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Uniform Securities Agent State Law Exam Jobs (NOW HIRING)

Raymondjames

Practice Business Manager

Houston, TX · Remote

... Uniform Securities Agent State Law Examination - Financial Industry Regulatory Authority (FINRA ... Exam (SIE) - Financial Industry Regulatory Authority (FINRA) Travel Less than 25% Workstyle ...

JPMorgan Chase & Co.

$160 - $230/hr

FINRA General Securities Representative Exam (i.e. Series 7) and Uniform Securities Agent State Law Examination (i.e. Series 63) required (may take these exams after commencement of employment) About ...

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How much do uniform securities agent state law exam jobs pay per year?

As of Sep 4, 2026, the average yearly pay for uniform securities agent state law exam in the United States is $88,968.00, according to ZipRecruiter salary data. Most workers in this role earn between $57,500.00 and $122,000.00 per year, depending on experience, location, and employer.

What is the difference between Uniform Securities Agent State Law Exam vs Series 7 Exam?

AspectUniform Securities Agent State Law ExamSeries 7 Exam
PurposeQualifies individuals to sell securities at the state levelQualifies individuals to sell a broad range of securities nationwide
Content FocusState securities regulations, laws, and complianceGeneral securities knowledge, investment products, and trading rules
Work EnvironmentPrimarily in state-regulated securities firmsNational securities firms and broker-dealers
Required forRegistering as a securities agent with state authoritiesRegistering as a general securities representative

The Uniform Securities Agent State Law Exam focuses on state-specific securities laws, while the Series 7 Exam covers broader securities knowledge for national licensing. Both are essential for securities professionals but serve different regulatory and operational purposes.

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What states have the most Uniform Securities Agent State Law Exam jobs?

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Uniform Securities Agent State Law Exam jobs near you
Infographic showing various Uniform Securities Agent State Law Exam job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 70% Full Time, 26% Part Time, and 3% Contract. Highlights an 96% Physical, 1% Hybrid, and 3% Remote job distribution, with an average salary of $88,968 per year, or $42.8 per hour.

Business analyst ONLY Contract to NJ, NY, PA

Tech Mirrors

Manhattan, NY • On-site

$110 - $170/hr

Other

Posted 3 days ago

New

Job description

Role: Business analyst

Location: New York. NY

Visa: H1,H4EAD,GC-EAD,GC,Citizens,
Mode: Hybrid – 3 days onsite
Duration: 6+ month contract
Local to NJ, NY, PA

Responsibilities:
  • Determine “as-is” vs. “to-be” data landscapes, identifying missing data fields, granularity issues, and data quality gaps for both reports.
  • Work with Finance Business partners to gain an understanding of our business and products.
  • Provide clear, actionable guidance to data architects and upstream systems on what specific data elements need to be sourced (e.g., transactional, counterparty, collateral, and balance sheet data).
  • Acknowledge and translate complex regulatory instructions from the Federal Reserve into clear business and functional requirement documents (BRD/FRD).
  • Develop detailed data mapping specifications from source systems to the Axiom operational data store (ODS) and consolidated data model.
Qualifications:
  • Bachelor’s degree in Computer Science, Information Technology, Finance, Accounting, or a related field.
  • Minimum of 10+ years of experience as a Business Analyst in a CIB.
  • Hands‑on experience navigating within AxiomSL (ControllerView).
  • Mandatory proven track record of at least one full lifecycle implementation of FR 2050a or FR Y-15 reports at a major banking institution.
  • Strong knowledge of financial products.
  • Proficiency in data analysis tools such as PowerBI, SQL Queries and working with large data sets.
  • Excellent communication and leadership skills, with the ability to drive a topic forward to completion.
  • Strong analytical and problem‑solving abilities, with a keen attention to detail.
Certificates, licenses, registrations (list of licenses required if Registered Rep)
  • SIE – Securities Industry Essentials
  • S79 – Investment Banking Representative
  • S7 – General Securities Representative
  • S63 – Uniform Securities Agent State Law
  • S14 – Compliance Officer
  • S99 – Operations Professional
  • S24 – General Securities Principal
  • CPA- Certified Public Accountant
  • S27 – Financial and Operations Principal
  • S57 – Securities Trader Representative
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