ZipRecruiter

Log In

1

Trade Surveillance Analyst Jobs (NOW HIRING)

Northbound Search

Trade Surveillance Analyst

Manhattan, NY · On-site

$85K - $105K/yr

Trade Surveillance Analyst will be responsible for actively following regulatory trends and responsible of taking appropriate action updating and designing surveillance patterns to ensure the firm ...

Wellington Management

Trade Surveillance Analyst

Boston, MA · On-site

$170K/yr

About the Role The Trade Surveillance Analyst is responsible for supporting the firm's global Trade and eComm Surveillance Program by identifying, assessing, and escalating potential violations of ...

Polymarket

Trade Surveillance Analyst

New York, NY · On-site

$171K/yr

As a Trade Surveillance Analyst, you will own the daily alert queue. That means triaging flagged activity, distinguishing genuine risk from noise, writing case documentation, and escalating what ...

next page

Showing results 1-20

All JobsTrade Surveillance Analyst Jobs

Trade Surveillance Analyst information

See salary details

$40K

$138.1K

$158.5K

How much do trade surveillance analyst jobs pay per year?

As of Jul 28, 2026, the average yearly pay for trade surveillance analyst in the United States is $138,141.00, according to ZipRecruiter salary data. Most workers in this role earn between $157,000.00 and $157,000.00 per year, depending on experience, location, and employer.

What are some typical challenges faced by Trade Surveillance Analysts?

Trade Surveillance Analysts often face the challenge of monitoring vast volumes of trading data to identify potentially suspicious or non-compliant activities. Staying updated on evolving regulations and adapting to new surveillance systems or market practices can also be demanding. The role frequently involves collaborating with compliance teams, IT, and senior management to investigate alerts and resolve complex cases. Developing a keen eye for detail and maintaining consistent documentation are essential to managing these challenges successfully.

What are the key skills and qualifications needed to thrive in the Trade Surveillance Analyst position, and why are they important?

To thrive as a Trade Surveillance Analyst, you need a strong understanding of financial markets, regulatory compliance, and data analysis, often supported by a degree in finance, economics, or a related field. Familiarity with surveillance platforms (such as NICE Actimize or SMARTS), SQL, Excel, and certifications like CAMS or Series 7 are highly valued. Strong analytical thinking, attention to detail, and effective communication skills distinguish top performers in this role. These competencies ensure accurate detection and reporting of suspicious trading activities, helping firms maintain compliance and mitigate regulatory risk.

What is a Trade Surveillance Analyst job?

A Trade Surveillance Analyst is responsible for monitoring and analyzing trading activities to detect and prevent market abuse, fraud, and regulatory violations. They use surveillance tools and data analysis to identify suspicious patterns in trades and escalate potential risks to compliance teams. The role requires knowledge of financial markets, trading regulations, and analytical skills to ensure trading activities align with legal and ethical standards. Analysts often collaborate with legal, compliance, and technology teams to improve surveillance processes and stay updated on industry regulations.

More about Trade Surveillance Analyst jobs
What cities are hiring for Trade Surveillance Analyst jobs? Cities with the most Trade Surveillance Analyst job openings:
What are the most commonly searched types of Trade Surveillance Analyst jobs? The most popular types of Trade Surveillance Analyst jobs are:
What states have the most Trade Surveillance Analyst jobs? States with the most job openings for Trade Surveillance Analyst jobs include:
What job categories do people searching Trade Surveillance Analyst jobs look for? The top searched job categories for Trade Surveillance Analyst jobs are:
Trade Surveillance Analyst jobs near you
Infographic showing various Trade Surveillance Analyst job openings in the United States as of July 2026, with employment types broken down into 89% Full Time, 6% Part Time, 1% Temporary, and 4% Contract. Highlights an 83% Physical, 7% Hybrid, and 10% Remote job distribution, with an average salary of $138,141 per year, or $66.4 per hour.
Trade Surveillance Analyst

Trade Surveillance Analyst

Northbound Search

Manhattan, NY • On-site

$85K - $105K/yr

Other

Posted 18 days ago

Job description

Job Description:

Trade Surveillance Analyst will be responsible for actively following regulatory trends and responsible of taking appropriate action updating and designing surveillance patterns to ensure the firm has inclusive surveillance coverage. The Compliance personnel will also contribution in developing multi-data format alerts and advanced market risk metrics; all of which may be utilized to conduct monitoring and to respond to regulatory reports. The Trade Surveillance Analyst will work with the Compliance and Front Office officials to coordinate and establish the various surveillance needs.
Job Responsibilities:

  • Responsible for the timely analysis of alerts leading to the detection and prevention of market or firm misconduct.
  • Effectively review and analyze complex situations, identify high risk attributes and apply judgement to resolve issues in an efficient manner with minimal supervision.
  • Compile analysis into meaningful summaries and make findings available to relevant stakeholders.
  • Case Management Facility: Participate in establishing a facility for case management, data reporting and a holistic approach to risk mitigation.
  • Develop a systematic program for the case management reviews, workflow, and reporting.
  • Trade Surveillance Modeling
  • Critical knowledge on handling KYC, AML, Compliance conflicts
  • Market manipulation schemes, such as: collusion, front-running, pre-arranged trading, layering, spoofing, ramping, etc.

Job Requirements:

  • Bachelor’s Degree or advanced degree in a related field such as Economics, Computer Science, or finance.
  • Strong interpersonal and written ability.
  • Demonstrated high level of initiative, analytical skills, and impeccable integrity.
  • Ability to multi-task multiple projects within specified time restraints
  • At least 2-3 years of professional experience in the Financial Services industry.

Compensation:

  • $85,000 - $105,000

Apply