... of the broker-dealer's operations, regulatory framework, and business activities, ensuring ... direct-to-consumer investors, independent financial advisors, RIAs, HNW/UHNW investors, family ...
... of the broker-dealer's operations, regulatory framework, and business activities, ensuring ... direct-to-consumer investors, independent financial advisors, RIAs, HNW/UHNW investors, family ...
NY · On-site
$150K - $175K/yr
The successful candidate will provide executive oversight, regulatory guidance, operational ... Direct exposure to broker-dealer owners, regulators, and industry leaders. * Opportunity to build a ...
NY · On-site
$150K - $175K/yr
The successful candidate will provide executive oversight, regulatory guidance, operational ... Direct exposure to broker-dealer owners, regulators, and industry leaders. * Opportunity to build a ...
About the Role We are seeking a senior Director / Executive Director of Operations to lead the U.S. Broker-Dealer Operations function. This role is based in Miami , reports directly to the Chief ...
About the Role We are seeking a senior Director / Executive Director of Operations to lead the U.S. Broker-Dealer Operations function. This role is based in Miami , reports directly to the Chief ...
Managing Director / Broker-Dealer Services (Town of Smithtown)
Commack, NY · On-site
$150K - $175K/yr
The successful candidate will provide executive oversight, regulatory guidance, operational ... Direct exposure to broker-dealer owners, regulators, and industry leaders. * Opportunity to build a ...
Managing Director / Broker-Dealer Services (Town of Smithtown)
Commack, NY · On-site
$150K - $175K/yr
The successful candidate will provide executive oversight, regulatory guidance, operational ... Direct exposure to broker-dealer owners, regulators, and industry leaders. * Opportunity to build a ...
They seek a Director, Broker Dealer Controller to join their Jersey City, NJ office ... S. broker-dealer and affiliated entity financial operations * Validate revenue, expense, and ...
They seek a Director, Broker Dealer Controller to join their Jersey City, NJ office ... S. broker-dealer and affiliated entity financial operations * Validate revenue, expense, and ...
S.broker-dealer controller will be responsible for leading the teams responsible for all day-to-day ... Legal, Operations, Compliance, Tax, Product Control and Accounting Policies). * Lead impact ...
S.broker-dealer controller will be responsible for leading the teams responsible for all day-to-day ... Legal, Operations, Compliance, Tax, Product Control and Accounting Policies). * Lead impact ...
S.broker-dealer controller will be responsible for leading the teams responsible for all day-to-day ... Legal, Operations, Compliance, Tax, Product Control and Accounting Policies). * Lead impact ...
S.broker-dealer controller will be responsible for leading the teams responsible for all day-to-day ... Legal, Operations, Compliance, Tax, Product Control and Accounting Policies). * Lead impact ...
CXG Holdings Inc in Smithtown, NY is seeking a Managing Director for Broker-Dealer Services. The ideal candidate will have extensive broker-dealer experience and will provide executive oversight ...
CXG Holdings Inc in Smithtown, NY is seeking a Managing Director for Broker-Dealer Services. The ideal candidate will have extensive broker-dealer experience and will provide executive oversight ...
Director, Broker-Dealer ALM
New York, NY · On-site
... to the broker-dealer balance sheet monitoring and explaining changes and related management ... and Operations, as necessary, to ensure ongoing compliance with all requirements • Co-lead ...
Director, Broker-Dealer ALM
New York, NY · On-site
... to the broker-dealer balance sheet monitoring and explaining changes and related management ... and Operations, as necessary, to ensure ongoing compliance with all requirements • Co-lead ...
Director, Broker-Dealer ALM
New York, NY · On-site
... Operations, as necessary, to ensure ongoing compliance with all requirements Co-lead efforts to ... dealer activities Advanced knowledge of both broker-dealer capital, liquidity, funding and ...
Director, Broker-Dealer ALM
New York, NY · On-site
... Operations, as necessary, to ensure ongoing compliance with all requirements Co-lead efforts to ... dealer activities Advanced knowledge of both broker-dealer capital, liquidity, funding and ...
Managing Director, Broker-Dealer Supervision
Pittsburgh, PA · On-site +1
$176K - $200K/yr
... as Managing Director of Broker-Dealer Supervision. This senior leader owns the design ... The role is distinct from the compliance function and focuses on day-to-day operational supervision ...
Quick apply
Managing Director, Broker-Dealer Supervision
Pittsburgh, PA · On-site +1
$176K - $200K/yr
... as Managing Director of Broker-Dealer Supervision. This senior leader owns the design ... The role is distinct from the compliance function and focuses on day-to-day operational supervision ...
Managing Director, Broker-Dealer Supervision
Fort Lauderdale, FL · On-site +1
$174K - $196K/yr
... as Managing Director of Broker-Dealer Supervision. This senior leader owns the design ... The role is distinct from the compliance function and focuses on day-to-day operational supervision ...
Quick apply
Managing Director, Broker-Dealer Supervision
Fort Lauderdale, FL · On-site +1
$174K - $196K/yr
... as Managing Director of Broker-Dealer Supervision. This senior leader owns the design ... The role is distinct from the compliance function and focuses on day-to-day operational supervision ...
Managing Director BrokerDealer Services (Town of Smithtown)
Commack, NY · On-site
$150K - $175K/yr
Managing Director / Broker-Dealer Services Location: Smithtown, NY (In-Person) Employment Type ... management, and operational support. Having successfully completed hundreds of broker-dealer ...
Managing Director BrokerDealer Services (Town of Smithtown)
Commack, NY · On-site
$150K - $175K/yr
Managing Director / Broker-Dealer Services Location: Smithtown, NY (In-Person) Employment Type ... management, and operational support. Having successfully completed hundreds of broker-dealer ...
Managing Director, Broker-Dealer Supervision
Stamford, CT · On-site +1
$194K - $219K/yr
... as Managing Director of Broker-Dealer Supervision. This senior leader owns the design ... The role is distinct from the compliance function and focuses on day-to-day operational supervision ...
Quick apply
Managing Director, Broker-Dealer Supervision
Stamford, CT · On-site +1
$194K - $219K/yr
... as Managing Director of Broker-Dealer Supervision. This senior leader owns the design ... The role is distinct from the compliance function and focuses on day-to-day operational supervision ...
... as Managing Director of Broker-Dealer Supervision. This senior leader owns the design ... The role is distinct from the compliance function and focuses on day-to-day operational supervision ...
... as Managing Director of Broker-Dealer Supervision. This senior leader owns the design ... The role is distinct from the compliance function and focuses on day-to-day operational supervision ...
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
... Director will play a key leadership role within CXG and the broker-dealer organizations we support. The successful candidate will provide executive oversight, regulatory guidance, operational ...
Quick apply
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
... Director will play a key leadership role within CXG and the broker-dealer organizations we support. The successful candidate will provide executive oversight, regulatory guidance, operational ...
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
... Director will play a key leadership role within CXG and the broker-dealer organizations we support. The successful candidate will provide executive oversight, regulatory guidance, operational ...
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
... Director will play a key leadership role within CXG and the broker-dealer organizations we support. The successful candidate will provide executive oversight, regulatory guidance, operational ...
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
... Director will play a key leadership role within CXG and the broker-dealer organizations we support. The successful candidate will provide executive oversight, regulatory guidance, operational ...
Quick apply
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
... Director will play a key leadership role within CXG and the broker-dealer organizations we support. The successful candidate will provide executive oversight, regulatory guidance, operational ...
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
... Director will play a key leadership role within CXG and the broker-dealer organizations we support. The successful candidate will provide executive oversight, regulatory guidance, operational ...
Quick apply
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
... Director will play a key leadership role within CXG and the broker-dealer organizations we support. The successful candidate will provide executive oversight, regulatory guidance, operational ...
Armstrong Securities LLC Broker-Dealer Executive - Operations & Regulatory Oversight (Part-Time) Location Old Greenwich, CT Job Code 154 # of openings 1 Position Summary Armstrong Securities LLC, a ...
Armstrong Securities LLC Broker-Dealer Executive - Operations & Regulatory Oversight (Part-Time) Location Old Greenwich, CT Job Code 154 # of openings 1 Position Summary Armstrong Securities LLC, a ...
Director Broker Dealer Operations information
See salary details
$34K - $47.2K
4% of jobs
$47.2K - $60.5K
8% of jobs
$60.5K - $73.7K
11% of jobs
$75.8K is the 25th percentile. Wages below this are outliers.
$73.7K - $86.9K
12% of jobs
$86.9K - $100.1K
14% of jobs
The median wage is $101.9K / yr.
$100.1K - $113.4K
12% of jobs
$113.4K - $126.6K
13% of jobs
$129.9K is the 75th percentile. Wages above this are outliers.
$126.6K - $139.8K
9% of jobs
$139.8K - $153K
9% of jobs
$153K - $166.3K
5% of jobs
$166.3K - $179.5K
3% of jobs
$34K
$107.7K
$179.5K
How much do director broker dealer operations jobs pay per year?
As of Sep 11, 2026, the average yearly pay for director broker dealer operations in the United States is $107,680.00, according to ZipRecruiter salary data. Most workers in this role earn between $75,500.00 and $135,500.00 per year, depending on experience, location, and employer.
More about Director Broker Dealer Operations jobs
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The most popular types of Broker Dealer Operations jobs are:
What states have the most Director Broker Dealer Operations jobs?
States with the most job openings for Director Broker Dealer Operations jobs include:
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For Director Broker Dealer Operations jobs, the most frequently searched job titles are:
Managing Director, Broker-Dealer (U.S)
Dallas, TX • On-site
InforCapital
Other
Re-posted 17 days ago
Job description
# Managing Director, Broker-Dealer (U.S)EquitonManaging DirectorReal EstateReal EstateOn-siteLocationDallas, United StatesDate PostedJuly 22, 2026RegionAmericasStay ahead of the marketGet instant notifications when new job openings matching "Real Estate / Managing Director jobs in Dallas, United States" are published.## About This Role**Role Overview**Equiton, a Canadian real estate investment firm expanding into the United States, is hiring a Managing Director, Broker-Dealer (U.S) based in Dallas, TX. The role leads the launch, regulatory oversight, and strategic growth of a new boutique, limited-scope broker-dealer focused on raising capital for private real estate investment offerings.**Key Responsibilities**- Serve as the firm's designated Executive Representative and senior leader for the FINRA-registered broker-dealer- Provide day-to-day leadership of the broker-dealer's operations, regulatory framework, and business activities, ensuring compliance with SEC, FINRA, and state requirements- Partner with Compliance, Legal, and supervisory principals; act as liaison with regulators, auditors, and industry service providers- Develop and execute the broker-dealer's strategic growth plan, expanding capital-raising channels across direct-to-consumer investors, independent financial advisors, RIAs, HNW/UHNW investors, family offices, and select institutional relationships- Support Reg D and Reg A capital raises for private real estate and alternative investment offerings**Qualifications**- Strong broker-dealer leadership experience with deep FINRA/SEC regulatory knowledge- Practical experience raising capital for private real estate investments- Ability to build a scalable, compliant distribution platform from an early stage**Location:** Dallas, TX (commuting distance or willing to relocate)Visit the original LinkedIn posting for full details. #J-18808-Ljbffr