Sr. Service Representative
$65K - $75K/yr
Position Overview We are looking for a Senior Service Representative to join our HTK team ... FINRA Series 99 license preferred Base Salary Range : $65,000 - $75,000 #hp For over 175 years ...
Sr. Service Representative
$65K - $75K/yr
Position Overview We are looking for a Senior Service Representative to join our HTK team ... FINRA Series 99 license preferred Base Salary Range : $65,000 - $75,000 #hp For over 175 years ...
Internal Audit Senior Associate
Fort Worth, TX · On-site
$81K - $100K/yr
The Internal Audit Senior Associate applies sound audit judgment, business knowledge, and an ... FINRA licenses preferred, but not required (i.e., Series 99, 6, 7, 24 or SIE) Required Knowledge ...
Internal Audit Senior Associate
Fort Worth, TX · On-site
$81K - $100K/yr
The Internal Audit Senior Associate applies sound audit judgment, business knowledge, and an ... FINRA licenses preferred, but not required (i.e., Series 99, 6, 7, 24 or SIE) Required Knowledge ...
Senior Settlements Analyst
Dallas, TX · On-site
$79K - $107K/yr
As a Senior Settlements Operations Analyst will be responsible for the comparison and ... FINRA Series 99 (or ability to obtain in 90 days) * Expert knowledge with DTC, NSCC, Obligation ...
Senior Settlements Analyst
Dallas, TX · On-site
$79K - $107K/yr
As a Senior Settlements Operations Analyst will be responsible for the comparison and ... FINRA Series 99 (or ability to obtain in 90 days) * Expert knowledge with DTC, NSCC, Obligation ...
Cetera is currently seeking a Senior Specialty Operations Professional for our Fee for Service ... Bachelor's degree Series 99, 6, or 7 licensed Demonstrated experience delivering excellent problem ...
Cetera is currently seeking a Senior Specialty Operations Professional for our Fee for Service ... Bachelor's degree Series 99, 6, or 7 licensed Demonstrated experience delivering excellent problem ...
Accounting Manager
Richmond, VA · On-site
Ability to obtain a FINRA Series 99 license. Bachelor's degree in Accounting, Finance, or a related ... senior stakeholders.
Accounting Manager
Richmond, VA · On-site
Ability to obtain a FINRA Series 99 license. Bachelor's degree in Accounting, Finance, or a related ... senior stakeholders.
Cetera is currently seeking a Senior Specialty Operations Professional for our Fee for Service ... Bachelor's degree Series 99, 6, or 7 licensed Demonstrated experience delivering excellent problem ...
Cetera is currently seeking a Senior Specialty Operations Professional for our Fee for Service ... Bachelor's degree Series 99, 6, or 7 licensed Demonstrated experience delivering excellent problem ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
Senior Cyber Engagements Lead
Rockville, MD · On-site
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
Senior Cyber Engagements Lead
Rockville, MD · On-site
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
MD C16 Head of Account Opening and Client Service Operations, Wealth Operations
New York, NY · On-site
$250/wk
The role acts as a senior operations partner to Wealth Business leadership and Control Functions ... Qualifications required FINRA Series 24 (General Securities Principal) and Series 99 (Operations ...
MD C16 Head of Account Opening and Client Service Operations, Wealth Operations
New York, NY · On-site
$250/wk
The role acts as a senior operations partner to Wealth Business leadership and Control Functions ... Qualifications required FINRA Series 24 (General Securities Principal) and Series 99 (Operations ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
MD C16 Head of Account Opening and Client Service Operations, Wealth Operations
Manhattan, NY · On-site
$250 - $500/hr
The role acts as a senior operations partner to Wealth Business leadership and Control Functions ... Qualifications required FINRA Series 24 (General Securities Principal) and Series 99 (Operations ...
MD C16 Head of Account Opening and Client Service Operations, Wealth Operations
Manhattan, NY · On-site
$250 - $500/hr
The role acts as a senior operations partner to Wealth Business leadership and Control Functions ... Qualifications required FINRA Series 24 (General Securities Principal) and Series 99 (Operations ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
Senior Cyber Engagements Lead
Woodbridge, NJ · On-site
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
Senior Cyber Engagements Lead
Woodbridge, NJ · On-site
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
Senior Cyber Engagements Lead
Chicago, IL · On-site
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
Senior Cyber Engagements Lead
Chicago, IL · On-site
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
Senior Cyber Engagements Lead
Boca Raton, FL · On-site
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
Senior Cyber Engagements Lead
Boca Raton, FL · On-site
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
As a Senior Principal Risk Specialist, Cyber Engagements, you'll play a pivotal role in ... Series 99 license Why Join FINRA? You'll be part of a mission-driven organization where your work ...
Senior Series 99 information
See salary details
$25K - $37.6K
14% of jobs
$43.9K is the 25th percentile. Wages below this are outliers.
$37.6K - $50.2K
22% of jobs
$50.2K - $62.8K
9% of jobs
The median wage is $71.8K / yr.
$62.8K - $75.4K
7% of jobs
$75.4K - $88K
12% of jobs
$98.1K is the 75th percentile. Wages above this are outliers.
$88K - $100.5K
14% of jobs
$100.5K - $113.1K
9% of jobs
$113.1K - $125.7K
4% of jobs
$125.7K - $138.3K
3% of jobs
$138.3K - $150.9K
4% of jobs
$150.9K - $163.5K
2% of jobs
$25K
$80.3K
$163.5K
How much do senior series 99 jobs pay per year?
As of Aug 20, 2026, the average yearly pay for senior series 99 in the United States is $80,287.00, according to ZipRecruiter salary data. Most workers in this role earn between $41,500.00 and $103,000.00 per year, depending on experience, location, and employer.
More about Senior Series 99 jobs
What cities are hiring for Senior Series 99 jobs?
Cities with the most Senior Series 99 job openings:
What are the most commonly searched types of Series 99 jobs?
The most popular types of Series 99 jobs are:
What states have the most Senior Series 99 jobs?
States with the most job openings for Senior Series 99 jobs include:
What job categories do people searching Senior Series 99 jobs look for?
The top searched job categories for Senior Series 99 jobs are:
$65K - $75K/yr
Full-time
Re-posted yesterday
Job description
Job Description:
Position Overview
We are looking for a Senior Service Representative to join our HTK team. Responsible for providing prompt, courteous, and efficient service to producers and Field Offices on HTK products, services, processes, and paperwork.
We've embraced a flexible, hybrid approach to work. Based on your role and personal preference, we empower you to choose where you work best. This model allows you to balance your life and bring your whole self to work.
Responsibilities
Skills and Abilities
Education
Experience
Licenses
Base Salary Range : $65,000 - $75,000
#hp
For over 175 years, Penn Mutual has empowered individuals, families and businesses on the journey to achieve their financial goals. Through our partnership with Financial Professionals across the U.S., we help instill the confidence and reliability that comes from a stronger financial future. Penn Mutual and its affiliates offer a comprehensive suite of competitive products and services to meet the unique needs of Financial Professionals and their clients, including life insurance, annuities, wealth management and institutional asset management. To learn more, including current financial strength ratings, visit www.pennmutual.com.
Penn Mutual is committed to Equal Employment Opportunity (EEO). We provide employment and advancement opportunities to all qualified applicants and associates, according to applicable laws. This is reflected in our practices for hiring, placement, promotion, transfer, demotion, layoff, termination, recruitment, compensation, selection or training, and all other terms and conditions of employment. All employment-related decisions and practices are free from unlawful discrimination. This includes: race, creed, color, national origin, ancestry, citizenship age, gender (including pregnancy), sexual orientation, gender identity or expression, domestic partnership or civil union status, marital status, genetic information, disability, religious observance or practice, liability, veteran status or any other classification protected under applicable law.
Position Overview
We are looking for a Senior Service Representative to join our HTK team. Responsible for providing prompt, courteous, and efficient service to producers and Field Offices on HTK products, services, processes, and paperwork.
We've embraced a flexible, hybrid approach to work. Based on your role and personal preference, we empower you to choose where you work best. This model allows you to balance your life and bring your whole self to work.
Responsibilities
- Provide dedicated support via phone and email to HTK Financial Professionals, assistants and field office personnel in an efficient and accurate manner
- Maintain service standards for quality customer service, turnaround time, accuracy, and follow up
- Provide information to Financial Professionals, assistants, and other field office personnel regarding processing HTK business
- Responsible for researching items by accepting inquiries from the field, tracking results, and assuring the field receives communication regarding the status and / or completion of the request
- Provide education to HTK financial professionals, assistants, and field office personnel on the tools available to obtain requested information through such things as our clearing firm platform, proprietary websites, and other materials
- Effectively explain to field personnel HTK's policies and procedures for conducting business
- Act as liaison between Pershing and the field
- Handle more complex and escalated issues
- Represent HTK Operations at departmental meetings
- Provide project level support as needed
- Other projects and duties as assigned
Skills and Abilities
- Strong customer service orientation
- Excellent organizational, communication, and computer skills
- Working knowledge of Microsoft Excel
- Knowledge and understanding of the financial services industry, and of general market trading practices
- Highly resourceful with the ability to look beyond the obvious
- Excellent relationship and collaborative skills
- Detail-oriented
- Demonstrates independent thinking
- Recommends and facilitates process changes to continuously improve the customer experience
- Ability to work as a team player, take initiative, and make decisions
- Demonstrated ability to work unsupervised
Education
- College degree or equivalent experience strongly Preferred
Experience
- 3-5 Years of customer service experience working in a financial setting and / or trading desk experience required
- Experience with Pershing products, procedures, and NetExchange Pro system
- Experience with DST Vision preferred
Licenses
- FINRA Securities Industry Essentials (SIE) preferred
- FINRA Series 99 license preferred
Base Salary Range : $65,000 - $75,000
#hp
For over 175 years, Penn Mutual has empowered individuals, families and businesses on the journey to achieve their financial goals. Through our partnership with Financial Professionals across the U.S., we help instill the confidence and reliability that comes from a stronger financial future. Penn Mutual and its affiliates offer a comprehensive suite of competitive products and services to meet the unique needs of Financial Professionals and their clients, including life insurance, annuities, wealth management and institutional asset management. To learn more, including current financial strength ratings, visit www.pennmutual.com.
Penn Mutual is committed to Equal Employment Opportunity (EEO). We provide employment and advancement opportunities to all qualified applicants and associates, according to applicable laws. This is reflected in our practices for hiring, placement, promotion, transfer, demotion, layoff, termination, recruitment, compensation, selection or training, and all other terms and conditions of employment. All employment-related decisions and practices are free from unlawful discrimination. This includes: race, creed, color, national origin, ancestry, citizenship age, gender (including pregnancy), sexual orientation, gender identity or expression, domestic partnership or civil union status, marital status, genetic information, disability, religious observance or practice, liability, veteran status or any other classification protected under applicable law.