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Compliance Analyst Jobs in Rochester, NY (NOW HIRING)

Manning & Napier

Compliance Analyst

Fairport, NY · On-site

$80K - $100K/yr

Summary Manning & Napier is seeking a Compliance Analyst to report to the Chief Compliance Officer (CCO) and play an integral role in the firm's compliance program and regulatory affairs. This role ...

Manning & Napier

Compliance Analyst

Fairport, NY

$80K - $100K/yr

Summary Manning & Napier is seeking a Compliance Analyst to report to the Chief Compliance Officer (CCO) and play an integral role in the firm's compliance program and regulatory affairs. This role ...

Kids for the Future

HR Compliance Analyst

Rochester, NY · On-site

$70 - $90/hr

If so, this opportunity may be the perfect fit As SimuTech Group continues to grow across the United States and Canada, the HR Compliance Analyst will play a critical role in strengthening the ...

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L3HHCM20

Associate, Trade Compliance

Rochester, NY · On-site

$71K - $85K/yr

Data Management and Analysis: Maintain accurate records, utilize trade management tools, and generate reports on trade activity or compliance metrics. * Supporting Compliance Initiatives: Assist with ...

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L3HHCM20

Lead, Trade Compliance

Rochester, NY · On-site

$100K - $186K/yr

Review, analyze and approve Corporate Headquarters (CHQ) employee international travel requests to include trade compliance evaluation to ensure items accompanying the traveler are authorized.

Five Star Bank

Senior Compliance Tester

Rochester, NY · On-site

$65K - $85K/yr

Reporting to the Regulatory Compliance Testing Manager, the Senior Compliance Tester will have ... Request, analyze, and interpret data from various sources to support testing activities and ...

Five Star Bank

Senior Compliance Tester

Rochester, NY · On-site

$65 - $85/hr

Senior Compliance Tester Regular Full-Time Compliance Buffalo, NY, US 2 days ago Requisition ID ... Request, analyze, and interpret data from various sources to support testing activities and ...

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All JobsCompliance Analyst JobsCompliance Analyst Jobs in Rochester, NY

Compliance Analyst information

See Rochester, NY salary details

$15

$34

$55

How much do compliance analyst jobs pay per hour?

As of Sep 3, 2026, the average hourly pay for compliance analyst in Rochester, NY is $34.56, according to ZipRecruiter salary data. Most workers in this role earn between $27.26 and $38.89 per hour, depending on experience, location, and employer.

What is a compliance analyst?

A compliance analyst helps ensure that an organization’s products or processes meet compliance specifications. Analysts may work under a compliance officer or chief compliance officer. Their responsibilities range from tasks such as evaluating work safety policies to reviewing data security and conducting compliance training. Job duties depend on the sector and employer. For example, in the financial sector, analysts might look at accounting practices and audit expenses and income figures. In health care, they may examine HIPAA compliance. Computer skills and knowledge of applicable regulations are helpful in this field. You can be a compliance analyst in almost any industry, with many jobs in health care, government, finance, and insurance.

What is a compliance analyst?

A Compliance Analyst is a professional responsible for ensuring that an organization adheres to external regulatory requirements and internal policies. They monitor business processes, evaluate compliance risks, and implement procedures to prevent violations of laws and regulations. Compliance Analysts often conduct audits, prepare reports, and provide training to staff about compliance matters. Their work helps organizations avoid legal penalties and maintain ethical standards.

What are the key skills and qualifications needed to thrive as a compliance analyst, and why are they important?

To thrive as a Compliance Analyst, you need a strong understanding of regulatory frameworks, risk assessment, and analytical skills, usually complemented by a bachelor’s degree in finance, business, or a related field. Familiarity with compliance management software, regulatory reporting systems, and certifications like Certified Regulatory Compliance Manager (CRCM) are often required. Attention to detail, integrity, and effective communication are critical soft skills for ensuring organizational adherence to laws and policies. These skills and qualities are essential for mitigating risk, maintaining legal compliance, and protecting the organization’s reputation.

How does a compliance analyst typically collaborate with other departments within an organization?

Compliance Analysts regularly interact with teams such as legal, risk management, operations, and internal audit to ensure that company processes align with regulatory requirements. They may lead or participate in cross-functional meetings to discuss policy updates, review potential compliance risks, and help design training programs. This collaborative environment helps Compliance Analysts identify potential issues early and develop practical solutions that fit the organization's workflow, making strong communication and teamwork essential skills for success.

What is the difference between Compliance Analyst vs Risk Analyst?

AspectCompliance AnalystRisk Analyst
Required CredentialsBachelor's degree, certifications like CFE or CAMS often preferredBachelor's degree, certifications like FRM or CRM often preferred
Work EnvironmentFinancial institutions, healthcare, corporate compliance departmentsFinancial services, insurance, corporate risk management teams
Employer & Industry UsageRegulatory agencies, banks, healthcare providersFinancial firms, insurance companies, consulting firms

Compliance Analysts focus on ensuring organizations adhere to laws and regulations, while Risk Analysts assess potential risks to the organization. Both roles require similar credentials and often work in related industries, but their core responsibilities differ in scope and focus.

Is compliance analyst a stressful job?

A compliance analyst's role involves ensuring organizations adhere to laws and regulations, which can be demanding during audits or regulatory changes. The job often requires attention to detail, strong organizational skills, and the ability to handle tight deadlines, which can contribute to stress levels. However, workload and stress vary depending on the employer and industry environment.
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For Compliance Analyst jobs in Rochester, NY, the most frequently searched job titles are:

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Cities near Rochester, NY with the most Compliance Analyst job openings:

Compliance Analyst jobs near you
Infographic showing various Compliance Analyst job openings in Rochester, NY as of August 2026, with employment types broken down into 1% As Needed, 86% Full Time, 10% Part Time, and 3% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $71,881 per year, or $34.6 per hour.

Compliance Analyst

Manning & Napier

Fairport, NY • On-site

$80K - $100K/yr

Full-time

Posted 14 days ago

Job description

Summary
Manning & Napier is seeking a Compliance Analyst to report to the Chief Compliance Officer (CCO) and play an integral role in the firm's compliance program and regulatory affairs. This role will work closely with the CCO and broader compliance/legal team to foster the firm's culture of compliance and support the design, implementation, and ongoing administration of the firm's compliance framework. This position offers broad exposure to the Firm's various compliance programs, including investment adviser, broker-dealer and fund compliance, regulatory filings, marketing reviews, and strategic business initiatives. Specific duties may be adjusted over time as the Compliance Team and business needs evolve.
The ideal candidate is detail-oriented, intellectually curious, organized, and comfortable operating in a fast-paced environment, with evolving business priorities.
Responsibilities
  • Support various functions related to the maintenance of Compliance Programs, including procedure updates, process implementation, annual assessments, review of exceptions, and training
  • Stay current on industry trends and changes to regulations and legislation and assist in evaluating potential impact and updating compliance programs
  • Assist with compliance reporting, risk assessments, annual reviews, and vendor reviews
  • Support the review, monitoring, and filing of regulatory disclosures, including SEC and FINRA filings
  • Maintain and oversee all communications-related policies and procedures
  • Serve as primary liaison between Marketing and Compliance, and review and approve marketing material, Requests for Information and Requests for Proposal
  • Administer and perform electronic communications surveillance and maintain related policies and procedures
  • Support routine supervision over sales practice policies and procedures
  • Conduct branch office audits and support internal and external regulatory examinations
  • Participate in Compliance Department meetings, training, and cross-training initiatives
  • Assist with product and corporate initiatives and other projects, as needed

Qualifications
  • Bachelor's degree, with a strong record of academic achievement
  • 3+ years of compliance experience in the financial industry or related field
  • Active SIE, Series 7, 24, and 63 or 66 licenses, or attainment of required licenses within the first year
  • Strong communication and organizational skills, and high attention to detail
  • Ability to adapt to ever-changing regulatory environment and address competing/conflicting demands
  • Strategic problem solver committed to collaboration, innovation, and team function, with the highest standards of personal and professional integrity and ethics

Compensation: $80,000-$100,000 expected base salary

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