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Remote Broker Dealer Operations Jobs (NOW HIRING)

Alpaca

Product Manager, New Assets

You'll work closely with engineering, broker-dealer operations, market structure / execution, compliance, legal, partnerships, and the other PMs in the trading area. Success is measured by partner ...

Berkley

Broker Specialist

Tampa, FL · On-site +1

LI #Remote LI #Remote Broker Specialist - E&S Underwriting - Manufacturing & Products Liability ... Operational Excellence * Maintain accurate, complete documentation in underwriting systems

New

Alpaca

Product Manager, Accounts

You'll work closely with engineering, broker-dealer operations, compliance, legal, partnerships, and the other PMs in the accounts area. Success is measured by partner adoption and production usage ...

Alpaca

Lead Product Manager, Accounts

$19 - $21/hr

Partner deeply with engineering, broker-dealer operations, compliance, legal, partnerships, success, and sales to prioritize initiatives that balance regulatory risk, operational load, revenue impact ...

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All JobsRemote Broker Dealer Operations Jobs

Remote Broker Dealer Operations information

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$9

$24

$49

How much do remote broker dealer operations jobs pay per hour?

As of Jun 8, 2026, the average hourly pay for remote broker dealer operations in the United States is $24.15, according to ZipRecruiter salary data. Most workers in this role earn between $15.38 and $27.64 per hour, depending on experience, location, and employer.

What is the difference between Remote Broker Dealer Operations vs Remote Compliance Analyst?

AspectRemote Broker Dealer OperationsRemote Compliance Analyst
Required CredentialsFINRA Series 7, 63, or 66 licenses often requiredFINRA Series 7, 24, or 66 licenses common
Work EnvironmentFinancial firms, brokerages, or investment companiesFinancial institutions, regulatory agencies, or advisory firms
Industry UsageHigh in brokerage and securities firmsHigh in compliance departments across finance sectors
Search & Comparison IntentUnderstanding operational roles in broker-dealer firmsComparing compliance roles within finance

Remote Broker Dealer Operations focuses on managing the day-to-day functions of broker-dealer firms, including trade processing and client account management. Remote Compliance Analysts ensure adherence to regulations and internal policies. While both roles require securities licenses and work within financial firms, Operations roles are more operationally focused, whereas Compliance Analysts concentrate on regulatory adherence.

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Remote Broker Dealer Operations jobs near you

Broker Dealer Compliance Officer Remote

CXG Holdings Inc

Smithtown, NY • Remote

$40 - $60/hr

Full-time

Retirement, PTO

Posted 7 days ago

Job description

We're currently seeking an additional Compliance Officer to join our team. In this role, you'll be providing regulatory compliance services to client broker-dealers, including establishing processes. The ideal candidate will possess prior experience and hold active FINRA Series 7 & 24 licenses. This role will report to our Director of Growth and Operations.  
 
Compliance Exchange Group (CXG) is the market leader in providing a complete turn-key service for Broker Dealers including CMA / NMA services, buying, selling and building Broker Dealers. We are the architects charged with building successful firms for our clients. This includes principal outsourcing on all levels, including CCO, FINOP, CEO, and developing regulatory compliance systems to satisfy FINRA, SEC, state and federal regulators. 
 
We love what we do and we’re on a path for growth. Compliance Exchange Group is comprised of professionals that exhibit a passion for building and maintaining broker-dealers. We offer a fully remote work environment with a company culture that promotes personal and professional development as well as a healthy work-life balance. We provide an array of benefits including competitive compensation, flexible work schedules, PTO, 401(k) with employer contribution, performance-based bonuses, opportunities for growth and more! 
This role is open to both W2 and 1099 opportunities with a compensation range of $40-$60 per hour