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Series 99 Jobs (NOW HIRING)

Linium Resources

Accounting Specialist

Jersey City, NJ

$22.25 - $30/hr

... Series 99 (can be acquired after joining, already held a plus) Strong communication (verbal and written) skills are required for interfacing with management, regulators and auditors Microsoft Office ...

Insigneo Securities LLC

Operations Associate

Miami, FL · On-site

FINRA Series 99 or 7 licenses desired. * Previous experience using NetX360 is a plus. DESIRED SKILLS * Ability to work under pressure and time bound projects. * Ability to work with high volume of ...

Insigneo Securities LLC

Operations Associate

Miami, FL · On-site

FINRA Series 99 or 7 licenses desired. * Previous experience using NetX360 is a plus. DESIRED SKILLS * Ability to work under pressure and time bound projects. * Ability to work with high volume of ...

SRS Acquiom

Director, Payments Operations

Denver, CO · Hybrid

$125K - $135K/yr

A Series 99 FINRA license is required for this position. Location: This role follows a 1-2 days per week in the office hybrid schedule based in Denver, Colorado Compensation: The salary range for ...

JP Morgan Chase

Trading Services Associate I

Newark, DE · On-site

$15.50 - $20.75/hr

Series 99 license required, or must acquire the Series 99 certification within the first 120 days * Ability to mentor junior staff and contribute to a collaborative team environment * High degree of ...

Chase

Trading Services Associate I

Jersey City, NJ · On-site

$16.50 - $22/hr

Series 99 license required, or must acquire the Series 99 certification within the first 120 days * Ability to mentor junior staff and contribute to a collaborative team environment * High degree of ...

Chase

Trading Services Associate I

Newark, DE · On-site

$15.50 - $20.50/hr

Series 99 license required, or must acquire the Series 99 certification within the first 120 days * Ability to mentor junior staff and contribute to a collaborative team environment * High degree of ...

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Series 99 information

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How much do series 99 jobs pay per hour?

As of Jul 1, 2026, the average hourly pay for series 99 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What are the main responsibilities of a Series 99 Operations Professional on a typical workday?

Series 99 Operations Professionals are primarily responsible for the day-to-day processing and oversight of client accounts, ensuring trades are settled accurately and that regulatory requirements are met. You may handle exception processing, reconcile discrepancies, and assist in preparing reports for internal and regulatory review. The role often requires close collaboration with compliance, front office, and IT departments to resolve issues quickly and ensure smooth operations. This work environment is fast-paced and detail-oriented, providing opportunities to learn about multiple facets of the financial industry and advance into supervisory or specialized operations roles over time.

What can you do with a series 99 license?

A Series 99 license qualifies individuals for operational roles within a securities firm, such as back-office functions, compliance, and support positions. It is often required for roles involving client account processing, trade settlement, and recordkeeping, and typically involves passing a specific exam and meeting employment requirements. The license helps ensure compliance with industry regulations and supports a career in securities operations.

Is series 99 a hard exam?

The Series 99 exam is considered moderately challenging and requires a solid understanding of securities operations, compliance, and industry regulations. Candidates typically prepare through dedicated study and review of exam content, which covers topics such as trading, settlement, and recordkeeping. Success depends on prior knowledge and thorough preparation.

What professions make 200,000 a year without a degree?

The Series 99 is a professional designation for securities operations professionals, but generally, high-paying jobs that can reach $200,000 annually without a degree include roles such as commercial pilots, real estate brokers, sales managers, and certain tech roles like software developers with extensive experience. Success in these fields often depends on skills, certifications, or experience rather than formal degrees.

What are the key skills and qualifications needed to thrive in the Series 99 position, and why are they important?

To thrive as a Series 99 (Operations Professional), you need strong analytical skills, attention to detail, and a solid understanding of broker-dealer operations, typically supported by passing the FINRA Series 99 exam. Familiarity with compliance software, trade settlement systems, and regulatory reporting tools is common in this role. Excellent organizational skills, integrity, and clear communication help you excel when working with cross-functional teams. These qualities ensure operational efficiency, compliance with regulations, and the ability to support the seamless functioning of financial services firms.

What jobs make $3,000 a day?

High-level financial roles such as hedge fund managers, investment bankers, and senior traders can earn $3,000 or more per day through bonuses, commissions, and profit sharing. These positions typically require extensive experience, advanced degrees, and strong analytical skills, often working in fast-paced, high-stakes environments.

What is a Series 99 job?

A Series 99 job typically involves working in the operations, administrative, or back-office functions of a financial services firm. This can include roles related to trade settlements, compliance, account management, or regulatory reporting. Professionals holding a Series 99 registration are responsible for ensuring the smooth operation of financial transactions and adherence to regulatory requirements. The qualification is required by FINRA for those performing or supervising covered operations functions within a broker-dealer.

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Series 99 jobs near you
Alternative Investments Support Specialist

Alternative Investments Support Specialist

JPMorgan Chase & Co.

Brooklyn, NY • On-site

$79K - $110K/yr

Full-time

Medical, Retirement

Posted 9 days ago

JPMorgan Chase & Co. rating

8.0

Company rating: 8.0 out of 10

Based on 486 frontline employees who took The Breakroom Quiz

54th of 144 rated banks

Job description


You have a bachelor's degree and a minimum of 2 years of experience in alternative investments or related operations. You also may have a Series 99 or Series 7 certification. This is the team for you.
As an Alternative Investments Support Specialist within the Trading Services team at JPMorganChase, you will play a crucial role in supporting our Investor community by servicing our diverse suite of alternative investments, including private equity funds, hedge funds, and real estate funds. You will collaborate closely with internal teams such as Structuring, Investor Relations, Client Service, and Due Diligence, as well as engage with a wide array of external hedge/private equity funds and their administrators.
The alternative investment segment is one of the fastest-growing areas within the Private Bank at JPMorganChase, with over 500 dedicated employees worldwide. In the Americas alone, our alternative investments assets-under-management exceed $100 billion. This position offers an excellent opportunity to immerse yourself in the alternatives world, attend training programs, and participate in senior leader meetings and conferences to expand your knowledge and expertise.
At JPMorganChase, we are committed to fostering a diverse and inclusive workplace where every team member can thrive. We value the unique perspectives and experiences that each individual brings to our team.
Job responsibilities
  • Develop expertise in a designated set of alternative investments.
  • Provide comprehensive support to the Investor community for JPMorgan's alternative investment products.
  • Cultivate and manage relationships with hedge/private equity funds and fund administrators.
  • Oversee the instruction of subscriptions, redemptions, and transfers to hedge fund administrators.
  • Facilitate capital calls and distributions for private equity funds.
  • Process and book alternative investment transactions.
  • Assist in the pricing and reconciliation of hedge/private equity fund positions.
  • Generate ad-hoc reports for senior management.

Required qualifications, capabilities, and skills
  • Bachelor's degree.
  • Strong understanding of sophisticated financial products.
  • Advanced proficiency in Excel.
  • Ability to thrive in a high-pressure environment with tight deadlines.
  • Excellent interpersonal and business communication skills.
  • Detail-oriented with a strong work ethic.
  • Team player capable of succeeding in a dynamic "trading desk" environment.

Preferred qualifications, capabilities, and skills
  • Minimum of 2 years of experience in alternative investments or related operations.
  • Series 99 or Series 7 certification.

About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans
About the Team
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.

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