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Sec Compliance Consulting Jobs (NOW HIRING)

Vise

Compliance Officer

New York, NY

$110K - $130K/yr

Attend regular and ad-hoc meetings with the CLO and third-party compliance consultant * Help ensure adherence to applicable SEC regulations and other regulatory requirements * Conduct periodic ...

Flex Ltd.

SEC Manager

Austin, TX · On-site

Partner with the SOX program and global accounting teams to maintain SOX compliance over SEC reporting. * Develop and maintain global accounting policies and manage complex accounting areas ...

Flex

SEC Manager

Austin, TX · On-site

Partner with the SOX program and global accounting teams to maintain SOX compliance over SEC reporting. * Develop and maintain global accounting policies and manage complex accounting areas ...

Marsh McLennan

Head of SEC Reporting

New York, NY · Hybrid

Translate technical accounting outcomes into clear, compliant disclosure language; escalate ... consulting, advising clients in 130 countries. With annual revenue of over $27 billion and more ...

Seaport Entertainment Group

Senior Paralegal

Manhattan, NY · On-site

$105K - $150K/yr

... consultant professional service agreements, restaurant venue buy-out agreements, marketing ... Experience with general corporate governance and SEC compliance * Strong interest in learning and ...

Upwork

Senior Paralegal

Newberry Springs, CA · On-site

$105K - $150K/yr

... consultant professional service agreements, restaurant venue buy-out agreements, marketing ... Experience with general corporate governance and SEC compliance * Strong interest in learning and ...

FTI Consulting, Inc.

Senior Treasury Manager

Bowie, MD · Hybrid

$116K - $198K/yr

... repurchase program with SEC compliance * Design and execute FX risk management strategies ... FTI Consulting is an equal opportunity employer and does not discriminate on the basis of race ...

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Sec Compliance Consulting information

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$35.5K

$80.9K

$148.5K

How much do sec compliance consulting jobs pay per year?

As of Sep 7, 2026, the average yearly pay for sec compliance consulting in the United States is $80,929.00, according to ZipRecruiter salary data. Most workers in this role earn between $58,000.00 and $96,500.00 per year, depending on experience, location, and employer.

What is SEC compliance consulting?

SEC compliance consulting refers to professional advisory services that help businesses and individuals adhere to regulations set by the U.S. Securities and Exchange Commission (SEC). These consultants assist with understanding and implementing SEC rules, preparing required filings, and maintaining ongoing compliance to avoid legal issues and penalties. They often support public companies, investment advisors, and broker-dealers in navigating complex regulatory requirements, ensuring transparency, and promoting ethical financial practices.

What are the key skills and qualifications needed to thrive as an SEC compliance consultant?

To thrive as an SEC Compliance Consultant, you need a robust understanding of securities laws, regulatory frameworks, and experience with compliance program development, usually backed by a degree in finance, law, or a related field. Familiarity with compliance management software, SEC filing systems (such as EDGAR), and relevant certifications like Certified Regulatory Compliance Manager (CRCM) are highly valued. Strong analytical thinking, attention to detail, and clear communication enable effective risk assessment and client advisory. These skills are crucial to ensure organizations meet regulatory requirements, avoid penalties, and maintain strong reputations in the financial industry.

What are the typical challenges faced by SEC compliance consultants when working with clients in highly regulated industries?

SEC Compliance Consultants often encounter challenges such as keeping up with rapidly evolving regulations, ensuring clients' internal controls meet strict SEC standards, and managing tight reporting deadlines. Navigating complex financial documentation and coordinating with various departments, such as legal, finance, and audit teams, requires strong communication and project management skills. Additionally, consultants must often educate clients on best practices to maintain compliance and prepare for potential audits, making adaptability and continuous learning essential in this role.

What is the difference between Sec Compliance Consulting vs Security Analyst?

AspectSec Compliance ConsultingSecurity Analyst
CertificationsISO 27001, CISSP, CISACISSP, CompTIA Security+
Work EnvironmentConsulting firms, client sites, remoteIn-house security teams, IT departments
Industry UsageRegulatory compliance, risk managementThreat detection, incident response

Sec Compliance Consulting focuses on helping organizations meet regulatory standards and manage compliance risks, often working across multiple clients. Security Analysts primarily monitor and respond to security threats within an organization’s IT infrastructure. While both roles require security certifications, compliance consultants emphasize policy and standards, whereas security analysts focus on threat mitigation and incident handling.

More about Sec Compliance Consulting jobs

What cities are hiring for Sec Compliance Consulting jobs?

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What states have the most Sec Compliance Consulting jobs?

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What job categories do people searching Sec Compliance Consulting jobs look for?

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Sec Compliance Consulting jobs near you
Infographic showing various Sec Compliance Consulting job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 12% Part Time, and 4% Contract. Highlights an 93% Physical, 2% Hybrid, and 5% Remote job distribution, with an average salary of $80,929 per year, or $38.9 per hour.

Director - Accounting Advisory

Centri Business Consulting

Dallas, TX

$175K - $215K/yr

Full-time

Re-posted 6 days ago

Job description

This Director will provide accounting advisory services including, but not limited to, IPO and M&A Readiness, SEC Compliance & Financial Reporting, CFO Advisory, Transaction Advisory, Technical Accounting Research, and addressing the need for continuous improvement and optimization of the finance and accounting functions. In addition, the ideal candidate has a strong desire to build and maintain a book of business. To succeed in this role, you should also have strong coaching and team management skills, as well as the desire to mentor staff

Responsibilities:

  • Delegate the preparation of the financial statements and technical accounting position papers to the engagement team members for both public and private companies, as well as other required support materials
  • Review accounting memos, financial statements, and other client deliverables prepared by engagement team members, ensuring general accounting standards are applied appropriately
  • Independently provide conclusions and recommendations on application of complex accounting guidance to clients and external parties
  • Independently facilitate calls with the SEC, client auditors, client legal counsel, etc. as deemed necessary to accomplish project goals
  • Assist engagement partners in developing budget plans, communicate those budgets to the engagement team and monitor team progress
  • Take ownership engagements while managing upward and downward expectations to ensure deadlines are met and project stays on budget
  • Lead multiple engagement teams simultaneously to further the Firm's goals and objectives

Qualifications:

  • Bachelor's degree in relevant discipline (e.g. Accounting, Finance or Business Related Field) required
  • Twelve plus years of relative accounting experience; public accounting or professional services experience highly preferred.
  • CPA license is required
  • Strong working knowledge/expertise with any of the following:
    • Preparation of SEC filings including Form 10-K, 10-Q, S-1 and 8-K/A
    • Addressing SEC Comment Letters
    • Technical Accounting Research & Position Papers
    • IPO Readiness & Reporting
    • Carve-out Financial Reporting

Salary Statement:

The salary range(s) displayed is/are specifically for those potential hires who will perform work in or reside in the location(s) listed below, if selected for the role. Any offered salary is determined based on internal salary ranges, applicant's skills and prior relevant experience, certain degrees and certifications (e.g. CPA), for example.

New York City Salary Range: Low: $175,000 - High: $215,000 (NYC)

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