Director Broker Dealer Operations Jobs (NOW HIRING)

Familiarity with broker-dealer accounting and operations Preferred: * CPA designation

The National Sales Director - Broker Team assumes a pivotal leadership role within the organization, spearheading the strategic direction, operational execution, and team management of the national ...

We are seeking a seasoned and strategic Director to lead enterprise-wide Broker-Dealer platform ... Production Support & Operational Resiliency: Own production support outcomes for critical broker ...

We are seeking a seasoned and strategic Director to lead enterprise-wide Broker-Dealer platform ... Production Support & Operational Resiliency: Own production support outcomes for critical broker ...

Regulatory Compliance & Broker-Dealer Operations * Oversee all financial operations related to our ... Direct all accounting operations, ensuring timely and accurate preparation of financial statements ...

The Operations Associate role will join a lean team and focus on ensuring accurate and timely ... Client Details Independent broker-dealer located in Great Neck, NY (Long Island) Description Trade ...

The AVP, Treasury will play a crucial role in driving strategic growth and ensuring the financial stability of Cantor Fitzgerald's broker-dealer operations. This senior-level position involves direct ...

Director, Broker Partners The Director, Broker Partners, is responsible for leading SPINS' broker ... They will also lead initiatives that strengthen SPINS' partner ecosystem, improve operational ...

The AVP, Treasury will play a crucial role in driving strategic growth and ensuring the financial stability of Cantor Fitzgerald's broker-dealer operations. This senior-level position involves direct ...

... direct responsibility for real‑time risk monitoring, margin oversight, and risk‑based ... Prior experience in broker/dealer operations * Professional designations (CFA, FRM) preferred but ...

Job Title Director, Broker Engagement Summary As the leader of the integrated brokerage engagement ... Strong Operational or Human Resources experience preferred, with demonstrated track record of ...

The Broker-Dealer platform powers all three of Betterment's lines of business: retail investing ... Partner with Operations leadership to ensure staff have the proper tools to manage rapidly ...

Job Title Director, Broker Engagement Summary As the leader of the integrated brokerage engagement ... Strong Operational or Human Resources experience preferred, with demonstrated track record of ...

... self-clearing broker-dealer . This role will support the firm's regulatory compliance program ... Provide compliance guidance to investment banking, sales and trading, and operations teams.

Job Title Director, Broker Engagement Summary As the leader of the integrated brokerage engagement ... Strong Operational or Human Resources experience preferred, with demonstrated track record of ...

The Broker-Dealer platform powers all three of Betterment's lines of business: retail investing ... Partner with Operations leadership to ensure staff have the proper tools to manage rapidly ...

Job Title Director, Broker Engagement Summary As the leader of the integrated brokerage engagement ... Strong Operational or Human Resources experience preferred, with demonstrated track record of ...

This position requires strong broker-dealer product knowledge, technical accounting expertise, operational understanding of trade lifecycle events, and the ability to work cross-functionally with ...

You'll work closely with engineering, broker-dealer operations, market structure / execution ... Direct broker-dealer or institutional brokerage experience - Schwab, Fidelity, IBKR, Apex ...

Coordinate with Compliance, Legal, Operations, and National Accounts to facilitate onboarding ... Existing network of Broker Dealer decision-makers, CIOs, investment committees, and financial ...