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Brokerage Operations Associate Jobs in Iowa (NOW HIRING)

Kunkel & Associates

Summer 2027 Sales Internship

Dubuque, IA · On-site

$14.25 - $19.25/hr

Gain exposure to sales, consulting, marketing, underwriting, operations, and risk management More ... Associates Kunkel & Associates is an independent insurance brokerage and consulting firm ...

Kunkel & Associates

Summer 2027 Sales Internship

Dubuque, IA · On-site

$14.25 - $19.25/hr

Gain exposure to sales, consulting, marketing, underwriting, operations, and risk management More ... Associates Kunkel & Associates is an independent insurance brokerage and consulting firm ...

Lennar

Regional Marketing Field Coordinator

Des Moines, IA · On-site

$20.05 - $25/hr

Act as a liaison between sales, operations, and the regional marketing team to ensure flawless ... This is not a comprehensive listing of all job duties of the Associates. Duties, responsibilities ...

Lennar

New Home Consultant

Des Moines, IA

... Associates throughout their career. Lennar has been recognized as a Fortune 500 company and ... Travel throughout the local community to generate leads from Realtor/Co-Broker businesses ...

Lennar

New Home Consultant

Des Moines, IA · On-site

... Associates throughout their career. Lennar has been recognized as a Fortune 500 ® company and ... Travel throughout the local community to generate leads from Realtor/Co-Broker businesses ...

American Equity

Counsel, Product

Des Moines, IA · On-site

... IMOs, broker-dealers, and other distribution partners. * Provides legal guidance on producer ... Advises annuity operations teams on contract interpretation and administration of annuity ...

American Equity

Counsel, Product

Des Moines, IA · On-site

... IMOs, broker-dealers, and other distribution partners. * Provides legal guidance on producer ... Advises annuity operations teams on contract interpretation and administration of annuity ...

Peoples Bank

Branch Manager

Boone, IA · On-site

Associate degree with emphasis in business or an equivalent of 5-10 years of banking experience ... Oversees operational function to comply with auditing and procedures, policies and bank regulations.

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Brokerage Operations Associate information

See Iowa salary details

$10

$24

$50

How much do brokerage operations associate jobs pay per hour?

As of Sep 1, 2026, the average hourly pay for brokerage operations associate in Iowa is $24.65, according to ZipRecruiter salary data. Most workers in this role earn between $16.73 and $28.46 per hour, depending on experience, location, and employer.

What is a brokerage operations associate?

Brokerage Operations Associates are professionals who support the day-to-day activities of a brokerage firm. They are responsible for processing trades, maintaining client accounts, ensuring regulatory compliance, and resolving discrepancies or issues related to transactions. Their work ensures the smooth settlement of trades and accurate record-keeping, which is essential for client trust and the proper functioning of financial markets. They often collaborate with brokers, clients, and other departments to ensure all operations run efficiently.

What are the key skills and qualifications needed to thrive as a brokerage operations associate?

To thrive as a Brokerage Operations Associate, you need a solid understanding of financial markets, trade processing, securities settlement, and a bachelor’s degree in finance or a related field. Familiarity with trade management platforms (such as DTCC, Bloomberg, or SWIFT), and sometimes FINRA Series 7 or Series 63 certification, is typically required. Strong attention to detail, analytical thinking, and effective communication skills help ensure accuracy and efficiency when resolving issues and interacting with clients or internal teams. These skills are crucial for minimizing risk, maintaining compliance, and ensuring smooth and timely execution of brokerage operations.

What are some common challenges faced by brokerage operations associates, and how can they be addressed?

Brokerage Operations Associates often encounter challenges such as managing high transaction volumes, ensuring regulatory compliance, and resolving discrepancies between trades and settlements. Staying organized and detail-oriented is crucial, as even small errors can have significant impacts. Proactively communicating with internal teams and external partners, and leveraging technology tools, can help streamline processes and minimize errors. Continuous learning about industry regulations and best practices also helps Associates stay ahead of compliance requirements.

What are the most commonly searched types of Brokerage Operations jobs in Iowa?

The most popular types of Brokerage Operations jobs in Iowa are:

What are popular job titles related to Brokerage Operations Associate jobs in Iowa?

For Brokerage Operations Associate jobs in Iowa, the most frequently searched job titles are:

What job categories do people searching Brokerage Operations Associate jobs in Iowa look for?

The top searched job categories for Brokerage Operations Associate jobs in Iowa are:

What cities in Iowa are hiring for Brokerage Operations Associate jobs?

Cities in Iowa with the most Brokerage Operations Associate job openings:

Brokerage Operations Associate jobs near you
Infographic showing various Brokerage Operations Associate job openings in Iowa as of August 2026, with employment types broken down into 83% Full Time, 14% Part Time, 1% Temporary, and 2% Contract. Highlights an 93% Physical, 2% Hybrid, and 5% Remote job distribution, with an average salary of $51,273 per year, or $24.7 per hour.

Account Review Specialist

Cambridge Investment Research, Inc.

Fairfield, IA • On-site

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 16 days ago

Job description

Job Summary
Key Deliverables and Responsibilities
As an Account Review Specialist, you will play an important role in reviewing account documentation, supporting compliance processes, and helping ensure adherence to internal and external regulatory requirements.
This position offers an excellent opportunity for a detail-oriented professional who enjoys problem-solving, collaborating with others, and contributing to a high-performing team environment.
What You'll Do
  • Communicate policies and procedures to advisors and associates while helping maintain regulatory compliance.
  • Identify potential policy violations and escalate concerns to leadership when appropriate.
  • Respond to phone, email, voicemail, and occasional in-person inquiries in a professional and timely manner.
  • Research industry rules, regulations, and compliance requirements.
  • Monitor and support registered investment advisory (RIA) communications and documentation.
  • Develop and maintain knowledge of industry compliance standards, regulations, and best practices.
  • Handle sensitive and confidential information with discretion and professionalism.
  • Participate in departmental projects and cross-training opportunities as needed.

What We Are Looking For
  • Ability to interpret policies, procedures, and business documentation.
  • Ability to manage confidential information responsibly.
  • Strong attention to detail and organizational skills.
  • Excellent written and verbal communication skills.
  • Effective problem-solving and analytical skills.
  • Works well in a collaborative team environment

Preferred Qualifications
  • Experience in financial services, operations, compliance, or account processing.
  • Familiarity with investment advisory or brokerage industry practices.
  • Experience working in a fast-paced, service-oriented environment.

Location: Fairfield, IA or Phoenix, AZ (hybrid attendance model)
Why Cambridge?
Cambridge has competitive benefits and promotes a work/life balance to encourage individual success.
  • Premium benefit package including medical, vision, dental, life and long-term disability insurance
  • Vacation/sick time
  • 401K retirement plan with company matching program
  • Eleven paid holidays

You can find more details about our comprehensive benefits package here.
Cambridge Overview:
Cambridge is a financial solutions firm that provides business support services to thousands of independent financial advisors. These advisors offer personalized investment services including wealth management, financial planning, and retirement services to individuals and families across the country. Cambridge provides significant compliance, technology, and transaction processing support to these financial advisors and their offices.

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