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Sec Compliance Consulting Jobs (NOW HIRING)

RightCapital Inc.

Compliance Manager

Shelton, CT · On-site

$80 - $100/hr

... SEC, and Investment Adviser Act considerations as they intersect with the features and communications we deliver · Partner with Product and Marketing teams as an embedded compliance consultant to ...

CYNET SYSTEMS

Finance Director

Irvine, CA · On-site

$108 - $113/hr

... and SEC compliance. * Prepare comprehensive, clear, and concise technical accounting memos to ... S. states and Canada, we support thousands of consultants through our expansive, high-performing ...

Ocorian

Compliance Associate/Consultant

Los Angeles, CA · Hybrid

... Compliance Associate or Consultant to join our team and support a varied portfolio of clients ... Managing client registrations with relevant regulators, including the SEC and CFTC * Supporting ...

Selby Jennings

SEC Reporting Manager

Austin, TX · On-site

$137K/yr

Support compliance with SOX requirements and maintain effective internal controls over financial ... Every consultant is an expert in their field. Structuring our teams to mirror the demands of our ...

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Sec Compliance Consulting information

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$35.5K

$80.9K

$148.5K

How much do sec compliance consulting jobs pay per year?

As of Sep 6, 2026, the average yearly pay for sec compliance consulting in the United States is $80,929.00, according to ZipRecruiter salary data. Most workers in this role earn between $58,000.00 and $96,500.00 per year, depending on experience, location, and employer.

What is SEC compliance consulting?

SEC compliance consulting refers to professional advisory services that help businesses and individuals adhere to regulations set by the U.S. Securities and Exchange Commission (SEC). These consultants assist with understanding and implementing SEC rules, preparing required filings, and maintaining ongoing compliance to avoid legal issues and penalties. They often support public companies, investment advisors, and broker-dealers in navigating complex regulatory requirements, ensuring transparency, and promoting ethical financial practices.

What are the key skills and qualifications needed to thrive as an SEC compliance consultant?

To thrive as an SEC Compliance Consultant, you need a robust understanding of securities laws, regulatory frameworks, and experience with compliance program development, usually backed by a degree in finance, law, or a related field. Familiarity with compliance management software, SEC filing systems (such as EDGAR), and relevant certifications like Certified Regulatory Compliance Manager (CRCM) are highly valued. Strong analytical thinking, attention to detail, and clear communication enable effective risk assessment and client advisory. These skills are crucial to ensure organizations meet regulatory requirements, avoid penalties, and maintain strong reputations in the financial industry.

What are the typical challenges faced by SEC compliance consultants when working with clients in highly regulated industries?

SEC Compliance Consultants often encounter challenges such as keeping up with rapidly evolving regulations, ensuring clients' internal controls meet strict SEC standards, and managing tight reporting deadlines. Navigating complex financial documentation and coordinating with various departments, such as legal, finance, and audit teams, requires strong communication and project management skills. Additionally, consultants must often educate clients on best practices to maintain compliance and prepare for potential audits, making adaptability and continuous learning essential in this role.

What is the difference between Sec Compliance Consulting vs Security Analyst?

AspectSec Compliance ConsultingSecurity Analyst
CertificationsISO 27001, CISSP, CISACISSP, CompTIA Security+
Work EnvironmentConsulting firms, client sites, remoteIn-house security teams, IT departments
Industry UsageRegulatory compliance, risk managementThreat detection, incident response

Sec Compliance Consulting focuses on helping organizations meet regulatory standards and manage compliance risks, often working across multiple clients. Security Analysts primarily monitor and respond to security threats within an organization’s IT infrastructure. While both roles require security certifications, compliance consultants emphasize policy and standards, whereas security analysts focus on threat mitigation and incident handling.

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Sec Compliance Consulting jobs near you
Infographic showing various Sec Compliance Consulting job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 12% Part Time, and 4% Contract. Highlights an 93% Physical, 2% Hybrid, and 5% Remote job distribution, with an average salary of $80,929 per year, or $38.9 per hour.

Director - Accounting Advisory

Centri Business Consulting

Denver, CO • On-site

Other

This job post has expired today. Applications are no longer accepted.

Job description

Job Description
Job Description

Centri Business Consulting provides the highest quality advisory consulting services to its clients by being reliable and responsive to their needs. Centri provides companies with the expertise they need to meet their reporting demands. Centri specializes in financial reporting, internal controls, technical accounting research, valuation, mergers & acquisitions, and tax, CFO and HR advisory services for companies of various sizes and industries. From complex technical accounting transactions to monthly financial reporting, our professionals can offer any organization the specialized expertise and multilayered skillsets to ensure the project is completed timely and accurately.

We are One Firm, One Team, and One Culture. It's how we do things at Centri. And a large part of our focus is on becoming the best, most wholesome professional you can be. You're not just a number. You're part of the Centri Family.

Career Advancement:

  • Working at Centri is not just a job, it is a career path. We promote on talent, not tenure, allowing our team to take ownership of their growth & career trajectory

As a Director in Accounting Advisory, you will provide various accounting advisory services including, but not limited to, IPO and M&A Readiness, CFO Advisory, SEC Compliance & Financial Reporting, Transaction Advisory, Technical Accounting Research & Position Papers, and addressing the need for continuous improvement and optimization of the finance and accounting functions. In addition, the ideal candidate has a strong desire to build and maintain a book of business.To succeed in this role, you should also have strong coaching and team management skills, as well as the desire to mentor staff.

Key Responsibilities:

  • Delegate the preparation of the financial statements and technical accounting position papers to the engagement team members for both public and private companies, as well as other required support materials.
  • Independently research and oversee the research by team members of complex accounting topics, to evaluate potential solutions and provide guidance to the team on next steps.
  • Review accounting memos, financial statements, and other client deliverables prepared by engagement team members, ensuring general accounting standards are applied appropriately. Provide detailed review comments to preparer(s).
  • Independently provide conclusions and recommendations on application of complex accounting guidance to clients and external parties, as requested by the client.
  • Independently facilitate calls with the SEC, client auditors, client legal counsel, etc. as deemed necessary to accomplish project goals.
  • Assist engagement partners in developing budget plans, communicate those budgets to the engagement team and monitor team progress.
  • Take ownership of the engagement while managing upward and downward expectations to ensure deadlines are met and project stays on budget.
  • Lead multiple engagement teams simultaneously to further the Firm's goals and objectives.
Requirements:
  • Bachelor's degree in relevant discipline (e.g. Accounting, Finance or Business Related Field) required.
  • 10+ years of relative accounting experience; public accounting or professional services experience highly preferred.
  • Experience with public companies.
  • CPA is required.
  • Strong working knowledge/expertise with any of the following:
    • Preparation of SEC filings including Form 10-K, 10-Q, S-1 and 8-K/A
    • Addressing SEC Comment Letters
    • Technical Accounting Research & Position Papers
    • IPO Readiness & Reporting
    • Carve-out Financial Reporting
  • Have an understanding of the services offered by the Firm, look for opportunities to represent the Firm, grow the client base and increase brand recognition.
  • Successful record of directing and deploying staff and senior associates on multiple, simultaneous engagements
  • Advanced in Microsoft Office Suite with an emphasis on Excel skills.

This position is an exempt position as it relates to the fair labor standards Act. Centri provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.

This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training.

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