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Transfer Agent Oversight Manager Jobs (NOW HIRING)

Securities Transfer Corporation

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Issuer Services and Fund Administration Associate

Plano, TX · On-site

$55K - $65K/yr

... transfer agent and fund administrator. Successful candidate will be responsible for analyzing and processing subscription agreements for various securities, liaising with client's senior management ...

Ascendo

Transfer Agent/Administrator

Manhattan, NY · On-site

Ascendo Resources are seeking a Temporary Transfer Agent/Administrator to assist the Closings ... Support closing agents with administrative follow-up and backlog management. * Respond to client ...

Securities Transfer Corporation

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Corporate Counsel

Plano, TX · On-site

$85K - $95K/yr

... based stock transfer agent and fund administrator. Successful candidates will review securities transactions for compliance with federal securities laws as well as assist in managing overall ...

RemX

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Inbound Wire Transfer Agent

Little Rock, AR · On-site

$22/hr

Inbound Wire Transfer Agent Job Duties ... Manage high-volume inbound and outbound calls with professionalism and efficiency * Assist ...

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Transfer Agent Oversight Manager information

What jobs make $1,000,000 a year?

Transfer Agent Oversight Managers in financial services can earn over $1 million annually, especially with extensive experience, bonuses, and leadership roles. High-level executives such as CEOs, CFOs, and investment fund managers also often reach this income level, typically requiring advanced degrees, certifications, and significant industry experience.

Who are the top 5 transfer agents?

Transfer agents are companies that manage shareholder records and handle securities transfers for corporations. The top transfer agents in the industry include Computershare, American Stock Transfer & Trust Company, Broadridge Financial Solutions, EQ Shareowner Services, and Continental Stock Transfer & Trust Company. These firms are known for their extensive experience, compliance standards, and technology platforms used in securities administration.

What jobs pay 2000 a day?

Transfer Agent Oversight Managers typically do not earn $2000 a day; such high daily earnings are more common in executive roles, specialized consulting, or high-level investment positions. These roles often require extensive experience, certifications, and a strong understanding of financial regulations and asset management. Most jobs with daily pay of $2000 are in finance, investment banking, or executive management, and they usually involve significant responsibilities and long hours.

How much does a transfer agent make?

A transfer agent oversight manager typically earns between $70,000 and $120,000 annually, depending on experience, location, and company size. The role requires knowledge of securities regulations and often involves managing compliance and record-keeping tasks in a financial or corporate environment.
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Transfer Agent Oversight Manager jobs near you
Infographic showing various Transfer Agent Oversight Manager job openings in the United States as of June 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution.

Director, AM Treasurers Office - Transfer Agent Oversight

Fidelity Investments

Boston, MA • On-site

$110K - $222K/yr

Full-time

Medical, Retirement, PTO

Posted 12 days ago

Fidelity Investments rating

8.7

Company rating: 8.7 out of 10

Based on 264 frontline employees who took The Breakroom Quiz

14th of 138 rated financial services

Job description

Job Description:

The Role

As a Director of Transfer Agent Oversight in Asset Management's Treasurers Office, you will be responsible for supporting the oversight program related to the Fidelity Funds Transfer Agent functions. This role will interact directly with Fidelity's Transfer Agents (internal and external) to evaluate their operations and system capabilities to ensure compliance with Fund policies, and will monitor, develop, and implement processes for monitoring operational and regulatory compliance. As a specialist on Fidelity's Fund policies, you will work with senior levels of management to either modify current Fund policies or set new policies and will make recommendations on complex, technical operational issues. You will engage with various groups within Fidelity on new products and product changes to ensure appropriate policies, controls and disclosures are in place. Finally, the Director may participate in other departmental initiatives as determined by the Vice President Transfer Agent Oversight.

The Expertise and Skills You Bring:

  • A minimum of 9 years industry or equivalent experience
  • 4 plus years mutual fund operations or transfer agent related experience
  • A Bachelor's degree or equivalent
  • Knowledge of Transfer Agent risk and/or compliance a plus
  • Knowledge of Proxy, Alternatives Administration/Oversight and Digital Asset Ops is a plus
  • Ability to influence business partners and build strong relationships with Senior Leaders
  • Excellent verbal, written and formal presentations communication skills
  • Possess strong research and analytical skills
  • Ability to apply sound judgment to spot issues, assess risks, and identify items requiring escalation
  • Possess excellent organizational skills
  • Ability to make and effectively communicate decisions
  • Unwavering dedication to accuracy, quality, and completion of tasks

The Team

The Asset Management Treasurers Office provides fiduciary oversight of Fidelity's funds, shareholder activity, and service providers. We use industry knowledge, technical experience, and our responsibility as fiduciaries to set and monitor adherence to fund policies, and we support the Funds' Boards of Trustees in fulfilling their responsibilities to the Fidelity Mutual Funds. In addition to overseeing Fidelity's existing products, we also actively support Asset Management's efforts to expand investment capabilities by ensuring appropriate oversight is in place for new products prior to implementation.

The base salary range for this position is $110,000-$222,000 per year.

Placement in the range will vary based on job responsibilities and scope, geographic location, candidate's relevant experience, and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career. Note, the application window closes when the position is filled or unposted.

Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

Certifications:Category:Investment Operations

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