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Remote Trade Surveillance Analyst Jobs (NOW HIRING)

Huron Consulting Group

Trade Analyst

Chicago, IL · On-site +1

Consultants' main role is providing trade surveillance and clearing trade alerts for various securities, including derivatives, fixed income, and equities Consultants' main role is providing trade ...

The Voleon Group

Manager - Trade Surveillance

Berkeley, CA · On-site +1

$160K - $190K/yr

As Manager - Trade Surveillance, you will be the manager of our compliance control room, which is ... Supervise the work of junior compliance analysts who prepare trading related regulatory filings

campus4tech

TradingHub Engineer

TradingHub: Hands-on TradingHub trade surveillance implementation experience is required ... Soft Skills: Excellent analytical, problem-solving, and communication abilities. * Education:

Mercor

Market Conduct Specialist - AI Trainer

Dallas, TX · On-site +1

$100/hr

Trade Surveillance Expert (Market Abuse & Conduct Monitoring) Type: Contract Compensation: $100/hour Location: Remote Role Responsibilities * Review and analyze simulated and real-world trading ...

Seven Points Capital

Remote Traders

Remote Traders Department: Traders Employment Type: Full Time Location: Remote Description Seven ... Analyze market flows and current themes to generate alpha • Participate in the design and ...

BHFT

Senior Compliance Officer

New York, NY · On-site +1

Although we maintain office spaces, we currently operate as a 100% remote organization. At BHFT ... Trade surveillance across all venues * Regulatory and exchange affairs - filings, registrations ...

BHFT

Senior Compliance Officer

New York, NY · On-site +1

Although we maintain office spaces, we currently operate as a 100% remote organization. At BHFT ... Trade surveillance across all venues * Regulatory and exchange affairs - filings, registrations ...

Clark Associates

Global Trade Analyst

Lancaster, PA · Remote

Job Summary We are seeking a highly skilled and detail-oriented individual to join our organization as Global Trade Analyst (Remote). In this position, you will play a crucial role in ensuring our ...

Clark Associates

Global Trade Analyst

Lancaster, PA · Remote

$70K - $100K/yr

Job Summary We are seeking a highly skilled and detail-oriented individual to join our organization as Global Trade Analyst (Remote). In this position, you will play a crucial role in ensuring our ...

Swish Analytics

Trading Analyst

San Francisco, CA · On-site +1

$80K/yr

... Remote Duties: * Manage client risk, ensuring the highest margins on Swish products through +EV ... analyze betting trends in a scientific process, turning data into quantifiable trading actions ...

Swish Analytics

Trading Analyst

San Francisco, CA · On-site +1

$65K/yr

... Remote Duties: * Manage client risk, ensuring the highest margins on Swish products through +EV ... analyze betting trends in a scientific process, turning data into quantifiable trading actions ...

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Remote Trade Surveillance Analyst information

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$40K

$138.1K

$158.5K

How much do remote trade surveillance analyst jobs pay per year?

As of Jul 28, 2026, the average yearly pay for remote trade surveillance analyst in the United States is $138,141.00, according to ZipRecruiter salary data. Most workers in this role earn between $157,000.00 and $157,000.00 per year, depending on experience, location, and employer.

What is a Remote Trade Surveillance Analyst?

A Remote Trade Surveillance Analyst is a professional who monitors trading activities from a remote location to detect and investigate suspicious or potentially illegal trading behaviors, such as market manipulation or insider trading. They use advanced software and data analysis tools to review trades, generate alerts, and ensure compliance with regulatory requirements. By working remotely, they can perform these tasks outside of a traditional office environment, often for financial institutions or regulatory bodies. Their work is crucial in maintaining the integrity of financial markets and protecting investors.

What is the difference between Remote Trade Surveillance Analyst vs Remote Compliance Analyst?

AspectRemote Trade Surveillance AnalystRemote Compliance Analyst
Required CredentialsCertifications like CFE, CAMS, or FRM often preferredCertifications such as CRCM, CAMS, or CCEP common
Work EnvironmentFinancial firms, trading desks, or regulatory agenciesFinancial institutions, banks, or regulatory bodies
Industry UsageUsed in trading, securities, and investment firmsUsed across banking, finance, and insurance sectors
Search & Comparison IntentOften compared for roles in trade monitoring and complianceCompared for roles in regulatory adherence and risk management

The Remote Trade Surveillance Analyst focuses on monitoring trading activities for suspicious behavior, while the Remote Compliance Analyst ensures adherence to regulations across various financial operations. Both roles require similar certifications and are employed within financial institutions, but they serve distinct functions in risk management and regulatory compliance.

What are the key skills and qualifications needed to thrive as a Remote Trade Surveillance Analyst, and why are they important?

To thrive as a Remote Trade Surveillance Analyst, you need a strong understanding of financial markets, regulatory compliance, and data analysis, typically supported by a degree in finance, economics, or a related field. Familiarity with trade surveillance platforms (such as NICE Actimize, SMARTS, or Nasdaq), SQL, and regulatory reporting tools is often required, along with relevant certifications like CAMS or ACAMS. Excellent attention to detail, critical thinking, and strong communication skills help analysts identify suspicious activities and collaborate effectively with compliance teams. These skills are crucial for detecting potential market abuse, ensuring regulatory compliance, and safeguarding the integrity of financial institutions.

What are some common challenges faced by Remote Trade Surveillance Analysts, and how can they be addressed?

Remote Trade Surveillance Analysts often face challenges such as managing large volumes of trading data and identifying suspicious patterns across multiple platforms. Working remotely can add complexity to communication and collaboration with compliance teams and other departments. To address these issues, successful analysts adopt strong organizational skills, leverage advanced surveillance tools, and maintain proactive communication through regular virtual meetings and updates. Staying current with regulatory changes and fostering relationships with team members helps ensure effective monitoring and swift issue escalation.
More about Remote Trade Surveillance Analyst jobs
What cities are hiring for Remote Trade Surveillance Analyst jobs? Cities with the most Remote Trade Surveillance Analyst job openings:
What are the most commonly searched types of Trade Surveillance Analyst jobs? The most popular types of Trade Surveillance Analyst jobs are:
What states have the most Remote Trade Surveillance Analyst jobs? States with the most job openings for Remote Trade Surveillance Analyst jobs include:
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Remote Trade Surveillance Analyst jobs near you
Infographic showing various Remote Trade Surveillance Analyst job openings in the United States as of July 2026, with employment types broken down into 79% Full Time, 14% Part Time, and 7% Contract. Highlights an 100% Remote job distribution, with an average salary of $138,141 per year, or $66.4 per hour.
Trade Surveillance Analyst 1 - Financial Crimes Department

Trade Surveillance Analyst 1 - Financial Crimes Department

Alpaca

Remote

$160K/yr

Full-time

Posted 6 days ago

Job description

Who We Are:
Alpaca is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more.
Amongst our subsidiaries, Alpaca is a licensed financial services company, serving hundreds of financial institutions across 40 countries with our institutional-grade APIs. This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts.
Our global team is a diverse group of experienced engineers, traders, and brokerage professionals who are working to achieve our mission of opening financial services to everyone on the planet. We're deeply committed to open-source contributions and fostering a vibrant community, continuously enhancing our award-winning, developer-friendly API and the robust infrastructure behind it.
Alpaca is proudly backed by $400 million in funding from top-tier global investors including Portage Ventures, Spark Capital, Tribe Capital, Social Leverage, Horizons Ventures, Opera Tech Ventures, SBI Group, Derayah Financial, Unbound, Peak XV, Elefund, and Y Combinator.
Our Team Members:
We're a dynamic team of 400+ globally distributed members who thrive working from our favorite places around the world, with teammates spanning the USA, Canada, Japan, Hungary, Nigeria, Brazil, the UK, and beyond!
We're searching for passionate individuals eager to contribute to Alpaca's rapid growth. If you align with our core values-Stay Curious, Have Empathy, and Be Accountable-and are ready to make a significant impact, we encourage you to apply.
Your Role:
Alpaca is seeking a Trade Surveillance Analyst to join the Financial Crimes Department and support the firm's market-integrity, financial-crime, and compliance surveillance program. This role will be responsible for monitoring trading activity, reviewing alerts, investigating suspicious or potentially manipulative trading behavior, and escalating matters that may involve market abuse, fraud, insider trading, wash trading, spoofing, layering, front-running, information-barrier concerns, or other suspicious trading patterns.
The analyst will use Surveyor by Trillium and Alpaca's internal systems to conduct near real-time and post-trade reviews, identify anomalies, document investigative findings, and support internal escalations, regulatory inquiries, and matters that may require suspicious-activity reporting. The role combines strong investigative judgment, trade-surveillance expertise, AML & Fraud awareness, and the ability to operate in a fast-paced, technology-driven trading environment.
Things You Get To Do:
  • Development, review, and test trade-surveillance scenarios, alert logic, escalation procedures, and control documentation
  • Make sure procedures and processes are well documented, and distributed to all stakeholders. Ensuring updates are properly accounted for as needed but no less than once per year
  • Monitor trading activity using Surveyor and Alpaca's internal systems to identify potential market abuse, suspicious trading, unusual order behavior, and other conduct risks
  • Review and investigate trade-surveillance alerts involving potential spoofing, layering, wash trading, front-running, insider trading, manipulative order activity, information-barrier issues, or other suspicious trading patterns
  • Analyze trading activity in the context of market events, client behavior, account activity, transaction patterns, and relevant internal information to determine whether activity is reasonable, unusual, or suspicious
  • Conduct real-time and post-trade reviews to detect anomalies, assess risk, and determine whether escalation is appropriate
  • Clearly document surveillance reviews, investigative steps, evidence reviewed, rationale, conclusions, and recommended next actions
  • Escalate suspicious or high-risk matters to AML leadership, Compliance, Legal, Risk, and other appropriate internal stakeholders
  • Coordinate with the AML Department on trading-related investigations, including matters that may require suspicious-activity review or SAR consideration
  • Support KYC/AML and transaction-monitoring processes by identifying trading behavior that may indicate financial-crime risk, account misuse, fraud, market manipulation, or other suspicious activity
  • Respond to internal escalations involving trading activity, account behavior, customer activity, or potential violations of firm policy
  • Assist with regulatory inquiries, audit requests, internal reviews, and other examinations related to trade surveillance, AML, and market-integrity controls
  • Partner with Compliance, Legal, Risk, Technology, Operations, and business stakeholders to strengthen Alpaca's surveillance framework and improve investigation workflows
  • Identify emerging surveillance risks, suspicious-trading typologies, control gaps, and opportunities to improve the quality and effectiveness of the trade-surveillance program
  • Prepare clear summaries, metrics, and management reporting related to trade-surveillance activity, alert trends, escalations, and investigation outcomes
  • Maintain strong knowledge of relevant market-abuse risks, AML red flags, trading behaviors, and regulatory expectations applicable to Alpaca's business
Who You Are (Must-Haves):
  • 5+ years of experience in Fintech trade surveillance, AML investigations, transaction monitoring, financial-crime compliance, brokerage compliance, market surveillance, risk, investigations, or a related control function
  • Experience working at a broker-dealer, fintech, trading platform, exchange, introducing broker, clearing firm, market maker, proprietary trading firm, crypto trading or other regulated financial institution
  • Strong understanding of trading activity, order behavior, market structure, customer activity, and potential indicators of market manipulation or suspicious activity
  • Familiarity with market-abuse typologies, including spoofing, layering, wash trading, front-running, insider trading, unusual price or volume activity, and manipulative order behavior
  • Ability to review trading data, identify behavioral patterns, investigate exceptions, and form well-supported conclusions
  • Experience documenting investigations in a clear, concise, and audit-ready manner
  • Strong analytical skills, sound judgment, attention to detail, and ability to prioritize multiple reviews or investigations
  • High integrity, discretion, and ability to handle confidential information appropriately
  • Strong written and verbal communication skills, including the ability to explain complex trading activity to AML, Compliance, Legal, Risk, Technology, and business stakeholders
  • Ability to work independently while collaborating across teams in a fast-paced environment
  • FINRA Series 7 license
Who You Might Be (Nice-to-Haves):
  • Experience using Surveyor by Trillium for trade surveillance, alert review, investigation, or escalation workflows
  • FINRA Series 24

How We Take Care of You:
  • Competitive Salary & Stock Options
  • Health Benefits
  • New Hire Home-Office Setup: One-time USD $500
  • Monthly Stipend: USD $150 per month via a Brex Card

Alpaca is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.
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