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Compliance Associate Jobs in Decatur, GA (NOW HIRING)

We're hiring an Associate, Exchange Compliance to join our Compliance team. Oscar is the first health insurance company built around a full stack technology platform and a relentless focus on serving ...

We're hiring an Associate, Exchange Compliance to join our Compliance team. Oscar is the first health insurance company built around a full stack technology platform and a relentless focus on serving ...

We're hiring an Associate, Exchange Compliance to join our Compliance team. Oscar is the first health insurance company built around a full stack technology platform and a relentless focus on serving ...

Assistant Store Leader

Mcdonough, GA

$14.50 - $17.75/hr

Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...

Assistant Store Leader

Decatur, GA

$13.50 - $16.50/hr

Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...

Assistant Store Leader

Marietta, GA

$14.75 - $18/hr

Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...

Assistant Store Leader

Marietta, GA

$14.50 - $17.75/hr

Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...

Aprio is a progressive, fast-growing firm looking for a Senior Associate, Compliance as a Service to join their dynamic team. Position Responsibilities: * Lead and support multiple low to moderately ...

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Compliance Associate information

See Decatur, GA salary details

$12

$34

$62

How much do compliance associate jobs pay per hour?

As of Jun 21, 2026, the average hourly pay for compliance associate in Decatur, GA is $34.57, according to ZipRecruiter salary data. Most workers in this role earn between $22.55 and $42.93 per hour, depending on experience, location, and employer.

What is a Compliance Associate?

A Compliance Associate is a professional responsible for ensuring that an organization adheres to internal policies, industry regulations, and legal requirements. They assist with monitoring business activities, conducting audits, preparing reports, and helping to implement compliance programs. By identifying and addressing potential risks, Compliance Associates help organizations avoid legal issues and maintain ethical standards. Their work is vital in industries like finance, healthcare, and corporate governance.

What is the synonym of compliance?

For a Compliance Associate, a synonym for compliance is adherence or conformity to rules, regulations, and standards. These terms reflect the act of following legal and organizational requirements, which is essential in ensuring regulatory and policy adherence within the role.

What is compliance in the workplace?

In the context of a Compliance Associate role, compliance in the workplace refers to ensuring that the organization adheres to laws, regulations, policies, and ethical standards. This involves monitoring operations, conducting audits, and implementing procedures to prevent violations and promote a culture of integrity.

What are some common challenges Compliance Associates face when adapting to new regulations?

Compliance Associates often encounter the challenge of keeping up with frequent changes in laws and industry regulations. This requires continuous learning and the ability to quickly interpret and implement new compliance standards within company policies and procedures. Collaborating closely with legal, audit, and operational teams is essential to ensure all departments are updated and aligned. Staying proactive and leveraging compliance management software can help manage these changes efficiently.

What is compliance in simple terms?

Compliance, in the context of a Compliance Associate role, refers to following laws, regulations, and company policies to ensure that an organization operates legally and ethically. It involves monitoring, auditing, and implementing procedures to prevent violations and maintain standards. Strong attention to detail and knowledge of relevant regulations are essential skills for this role.

What are the key skills and qualifications needed to thrive as a Compliance Associate, and why are they important?

To thrive as a Compliance Associate, you need strong analytical abilities, attention to detail, and a solid understanding of regulatory frameworks, often supported by a degree in law, finance, or business. Familiarity with compliance management systems, regulatory databases, and certifications such as Certified Compliance & Ethics Professional (CCEP) are typically required. Excellent communication, integrity, and problem-solving skills help build trust and ensure effective collaboration across departments. These capabilities are crucial to help organizations mitigate risk, maintain legal standards, and foster a culture of ethical conduct.

What Is a Compliance Associate?

A compliance associate performs a variety of duties related to ensuring that a business follows all regulations, including those governing health, safety, accounting, and public relations. Your job duties include performing research about regulatory practices, assessing the company’s compliance with all laws and regulations, and promoting a variety of policy initiatives developed by human resources and other departments. You may also help the compliance department with audits and administrative tasks. The ideal qualifications for this career include having analytical problem-solving skills and attention to detail. A few years of related experience and a bachelor’s degree are typically preferred by employers.

What is the difference between Compliance Associate vs Compliance Analyst?

AspectCompliance AssociateCompliance Analyst
Required CredentialsBachelor's degree, certifications like CCEP or CAMS often preferredSimilar credentials, often with additional certifications like CRCM or CIA
Work EnvironmentFinancial institutions, healthcare, or corporate compliance teamsRegulatory agencies, financial firms, or consulting firms
Employer & Industry UsageCommon in banking, healthcare, and corporate sectorsUsed in finance, banking, and regulatory bodies
Search & Comparison IntentPeople compare to Compliance Analyst to understand role differencesOften compared to Compliance Associate for role scope and responsibilities

Compliance Associates and Compliance Analysts share similar educational backgrounds and work environments, often within financial or healthcare sectors. While both roles focus on ensuring adherence to regulations, Compliance Analysts typically handle more complex analysis and reporting tasks. Understanding these differences helps job seekers and employers clarify role expectations and requirements.

What is compliance in a business?

Compliance in a business refers to adhering to laws, regulations, and internal policies to operate ethically and legally. A Compliance Associate helps monitor and enforce these standards, often using tools like audits and training to ensure the organization meets legal requirements and reduces risk.
What are the most commonly searched types of Compliance jobs in Decatur, GA? The most popular types of Compliance jobs in Decatur, GA are:
What cities near Decatur, GA are hiring for Compliance Associate jobs? Cities near Decatur, GA with the most Compliance Associate job openings:
Infographic showing various Compliance Associate job openings in Decatur, GA as of June 2026, with employment types broken down into 74% Full Time, 22% Part Time, and 4% Contract. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution, with an average salary of $71,905 per year, or $34.6 per hour.
Senior Compliance Associate

Senior Compliance Associate

Capital Investment Advisors

Atlanta, GA • On-site

Full-time

Posted 14 days ago


Job description

At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgia, Florida, Colorado, Texas, and Arizona provide clients with a full range of financial advice. Since 1996, CIA has been providing financial strategy and management tailored to the client's individual circumstances and objectives.
Our tight-knit team brings together compliance professionals, financial advisors, investment associates, client service managers and associates, operations specialists, business development professionals, and marketing team members, all working collaboratively to help deliver an exceptional client experience. Our Leadership Team is dedicated to fostering employee growth both professionally and personally, and to making every CIA experience meaningful and memorable.
Senior Compliance Associate
We are looking for an ethical, team-oriented Senior Compliance Associate to strengthen and elevate our compliance infrastructure. Reporting to the Compliance Director and partnering closely with members of the Compliance Team, this role will support and help administer key areas of the firm's compliance program while serving as a trusted compliance resource across the organization.
The ideal candidate possesses a strong working knowledge of the Investment Advisers Act of 1940, including the regulatory requirements applicable to SEC registered investment advisers and other relevant regulations, and is comfortable providing compliance guidance and escalating concerns when necessary. The Senior Compliance Associate demonstrates an unwavering commitment to maintaining and enhancing compliance standards, while also being respected by team members as a positive and approachable resource who supports them in their daily interactions with clients.
This position is based in our Atlanta, GA office (Sandy Springs) and will require occasional travel to other office locations. This position is eligible for a hybrid work schedule after completion of a successful introductory period.
Core Responsibilities:
  • Own and manage Advertising & Marketing review responsibilities within the compliance program, strong experience with and understanding of the SEC's Marketing Rule is preferred
  • Lead third-party manager and alternative investment oversight
  • Provide compliance and regulatory guidance for new business initiatives, technology platforms, marketing strategies, and expansion efforts
  • Provide compliance support and regulatory input for technology platforms, marketing strategies, and other business initiatives and expansion efforts
  • Coordinate and support the Asset Management Oversight Committee (AMOC) and Advisor Scorecard programs, as well as other audit work and internal compliance reviews
  • Support DOL PTE 2020-02 rollover documentation and retrospective review
  • Contribute to Rule 206(4)-7 annual review and required regulatory filings
  • Support SEC examinations, including gathering documentation and drafting responses
  • Enhance compliance workflows and strengthen documentation standards
  • Assist with onboarding and development of newer team members

Skills & Qualifications:
  • 5+ years of experience in an SEC-registered investment adviser or broker-dealer compliance role
  • Direct SEC exam experience preferred
  • Strong knowledge of the Advisers Act, Form ADV, Marketing Rule, Code of Ethics, portfolio management oversight, and fiduciary obligations; SEC marketing review experience preferred
  • Bachelor's degreefrom an accredited university
  • IACCP® designation a plus
  • Systems-oriented mindset with experience improving workflows
  • Excellent written and verbal communication skills
  • Strong attention to detail while maintaining a big picture perspective
  • Discretely handles confidential and highly sensitive information
  • Possesses a demonstrated ability to exercise independent regulatory judgment in a fast-paced, growth-oriented environment
  • Self-starter with the ability to successfully execute tasks, independently complete projects and effectively conduct audit work with minimal oversight
  • Excellent ability to manage competing priorities
  • Exercises sound judgment and considers the firm's best interest when making decisions and carrying out responsibilities
  • Committed to a culture of compliance
  • Exhibits the Capital Investment Advisors' five Core Values in everything they do