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1940 Act Attorney Jobs (NOW HIRING)

Legal Affairs Manager

New York, NY · On-site

$73K - $129K/yr

  • Medical

  • Dental

  • Life

  • Retirement

  • PTO

Under the direction of an attorney, responsible for performing on-going legal and regulatory ... 1940 Act"), Securities Act of 1933 and the Securities Exchange Act of 1934. Solicits and ...

Legal Affairs Manager

Charlotte, NC · On-site

$73K - $129K/yr

  • Medical

  • Dental

  • Life

  • Retirement

  • PTO

Under the direction of an attorney, responsible for performing on-going legal and regulatory ... 1940 Act"), Securities Act of 1933 and the Securities Exchange Act of 1934. Solicits and ...

Legal Affairs Manager

Boston, MA · On-site

$73K - $129K/yr

  • Medical

  • Dental

  • Life

  • Retirement

  • PTO

Under the direction of an attorney, responsible for performing on-going legal and regulatory ... 1940 Act"), Securities Act of 1933 and the Securities Exchange Act of 1934. Solicits and ...

... Associate Attorney to join its Investment Management group. Experience in the structuring and ... In addition, experience with the Investment Company Act of 1940 and the Investment Advisers Act of ...

... Associate Attorney to join its Investment Management group. Experience in the structuring and ... In addition, experience with the Investment Company Act of 1940 and the Investment Advisers Act of ...

... Associate Attorney to join its Investment Management group. Experience in the structuring and ... In addition, experience with the Investment Company Act of 1940 and the Investment Advisers Act of ...

... Associate Attorney to join its Investment Management group. Experience in the structuring and ... In addition, experience with the Investment Company Act of 1940 and the Investment Advisers Act of ...

... Associate Attorney to join its Investment Management group. Experience in the structuring and ... In addition, experience with the Investment Company Act of 1940 and the Investment Advisers Act of ...

... Associate Attorney to join its Investment Management group. Experience in the structuring and ... In addition, experience with the Investment Company Act of 1940 and the Investment Advisers Act of ...

Showing results 41-60

1940 Act Attorney information

See salary details

$48.5K

$127.4K

$203K

How much do 1940 act attorney jobs pay per year?

As of Aug 13, 2026, the average yearly pay for 1940 act attorney in the United States is $127,368.00, according to ZipRecruiter salary data. Most workers in this role earn between $100,000.00 and $147,000.00 per year, depending on experience, location, and employer.

What is a 1940 Act Attorney?

A 1940 Act Attorney specializes in legal matters related to the Investment Company Act of 1940 and the Investment Advisers Act of 1940. They provide counsel on regulatory compliance, fund formation, securities law, and corporate governance for investment companies, mutual funds, and asset managers. Their role includes drafting disclosure documents, handling SEC filings, and advising on fiduciary responsibilities. These attorneys often work in law firms, asset management firms, or regulatory agencies.

What are the key skills and qualifications needed to thrive as a 1940 Act Attorney?

A 1940 Act Attorney needs extensive knowledge of the Investment Company Act of 1940, securities law expertise, and a Juris Doctor (JD) degree with bar admission. Familiarity with SEC filings, compliance systems, and legal research tools such as Westlaw or LexisNexis is essential. Strong analytical thinking, attention to detail, and effective communication are crucial soft skills. These skills ensure the attorney can successfully advise financial institutions, maintain regulatory compliance, and mitigate legal risk in the highly regulated asset management industry.

What are the common challenges faced by a 1940 Act Attorney in a financial services firm?

As a 1940 Act Attorney, you’ll frequently navigate complex, evolving regulatory requirements and interpret how new SEC rules impact your clients’ operations. One of the main challenges is balancing robust legal compliance with business objectives, often requiring creative problem-solving and proactive risk management. You may also encounter tight deadlines for regulatory filings and need to collaborate closely with compliance, portfolio management, and product development teams. Staying current with industry trends and regulatory updates is vital to ensure your guidance remains accurate and actionable.

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What cities are hiring for 1940 Act Attorney jobs?

Cities with the most 1940 Act Attorney job openings:

What are the most commonly searched types of 1940 Act Attorney jobs?

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What states have the most 1940 Act Attorney jobs?

States with the most job openings for 1940 Act Attorney jobs include:

Infographic showing various 1940 Act Attorney job openings in the United States as of August 2026, with employment types broken down into 100% Full Time. Highlights an 80% In-person, 17% Hybrid, and 3% Remote job distribution, with an average salary of $127,368 per year, or $61.2 per hour.

Director, Associate Counsel - Wealth

Cohen & Steers

New York, NY • Hybrid

$210K - $245K/yr

Full-time

Re-posted 25 days ago


Job description

Job Title: Director, Associate Counsel - Wealth 

Department: Legal & Compliance 

Reports To: Senior Vice President, Associate General Counsel - Wealth

FLSA Code: Exempt 

Estimated Salary: $210,000 - $245,000 

 

Job Summary:

Associate Counsel will work with Associate General Counsel, Associate Counsel, paralegals and other staff to provide legal support for the firm's U.S. registered funds, sub-advisory relationships and other retail products, including separately managed accounts and model-based programs. Will work closely with senior management and other teams across the firm including fund administration and compliance and will handle regulatory issues and general legal matters. Cohen & Steers is committed to an inclusive culture, valuing diversity in support of our people and clients.

Major Responsibilities/Activities:

  • Provide legal advice and support on issues relating to the firm's U.S. registered open- and closed-end funds, exchange-traded funds, retail separately managed accounts, model-based programs and sub-advisory relationships with particular emphasis on contracts, distribution, product development, marketing and sales practices
  • Assist in preparation of materials for board meetings; attend board meetings and draft minutes
  • Draft organizational documents, board actions, investment management agreements and service provider contracts
  • Handle regulatory issues, general legal matters and work closely with the compliance and fund administration team
  • Preparation and filing of annual prospectus updates and draft registration statements for new funds and series; oversee all other required 1940 Act filings
  • Review and negotiate distribution, platform and other agreements with fund intermediaries
  • Work closely with senior management

 

Minimum Requirements: 

  • Attorney with top credentials, at least 2-4 years of related experience in-house, regulatory, or leading law firm required
  • Has detailed knowledge of securities laws applicable to registered investment companies including the Investment Company Act of 1940
  • Experience with the following:
    • Open-end funds, closed-end funds, exchange-traded funds and other registered products
    • Legal issues relating to asset management
    • Negotiating and drafting contracts
  • Intelligent, bright, conceptual thinker and a quick learner with the ability to quickly assess a situation and generate new insights and usable ideas
  • Outstanding reputation of professional integrity and have the potential to be immediately, personally credible within the organization and in the investment and client communities
  • Hardworking with an ability to multi-task in a dynamic work environment
  • An independent entrepreneurial self-starter with the ability to get things done
  • Excellent communication and presentation skills
  • Consensus builder and team player with the ability to work well on a team and within an organization
  • Cultural skills and sensitivities to work effectively in a global organization
  • In-office collaboration in critical
  • Law degree required
  • Demonstrates inclusive behaviors in support of a culture that values diverse perspectives
  • Agrees to comply with the firm's hybrid work policy ("work from home policy," as aligned with the Company's employee handbook), which currently requires reporting to the Company's New York City office four (4) days per week, with one (1) remote workday permitted

Experience with the following is preferred, but not required:

  • Knowledge of securities laws applicable to registered investment advisers including the Investment Adviser's Act of 1940
  • Experience with the following
    • Separately managed accounts and model-based programs
    • Sub-advisory relationships
    • Compliance policies and procedures
    • ISDA Master Agreements and other ancillary documentation for derivatives business
    • Issues faced by Broker/Dealers

Note: This job description reflects management's assignment of essential functions; it does not prescribe or restrict the tasks that may be assigned. The job title or duties and responsibilities may be changed by the Company at any time.