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Compliance Monitoring Testing Jobs (NOW HIRING)

FIRST BANK OF THE LAKE

Compliance Specialist

Osage Beach, MO · On-site

$90K - $100K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Document monitoring and testing results clearly and accurately, including identified exceptions, observations, and supporting evidence. * Assist in tracking compliance findings, issues, and ...

New

FIRST BANK OF THE LAKE

Compliance Specialist

Osage Beach, MO

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Document monitoring and testing results clearly and accurately, including identified exceptions, observations, and supporting evidence. * Assist in tracking compliance findings, issues, and ...

New

First Bank of The Lake

Compliance Specialist

Osage Beach, MO · On-site +1

$90K - $100K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Document monitoring and testing results clearly and accurately, including identified exceptions, observations, and supporting evidence. * Assist in tracking compliance findings, issues, and ...

FIRST BANK OF THE LAKE

Compliance Specialist

Osage Beach, MO

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Document monitoring and testing results clearly and accurately, including identified exceptions, observations, and supporting evidence. * Assist in tracking compliance findings, issues, and ...

New

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Compliance Monitoring Testing information

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How much do compliance monitoring testing jobs pay per hour?

As of Aug 18, 2026, the average hourly pay for compliance monitoring testing in the United States is $24.25, according to ZipRecruiter salary data. Most workers in this role earn between $18.27 and $26.44 per hour, depending on experience, location, and employer.

What is compliance monitoring testing?

Compliance Monitoring Testing is a process used by organizations to ensure that their operations and activities adhere to relevant laws, regulations, and internal policies. This involves regularly reviewing and evaluating procedures, transactions, and controls to detect and prevent potential compliance violations. The goal is to identify areas of risk, implement corrective actions, and promote a culture of compliance throughout the organization. Typically, this function is critical in industries like finance, healthcare, and insurance where regulatory requirements are strict. Compliance monitoring helps mitigate legal risks and maintain organizational integrity.

What are the key skills and qualifications needed to thrive as a compliance monitoring testing professional?

To thrive in Compliance Monitoring Testing, you need a solid understanding of regulatory requirements, risk assessment, and audit methodologies, often supported by a degree in finance, law, or a related field. Familiarity with compliance management systems, data analytics tools, and professional certifications such as Certified Compliance & Ethics Professional (CCEP) are highly valued. Attention to detail, analytical thinking, and strong communication skills help professionals excel in identifying and reporting compliance gaps. These skills and qualities are crucial to ensure organizations adhere to laws and regulations, reducing the risk of regulatory breaches and reputational damage.

What are some common challenges faced in a compliance monitoring testing role, and how can they be addressed?

Professionals in Compliance Monitoring Testing often encounter challenges such as staying current with evolving regulations, managing large volumes of data, and ensuring consistent testing methodologies across different business units. Addressing these challenges requires ongoing training, strong communication with regulatory and business teams, and the use of advanced data analytics tools to streamline testing processes. Building collaborative relationships with stakeholders and proactively identifying areas of potential non-compliance can also help ensure effective monitoring and timely issue resolution.

What is the difference between Compliance Monitoring Testing vs Compliance Auditing?

AspectCompliance Monitoring TestingCompliance Auditing
PurposeRegularly assesses ongoing compliance with regulationsEvaluates overall compliance effectiveness over a period
FrequencyPeriodic, ongoingTypically scheduled, comprehensive
ScopeSpecific processes or controlsEntire compliance program or system
CertificationsOften requires knowledge of industry standardsRequires similar certifications, like CPA or CIA

Compliance Monitoring Testing focuses on ongoing, routine checks of specific controls to ensure continuous compliance, while Compliance Auditing involves a thorough review of the overall compliance program at scheduled intervals. Both roles require similar credentials and are essential for maintaining regulatory standards in the industry.

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What job categories do people searching Compliance Monitoring Testing jobs look for?

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Compliance Monitoring Testing jobs near you
Infographic showing various Compliance Monitoring Testing job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $50,446 per year, or $24.3 per hour.

Assistant Vice President, Compliance Monitoring and Testing

CLS-Group

Iselin, NJ • On-site

Full-time

Retirement

Posted 7 days ago

Job description

Job Information:

  • Functional Title: Assistant Vice President
  • Department: Compliance Risk Management
  • Corporate Level: Assistant Vice President
  • Reports To: Director, Compliance Monitoring and Testing
  • Location: HXO, MPO
  • Expected full-time salary range between $ 125K - 135K + variable compensation + 401(k) match + benefits

The Compliance Monitoring & Testing team sits within the second line of defence in Compliance Risk Management.

The Assistant Vice President ("AVP") of Compliance Monitoring & Testing plays a critical role with the second line of defence and will provide leadership, expertise and structure to support the ongoing maturation of the Compliance Program and the continuous improvement to enhance the proactive oversight of compliance risk..

The AVP will be required to stay abreast of developments on regulatory requirements and best practices to ensure the monitoring and testing framework remains fit for purpose and that controls gaps are identified to ensure effective compliance risk management.

What you will be doing:

  • Ability to write Compliance Testing reports clearly and concisely that require little to no oversight or rewrite
  • Manages stakeholder engagement independently.
  • Ability to independently scope a review after reviewing related regulations, the related CRA as well as conversations with Advisory Compliance
  • Takes initiative for next steps with limited instruction
  • Has enough experience with Compliance Testing to propose solutions to make the team's processes (and related documents like templates) more efficient
  • Works independently (with limited direct authority) to assess and identify gaps and influence outcome
  • Takes ownership and accountability for deliverable timelines and work quality
  • Maintains relationships and networks and engage with senior stakeholders across the firm to advise on key areas of expertise that support the mitigation of compliance risk
  • Adapts communication style to differing audiences to support and drive cross functional collaboration
  • Has judgement-based decision making in areas of elevated compliance risk and adapt policies and procedures

What we are looking for:

  • Ability to write Compliance Testing reports clearly and concisely that require little to no oversight or rewrite
  • Manages stakeholder engagement independently.
  • Ability to independently scope a review after reviewing related regulations, the related CRA as well as conversations with Advisory Compliance
  • Takes initiative for next steps with limited instruction
  • Has enough experience with Compliance Testing to propose solutions to make the team's processes (and related documents like templates) more efficient
  • Works independently (with limited direct authority) to assess and identify gaps and influence outcome
  • Takes ownership and accountability for deliverable timelines and work quality
  • Maintains relationships and networks and engage with senior stakeholders across the firm to advise on key areas of expertise that support the mitigation of compliance risk
  • Adapts communication style to differing audiences to support and drive cross functional collaboration
  • Has judgement-based decision making in areas of elevated compliance risk and adapt policies and procedures
  • Minimum bachelor's degree; Postgraduate degree (e.g., JD, MBA) or compliance / testing / audit certifications a plus
  • 3-5 years' experience of compliance testing / monitoring / auditing / risk management; Regulatory experience a plus
  • Strong analytic capabilities; excellent communications skills to influence stakeholders
  • Ability to work independently (with limited direct authority) to assess and identify gaps and influence outcomes
  • Ability to take initiative for next steps with limited instruction
  • Advanced proficiency in Microsoft Office (i.e., Word, Excel, PowerPoint) and SharePoint required. Familiarity with Governance, Risk & Compliance (GRC) tools (e.g., Archer) a plus
  • Proficiency in regulatory requirements e.g. Prudential, BSA/AML, Privacy
  • Knowledge of a Financial Market Utility regulatory environment, key legislative requirements and practical implications would be beneficial
  • Experience in executing testing plans
  • Familiarity with corporate compliance programs and standards relative to Federal Reserve SR 08-8 would be beneficial

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