integrity and protecting the organization from legal and reputational risks.

How to get a job in compliance?

The qualifications that you need to start a career in compliance depend on the position for which you are applying. Most employers require a bachelor’s degree for entry-level compliance positions. Your company may be willing to help new employees develop skills through on-the-job training. The best major depends on the field in which you want to work. Fields like legal studies, finance, accounting, or management are all common. Management level certifications are also available. These include a Certified Regulatory Compliance Manager (CRCM) accreditation, which is relevant for compliance managers dealing with regulations in the banking industry.

What are the key skills and qualifications needed to thrive as a compliance professional?

To thrive as a Compliance professional, you need a strong understanding of regulatory requirements, risk assessment, and policy development, often supported by a degree in law, finance, or a related field. Familiarity with compliance management systems, audit tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) are commonly required. Attention to detail, integrity, and effective communication are vital soft skills for navigating complex regulations and promoting organizational adherence. These skills ensure that companies remain compliant with laws and regulations, mitigating risk and protecting their reputation.

What are some typical challenges faced by professionals in a compliance role, and how can they effectively address them?

Compliance professionals often encounter challenges such as keeping up with frequently changing regulations, ensuring company-wide adherence to policies, and managing cross-departmental communication. Staying proactive through continuous education and leveraging compliance management software can help address regulatory updates. Building strong relationships with other departments and offering regular training also fosters a culture of compliance and makes it easier to address issues collaboratively.

What does a compliance role do?

A compliance role involves ensuring that an organization adheres to laws, regulations, and internal policies. Professionals in this field conduct audits, develop policies, and monitor operations to prevent violations, often requiring knowledge of legal standards and certifications such as Certified Compliance & Ethics Professional (CCEP).

What is a career in compliance?

A career in compliance involves ensuring that organizations adhere to laws, regulations, and internal policies. Compliance professionals often review procedures, conduct audits, and implement controls, requiring knowledge of legal standards and attention to detail. Certifications like Certified Compliance & Ethics Professional (CCEP) can enhance job prospects.

What is a compliance job?

A compliance job involves ensuring that an organization adheres to laws, regulations, and internal policies. Professionals in this field often review procedures, conduct audits, and implement controls, requiring knowledge of legal standards and sometimes certifications like Certified Compliance & Ethics Professional (CCEP).

What qualifications do I need to become a compliance officer?

To become a compliance officer, candidates typically need a bachelor's degree in fields such as business, finance, law, or related areas. Professional certifications like Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) can enhance job prospects, and strong analytical, communication, and attention to detail skills are essential for success in the role.
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For Compliance jobs in Rochester, NY, the most frequently searched job titles are:

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The top searched job categories for Compliance jobs in Rochester, NY are:

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Cities near Rochester, NY with the most Compliance job openings:

Compliance jobs near you
Infographic showing various Compliance job openings in Rochester, NY as of August 2026, with employment types broken down into 1% As Needed, 77% Full Time, 15% Part Time, and 7% Contract. Highlights an 88% Physical, 3% Hybrid, and 9% Remote job distribution, with an average salary of $95,151 per year, or $45.7 per hour.

Compliance Analyst

Fairport, NY

Manning & Napier
Finance and Insurance • 501 - 1,000 employees
Learn more about Manning & Napierexternal

$80K - $100K/yr

Full-time

Posted 4 days ago

Job description

Summary

Manning & Napier is seeking a Compliance Analyst to report to the Chief Compliance Officer (CCO) and play an integral role in the firm's compliance program and regulatory affairs. This role will work closely with the CCO and broader compliance/legal team to foster the firm's culture of compliance and support the design, implementation, and ongoing administration of the firm's compliance framework. This position offers broad exposure to the Firm's various compliance programs, including investment adviser, broker-dealer and fund compliance, regulatory filings, marketing reviews, and strategic business initiatives. Specific duties may be adjusted over time as the Compliance Team and business needs evolve.

The ideal candidate is detail-oriented, intellectually curious, organized, and comfortable operating in a fast-paced environment, with evolving business priorities.

Responsibilities

  • Support various functions related to the maintenance of Compliance Programs, including procedure updates, process implementation, annual assessments, review of exceptions, and training
  • Stay current on industry trends and changes to regulations and legislation and assist in evaluating potential impact and updating compliance programs
  • Assist with compliance reporting, risk assessments, annual reviews, and vendor reviews
  • Support the review, monitoring, and filing of regulatory disclosures, including SEC and FINRA filings
  • Maintain and oversee all communications-related policies and procedures
  • Serve as primary liaison between Marketing and Compliance, and review and approve marketing material, Requests for Information and Requests for Proposal
  • Administer and perform electronic communications surveillance and maintain related policies and procedures
  • Support routine supervision over sales practice policies and procedures
  • Conduct branch office audits and support internal and external regulatory examinations
  • Participate in Compliance Department meetings, training, and cross-training initiatives
  • Assist with product and corporate initiatives and other projects, as needed

Qualifications

  • Bachelor's degree, with a strong record of academic achievement
  • 3+ years of compliance experience in the financial industry or related field
  • Active SIE, Series 7, 24, and 63 or 66 licenses, or attainment of required licenses within the first year
  • Strong communication and organizational skills, and high attention to detail
  • Ability to adapt to ever-changing regulatory environment and address competing/conflicting demands
  • Strategic problem solver committed to collaboration, innovation, and team function, with the highest standards of personal and professional integrity and ethics

Compensation: $80,000-$100,000 expected base salary

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