Testing risk based compliance transactions * Control reviews focused on reviewing control activities mitigating risks and requirements Responsibilities will include (but may not be limited to)
Testing risk based compliance transactions * Control reviews focused on reviewing control activities mitigating risks and requirements Responsibilities will include (but may not be limited to)
Testing risk based compliance transactions * Control reviews focused on reviewing control activities mitigating risks and requirements Responsibilities will include (but may not be limited to)
Testing risk based compliance transactions * Control reviews focused on reviewing control activities mitigating risks and requirements Responsibilities will include (but may not be limited to)
Compliance Tester II
Richmond, VA · On-site
Testing risk based compliance transactions * Control reviews focused on reviewing control activities mitigating risks and requirements Responsibilities will include (but may not be limited to)
Compliance Tester II
Richmond, VA · On-site
Testing risk based compliance transactions * Control reviews focused on reviewing control activities mitigating risks and requirements Responsibilities will include (but may not be limited to)
Testing risk based compliance transactions * Control reviews focused on reviewing control activities mitigating risks and requirements Responsibilities will include (but may not be limited to)
Testing risk based compliance transactions * Control reviews focused on reviewing control activities mitigating risks and requirements Responsibilities will include (but may not be limited to)
Senior Manager, Compliance Testing - Wealth Compliance
Mount Laurel, NJ · On-site
$115K - $186K/yr
Testing activities are designed and executed to specifically test and assess controls and regulatory outcomes in relation to compliance with applicable laws, rules, and regulations. Issue validations ...
Senior Manager, Compliance Testing - Wealth Compliance
Mount Laurel, NJ · On-site
$115K - $186K/yr
Testing activities are designed and executed to specifically test and assess controls and regulatory outcomes in relation to compliance with applicable laws, rules, and regulations. Issue validations ...
Senior Manager, Compliance Testing - Wealth Compliance
New York, NY · On-site
$115K - $186K/yr
Testing activities are designed and executed to specifically test and assess controls and regulatory outcomes in relation to compliance with applicable laws, rules, and regulations. Issue validations ...
Senior Manager, Compliance Testing - Wealth Compliance
New York, NY · On-site
$115K - $186K/yr
Testing activities are designed and executed to specifically test and assess controls and regulatory outcomes in relation to compliance with applicable laws, rules, and regulations. Issue validations ...
Senior Manager, Compliance Testing - Wealth Compliance
Charlotte, NC · On-site
$115K - $186K/yr
Testing activities are designed and executed to specifically test and assess controls and regulatory outcomes in relation to compliance with applicable laws, rules, and regulations. Issue validations ...
Senior Manager, Compliance Testing - Wealth Compliance
Charlotte, NC · On-site
$115K - $186K/yr
Testing activities are designed and executed to specifically test and assess controls and regulatory outcomes in relation to compliance with applicable laws, rules, and regulations. Issue validations ...
Senior Manager, Compliance Testing - Wealth Compliance
Portland, ME · On-site
$115K - $186K/yr
Testing activities are designed and executed to specifically test and assess controls and regulatory outcomes in relation to compliance with applicable laws, rules, and regulations. Issue validations ...
Senior Manager, Compliance Testing - Wealth Compliance
Portland, ME · On-site
$115K - $186K/yr
Testing activities are designed and executed to specifically test and assess controls and regulatory outcomes in relation to compliance with applicable laws, rules, and regulations. Issue validations ...
Senior Manager, Compliance Testing - Wealth Compliance
Greenville, SC · On-site
$115K - $186K/yr
Testing activities are designed and executed to specifically test and assess controls and regulatory outcomes in relation to compliance with applicable laws, rules, and regulations. Issue validations ...
Senior Manager, Compliance Testing - Wealth Compliance
Greenville, SC · On-site
$115K - $186K/yr
Testing activities are designed and executed to specifically test and assess controls and regulatory outcomes in relation to compliance with applicable laws, rules, and regulations. Issue validations ...
Compliance Testing & Administrative Manager
Brooklyn, NY · On-site
$90K - $100K/yr
We are seeking an experienced Compliance Testing and Administrative Manager, working under the direction of our Chief Compliance Officer, to support our Social Services Programs' quality assurance ...
Compliance Testing & Administrative Manager
Brooklyn, NY · On-site
$90K - $100K/yr
We are seeking an experienced Compliance Testing and Administrative Manager, working under the direction of our Chief Compliance Officer, to support our Social Services Programs' quality assurance ...
Report to - Director, Compliance Monitoring and Testing * Location - Iselin, NJ * Rate: 615-830/day What you will be doing: * Assist the Director of Monitoring in Testing with reporting related to ...
Report to - Director, Compliance Monitoring and Testing * Location - Iselin, NJ * Rate: 615-830/day What you will be doing: * Assist the Director of Monitoring in Testing with reporting related to ...
As a UST Testing Technician, you will travel to assigned job sites to perform environmental compliance services for retail, commercial, and governmental clients storing petroleum-based products. No ...
Quick apply
As a UST Testing Technician, you will travel to assigned job sites to perform environmental compliance services for retail, commercial, and governmental clients storing petroleum-based products. No ...
UST Compliance Testing Technician
$18 - $21/hr
As a UST Testing Technician, you will travel to assigned job sites to perform environmental compliance services for retail, commercial, and governmental clients storing petroleum-based products. No ...
UST Compliance Testing Technician
$18 - $21/hr
As a UST Testing Technician, you will travel to assigned job sites to perform environmental compliance services for retail, commercial, and governmental clients storing petroleum-based products. No ...
UST Compliance Testing Technician
Bluefield, WV · On-site
$18 - $21/hr
As a UST Testing Technician, you will travel to assigned job sites to perform environmental compliance services for retail, commercial, and governmental clients storing petroleum-based products. No ...
UST Compliance Testing Technician
Bluefield, WV · On-site
$18 - $21/hr
As a UST Testing Technician, you will travel to assigned job sites to perform environmental compliance services for retail, commercial, and governmental clients storing petroleum-based products. No ...
Senior Analyst, Global Testing Oversight, GBMT Compliance Purpose Contributes to the overall success of the Global Banking Markets and Treasury (GBM&T) Compliance Department by overseeing and ...
Senior Analyst, Global Testing Oversight, GBMT Compliance Purpose Contributes to the overall success of the Global Banking Markets and Treasury (GBM&T) Compliance Department by overseeing and ...
Senior Analyst, Global Testing Oversight, GBMT Compliance Purpose Contributes to the overall success of the Global Banking Markets and Treasury (GBM&T) Compliance Department by overseeing and ...
Senior Analyst, Global Testing Oversight, GBMT Compliance Purpose Contributes to the overall success of the Global Banking Markets and Treasury (GBM&T) Compliance Department by overseeing and ...
Legal & Compliance Department-Compliance Monitoring and Testing Group (CMTG) AVP
Manhattan, NY · On-site
$65K - $150K/yr
Compliance Testing Program * Perform compliance testing of the bank's compliance controls, identify issues and make recommendations, and report the result. * Identify potential compliance risks and ...
Legal & Compliance Department-Compliance Monitoring and Testing Group (CMTG) AVP
Manhattan, NY · On-site
$65K - $150K/yr
Compliance Testing Program * Perform compliance testing of the bank's compliance controls, identify issues and make recommendations, and report the result. * Identify potential compliance risks and ...
Legal & Compliance Department-Compliance Monitoring and Testing Group (CMTG) AVP
Manhattan, NY · On-site
$65K/yr
Compliance Testing Program * Perform compliance testing of the bank's compliance controls, identify issues and make recommendations, and report the result. * Identify potential compliance risks and ...
Legal & Compliance Department-Compliance Monitoring and Testing Group (CMTG) AVP
Manhattan, NY · On-site
$65K/yr
Compliance Testing Program * Perform compliance testing of the bank's compliance controls, identify issues and make recommendations, and report the result. * Identify potential compliance risks and ...
Legal & Compliance Department-Compliance Monitoring and Testing Group (CMTG) AVP
Manhattan, NY · On-site
$65K - $150K/yr
Compliance Testing Program * Perform compliance testing of the bank's compliance controls, identify issues and make recommendations, and report the result. * Identify potential compliance risks and ...
Legal & Compliance Department-Compliance Monitoring and Testing Group (CMTG) AVP
Manhattan, NY · On-site
$65K - $150K/yr
Compliance Testing Program * Perform compliance testing of the bank's compliance controls, identify issues and make recommendations, and report the result. * Identify potential compliance risks and ...
AML & Compliance Testing, Senior Associate
Chicago, IL · Hybrid
$90K - $100K/yr
What You'll Do The Senior Associate, AML & Compliance Testing is a dual-hat role with primary responsibility for administering the firm's Anti-Money Laundering (AML) program under the Bank Secrecy ...
AML & Compliance Testing, Senior Associate
Chicago, IL · Hybrid
$90K - $100K/yr
What You'll Do The Senior Associate, AML & Compliance Testing is a dual-hat role with primary responsibility for administering the firm's Anti-Money Laundering (AML) program under the Bank Secrecy ...
Compliance Testing information
See salary details
$14.66 - $17.07
12% of jobs
$18.53 is the 25th percentile. Wages below this are outliers.
$17.07 - $19.47
22% of jobs
The median wage is $21.33 / hr.
$19.47 - $21.88
21% of jobs
$21.88 - $24.28
14% of jobs
$25.53 is the 75th percentile. Wages above this are outliers.
$24.28 - $26.68
13% of jobs
$26.68 - $29.09
6% of jobs
$29.09 - $31.49
6% of jobs
$31.49 - $33.89
4% of jobs
$33.89 - $36.30
1% of jobs
$36.30 - $38.70
1% of jobs
$38.70 - $41.11
0% of jobs
$14
$24
$41
How much do compliance testing jobs pay per hour?
How to become a compliance examiner?
What are the key skills and qualifications needed to thrive as a Compliance Testing professional, and why are they important?
What is a compliance tester?
Are compliance jobs well paid?
Is compliance testing a good career?
What is the difference between Compliance Testing vs Quality Assurance Tester?
| Aspect | Compliance Testing | Quality Assurance Tester |
|---|---|---|
| Primary Focus | Ensuring products meet regulatory standards and legal requirements | Identifying defects and improving product quality |
| Certifications | Often requires industry-specific compliance certifications | Typically holds QA or testing certifications |
| Work Environment | Regulatory agencies, compliance departments, testing labs | Development teams, testing labs, software companies |
| Industry Usage | Finance, healthcare, manufacturing, software | Software development, manufacturing, tech |
Compliance Testing focuses on verifying that products meet legal and regulatory standards, often requiring specific certifications. Quality Assurance Testers concentrate on identifying defects and enhancing product quality during development. While both roles involve testing, Compliance Testing emphasizes adherence to regulations, whereas QA Testing aims to improve overall product performance.
What is compliance testing?
What are some common challenges faced in a Compliance Testing role, and how can applicants prepare to address them?

Capital One rating
7.8
Based on 142 frontline employees who took The Breakroom Quiz
71st of 144 rated banks
Job description
- Testing adherence to business and regulatory requirements
- Testing risk based compliance transactions
- Control reviews focused on reviewing control activities mitigating risks and requirements
- Execute targeted, complex transaction testing for regulatory and line of business compliance requirements in alignment with team and ICTT methodology and procedures
- Execute control reviews under the CCR methodology
- Suggest changes to testing or perform high risk testing as needed
- Manage testing schedules to ensure all tasks and reporting are completed within established timeframes
- Obtain and analyze test data from multiple sources, following documented test plans, and systematically documenting the work and results
- Develop new ways to test large populations of data
- Review transaction tests executed by peers for accuracy and adherence to test procedures
- Support and initiate efforts to improve data sourcing and partner with business and IT areas to develop improved data sources
- Systematically retain documents that substantiate test results
- Establish and maintain strong relationships with Compliance Advisors and Business Areas as needed
- Demonstrate ability to explore and quickly grasp new technologies to progress varied initiatives
- Assist in communicating results to Compliance Officers and other stakeholders, as needed
- High School Diploma, GED or equivalent certification
- At least 2 years of experience in compliance testing, compliance monitoring, quality assurance, control review or audit
- Bachelor's degree
- 3+ years of financial services consumer compliance monitoring experience
- 4+ years of consumer compliance auditing experience
- Experience creating presentations
- Experience with Excel, SQL, Teradata or Redshift
- Scripting experience in Python, Perl, JavaScript or Shell
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
McLean, VA: $96,500 - $110,100 for Compliance Tester IICandidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
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