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Securities Jobs (NOW HIRING)

Kosmos

Securities Attorney

Fort Lauderdale, FL · On-site

$200K - $350K/yr

Growing National Law firm in the Miami area has a need for a Securities Attorney. This is a direct hire opening with a full benefits package. The ideal candidate will have 1-6 years of experience in ...

Kosmos

Securities Attorney

Miami, FL

$175K - $250K/yr

Growing National Law firm in the Miami area has a need for a Securities Attorney. This is a direct hire opening with a full benefits package. The ideal candidate will have 1-6 years of experience in ...

VCL LAW LLP

Securities Associate

Vienna, VA · On-site

We advise both domestic and overseas companies in their IPOs and continue to represent them in their ongoing securities laws compliance, SEC reporting and disclosure obligations. Requirements: · JD ...

Itau

Securities Operations Specialist

Miami, FL · On-site

The Securities Operations Specialist is directly responsible for specialized functions, including processing and settlement of securities and treasury transactions, within the bank and broker dealer.

5 Legal

Corporate - Securities Associate

Chicago, IL · On-site

Recognized as the Top Firm to Work For, top 200 AmLaw firm seeks an associate to join its Securities/Capital Markets Group. The ideal candidate will have 2-5 years of experience working on securities ...

RQD * Clearing LLC

Securities Lending Trader

New York, NY · On-site

$125K - $175K/yr

Securities Lending Trader Location: New York, NY Experience: 5-10 Years About Us: RQD Clearing is a correspondent clearing firm providing clearing and settlement services for broker-dealer and ...

5 Legal

Corporate - Securities Associate

Miami, FL · On-site

Recognized as the Top Firm to Work For, top 200 AmLaw firm seeks an associate to join its Securities/Capital Markets Group. The ideal candidate will have 2-5 years of experience working on securities ...

5 Legal

Corporate Securities Associate

Chicago, IL · On-site

A leading international law firm and top 100 Am Law firm seeks associates to join their Securities/Capital Markets group in their Atlanta, Chicago, Silicon Valley, Los Angeles, New York, Miami or ...

TradeStation

Securities Lending Analyst

Manhattan, NY

$85/hr

We are looking for a Securities Lending Operations Analyst who will be responsible for performing all daily operational processes involving our securities lending business. This role will report to ...

Align Technology

Corporate Securities Paralegal

Tempe, AZ · On-site

$69K - $92K/yr

Corporate Securities Paralegal Department: Legal Employment Type: Full Time Location: US-Arizona-Tempe-Corp HQ Description At Align, we believe a great smile can transform a person's life. The same ...

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$72.9K

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How much do securities jobs pay per year?

As of Jun 7, 2026, the average yearly pay for securities in the United States is $72,854.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,000.00 and $76,000.00 per year, depending on experience, location, and employer.

What are some typical challenges faced by professionals working in securities, and how can they be managed?

Professionals in the securities industry often encounter challenges such as rapidly changing market conditions, stringent regulatory requirements, and the need to manage large volumes of sensitive data accurately. Staying updated with compliance standards and technological advancements is crucial to avoid costly errors or penalties. To manage these challenges, effective communication with compliance teams, ongoing professional development, and robust risk management practices are essential. Additionally, working closely with colleagues in trading, research, and operations helps ensure smooth execution of transactions and adherence to best practices.

What are the key skills and qualifications needed to thrive as a Securities Analyst, and why are they important?

To thrive as a Securities Analyst, you need a solid understanding of financial markets, investment principles, and quantitative analysis, often supported by a degree in finance, economics, or a related field. Familiarity with financial modeling tools like Excel, Bloomberg Terminal, and potentially a CFA certification is highly valued. Strong analytical thinking, attention to detail, and effective communication are crucial soft skills for interpreting data and presenting insights. These skills enable accurate investment recommendations, risk assessment, and informed decision-making in fast-paced financial environments.

What are securities?

Securities are financial instruments that represent ownership in a corporation (stocks), a creditor relationship with a government or corporation (bonds), or rights to ownership as represented by options. They are commonly traded on financial markets and are used by companies and governments to raise capital. The most common types of securities include stocks, bonds, and derivatives. Securities are subject to regulation to protect investors and ensure fair and efficient markets.

What is the difference between Securities vs Investment Analysts?

AspectSecuritiesInvestment Analysts
Required CredentialsTypically requires securities licenses (e.g., Series 7, Series 63)Often holds degrees in finance or economics; certifications like CFA are common
Work EnvironmentFinancial firms, brokerage houses, trading floorsInvestment firms, banks, asset management companies
Industry UsageUsed in trading, brokerage, and securities salesUsed in research, analysis, and investment decision-making

While securities professionals focus on trading, sales, and compliance related to securities, investment analysts primarily conduct research and analysis to guide investment decisions. Both roles are integral to the finance industry but differ in responsibilities and required credentials.

More about Securities jobs
What cities are hiring for Securities jobs? Cities with the most Securities job openings:
What are the most commonly searched types of Securities jobs? The most popular types of Securities jobs are:
What states have the most Securities jobs? States with the most job openings for Securities jobs include:
Securities jobs near you
Infographic showing various Securities job openings in the United States as of May 2026, with employment types broken down into 93% Full Time, and 7% Part Time. Highlights an 79% Physical, 8% Hybrid, and 13% Remote job distribution, with an average salary of $72,854 per year, or $35 per hour.

Securities Analyst

Sumitomo Mitsui Financial Group, Inc.

White Plains, NY • Hybrid

$67K - $80K/yr

Other

Posted 14 days ago

Job description

 SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges.

In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.

The anticipated salary range for this role is between $67,000.00 and $80,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.

Role Description

The Securities unit is a part of the Treasury Operations group within BCDAD and is responsible for the confirmation, settlement, clearance and reconciliation of securities transactions executed by the bank's domestic and global offices. Products include certificates of deposit, commercial paper, treasury bills, treasury bonds, tri-party repos and mortgage backed securities and other bank booked bonds, stocks and funds.

The Analyst  is responsible for  verifying and checking the work of the processing specialists. This individual is an emerging subject matter expert whose role is primarily  transactional.  Executes duties of varying degrees of complexity  under the supervision of senior staff. Is the primary verifier of securities transactions and acts as 2nd level point of escalation for internal and external inquiries. Reports to the Department Head. Number of direct reports: none. Number of indirect reports: none.

Responsibilities
  • Confirms that trade information and settlement instructions for certificates of deposit, commercial paper , tri-parties, Tokyo trades and other securities is accurate.
  • Prepares and inputs settlement instructions for timely and efficient processing.
  • Reconciles outstanding items; ensures trades are settled.
  • Generates quarterly position and audit reports for management review.
  • Generates monthly reports in compliance with JSOX requirements.
  • Researches and resolves ad hoc issues and questions.
Qualifications and Skills
  • 2 to 5 years of comparable or relevant experience
  • BA / BS (or equivalent experience)
  • Experience working in a  securities processing role for a bank or financial institution.
  • Able to work well autonomously and be a complete self-starter.
  • Functional knowledge of  confirmation and settlement process.
  • Functional knowledge of payments structure through various settlement methods.
  • Operational knowledge of the applications that support back office operations (i.e.,BONY-BDC, Accessedge OBS, MONTRAN,  etc..).
  • Ability to set priorities, manage time effectively,  meet  deadlines and complete work accurately.
  • Excellent  verbal, written and interpersonal communication skills.
  • High level customer service mindset with a commitment to supporting both internal and external stakeholders.
  • Demonstrated focus on ownership, follow-up and relationship management.
  • Strong analytical, critical thinking and problem resolution skills.
  • Software Systems / Programming Languages: OBS, Montran, SAA, Fedwire, BONY-BDC, AccessEdge, JPMRepo Edge, Citidirect for Securities, DTCC RTTM and CFM, MS Office (MS Word, MS Excel, MS PowerPoint), SharePoint
Additional Requirements

SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required.

SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com.

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