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Senior Series 99 Jobs (NOW HIRING)

Altruist

Senior Settlements Analyst

Dallas, TX

$84K - $105K/yr

As a Senior Settlements Operations Analyst will be responsible for the comparison and ... FINRA Series 99 (or ability to obtain in 90 days) * Expert knowledge with DTC, NSCC, Obligation ...

SRS Acquiom

Director, Payments Operations

Denver, CO · Hybrid

$125K - $135K/yr

A Series 99 FINRA license is required for this position. Location: This role follows a 1-2 days per ... Produces and delivers regular statistical reporting to senior leadership on payment timeliness ...

Page Group

Head of Financial Reporting

Manhattan, NY · On-site

$200K - $250K/yr

... Series 99 or Series 27 licence strongly preferred Experience with Net Capital rules and broker ... The position provides strong exposure to senior management and plays a critical role in ensuring ...

Apex Fintech Solutions

Sr Client Delivery Analyst

Austin, TX · Hybrid

$87K - $115K/yr

FINRA SIE and Series 99 License(s) required (or willingness to obtain); Preferred Qualifications ... mid-senior #LI-KD1 #APEX Please note this is not designed to cover or contain a comprehensive ...

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Senior Series 99 information

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$25K

$80.3K

$163.5K

How much do senior series 99 jobs pay per year?

As of Jul 29, 2026, the average yearly pay for senior series 99 in the United States is $80,287.00, according to ZipRecruiter salary data. Most workers in this role earn between $41,500.00 and $103,000.00 per year, depending on experience, location, and employer.

What professions make 200,000 a year without a degree?

Senior Series 99 professionals typically do not require a college degree and can earn around $200,000 annually through experience, certifications, and specialized skills in financial services or compliance roles. High-paying jobs without a degree often include sales, real estate, entrepreneurship, and certain trades like commercial piloting or tech roles such as software development with self-taught skills or coding bootcamps.

What can you do with a series 99 license?

A Series 99 license qualifies individuals for roles such as operations professionals, client service associates, and support staff in the securities industry. It allows them to perform functions related to client account management, trade processing, and compliance support under the supervision of registered representatives. The license is often required for back-office and operational positions within brokerage firms.

What professions make $500,000 a year?

Professions that can earn $500,000 annually include senior roles such as investment bankers, corporate executives, specialized surgeons, and successful entrepreneurs. These positions often require advanced skills, extensive experience, and sometimes significant risk-taking or ownership stakes.

What jobs pay 4000 a week without a degree?

Senior Series 99 roles typically do not pay $4,000 weekly without specialized experience or certifications. High-paying jobs that can reach this level without a degree often include skilled trades like commercial pilots, real estate brokers, or certain sales positions, but these usually require specific licenses, training, or experience. Most roles paying this amount consistently without a degree are rare and often involve commission-based or entrepreneurial work.
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What cities are hiring for Senior Series 99 jobs? Cities with the most Senior Series 99 job openings:
What are the most commonly searched types of Series 99 jobs? The most popular types of Series 99 jobs are:
What states have the most Senior Series 99 jobs? States with the most job openings for Senior Series 99 jobs include:
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Senior Series 99 jobs near you
Infographic showing various Senior Series 99 job openings in the United States as of July 2026, with employment types broken down into 1% As Needed, 85% Full Time, 12% Part Time, and 2% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $80,287 per year, or $38.6 per hour.

Senior Manager, General Operations

Fidelity Investments

Covington, KY

Full-time

Posted 7 days ago

Fidelity Investments rating

8.7

Company rating: 8.7 out of 10

Based on 270 frontline employees who took The Breakroom Quiz

15th of 150 rated financial services

Job description

Job Description:

The Role

As a Senior Manager, you are accountable for the timely delivery of monetary transactions for Fidelity clients. Your role includes developing a deep understanding of the relevant business processes, technologies, and risks driving solutions to continually improve the services. You will provide management of day-to-day operations and staff, assuring adherence to prescribed levels of productivity, accuracy, service levels, compliance and controls.

Note: Fidelitywill not provide immigration sponsorship forthis position.

The Expertise and Skills You Bring

  • Previous experience working in the Financial Services Industry, Financial Operations, or Operational Risk preferred.
  • Build strong and inclusive working relationships, in-person and virtually, through collaboration with business partners and colleagues.
  • Critical thinker who approaches work with an open mind and sense of creativity by challenging current practices and recommending improvements to mitigate risks and drive positive change
  • Previous management experience is preferred
  • Bachelor's degree or equivalent work experience
  • You have proven leadership skills
  • We will support you while you learn the FINRA licensing material and work to obtain your Series 99 license
  • Strong oral and written communication skills
  • Intermediate experience with Microsoft Office products; Excel, Outlook, PowerPoint, Word, etc.
  • You have exceptional interpersonal and teamwork skills

The Value You Deliver

  • Establishing and executing plans and setting clear goals that drive efficiency, innovation, and sustainable delivery of quality, cost, and service delivery goals
  • Proactively identifying, prioritizing, and driving opportunities to improve the business
  • Setting direction by translating the broader organization's business plan and aligning resources to execute the plan
  • Attracting, developing, and retaining a high performing team
  • Driving results by creating a climate of respect, open collaboration and teamwork

The Team

As part of the Operations Services Group (OSG), the Remittance Services team provides transaction processing services to all of Fidelity's distribution channels. Remittance Services also supports Fidelity's growth with high quality, cost effective, and innovative service solutions through technical solutions, talented associates and processing expertise. In this role, you will be part of the Remittance Services business unit, supporting a broad range of activities of customer deposits and payments.

Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

Certifications:Series 99 - FINRACategory:Operations

Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

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