Broker-Dealer Operations function. This role is based in Miami , reports directly to the Chief ... Lead and manage an Operations team across Miami, Rio de Janeiro, and São Paulo , ensuring strong ...
Broker-Dealer Operations function. This role is based in Miami , reports directly to the Chief ... Lead and manage an Operations team across Miami, Rio de Janeiro, and São Paulo , ensuring strong ...
NY · On-site
$150K - $175K/yr
Vision insurance Managing Director / Broker-Dealer Services Location: Smithtown, NY (In-Person ... Operational Management * Supervise registered principals, compliance professionals, operations ...
NY · On-site
$150K - $175K/yr
Vision insurance Managing Director / Broker-Dealer Services Location: Smithtown, NY (In-Person ... Operational Management * Supervise registered principals, compliance professionals, operations ...
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
Broker-Dealer CEO Location: Smithtown, NY (In-Person) Employment Type: Full-Time Compensation: $150 ... Advise firm owners and executive management on operational, regulatory, and strategic matters.
Quick apply
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
Broker-Dealer CEO Location: Smithtown, NY (In-Person) Employment Type: Full-Time Compensation: $150 ... Advise firm owners and executive management on operational, regulatory, and strategic matters.
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
Vision insurance Broker-Dealer CEO Location: Smithtown, NY (In-Person) Employment Type: Full-Time ... Advise firm owners and executive management on operational, regulatory, and strategic matters.
Quick apply
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
Vision insurance Broker-Dealer CEO Location: Smithtown, NY (In-Person) Employment Type: Full-Time ... Advise firm owners and executive management on operational, regulatory, and strategic matters.
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
Vision insurance Broker-Dealer CEO Location: Smithtown, NY (In-Person) Employment Type: Full-Time ... Advise firm owners and executive management on operational, regulatory, and strategic matters.
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
Vision insurance Broker-Dealer CEO Location: Smithtown, NY (In-Person) Employment Type: Full-Time ... Advise firm owners and executive management on operational, regulatory, and strategic matters.
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
Broker-Dealer CEO Location: Smithtown, NY (In-Person) Employment Type: Full-Time Compensation: $150 ... Advise firm owners and executive management on operational, regulatory, and strategic matters.
Quick apply
Broker-Dealer CEO
Smithtown, NY · On-site
$150K - $175K/yr
Broker-Dealer CEO Location: Smithtown, NY (In-Person) Employment Type: Full-Time Compensation: $150 ... Advise firm owners and executive management on operational, regulatory, and strategic matters.
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
Quick apply
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
Quick apply
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
About the Team & Role The Futures Operations Manager will lead the day-to-day operational support for a retail broker-dealer's futures and derivatives offering. This role is responsible for ensuring ...
This position is designed for an accomplished broker-dealer professional who can manage a small broker-dealer's regulatory, financial, and operational functions. Armstrong is a small, specialized ...
This position is designed for an accomplished broker-dealer professional who can manage a small broker-dealer's regulatory, financial, and operational functions. Armstrong is a small, specialized ...
Managing Director / Broker-Dealer Services (Town of Smithtown)
Commack, NY · On-site
$150K - $175K/yr
Vision insurance Managing Director / Broker-Dealer Services Location: Smithtown, NY (In-Person ... Operational Management * Supervise registered principals, compliance professionals, operations ...
Managing Director / Broker-Dealer Services (Town of Smithtown)
Commack, NY · On-site
$150K - $175K/yr
Vision insurance Managing Director / Broker-Dealer Services Location: Smithtown, NY (In-Person ... Operational Management * Supervise registered principals, compliance professionals, operations ...
# Managing Director, Broker-Dealer (U.S)EquitonManaging DirectorReal EstateReal EstateOn ... of the broker-dealer's operations, regulatory framework, and business activities, ensuring ...
# Managing Director, Broker-Dealer (U.S)EquitonManaging DirectorReal EstateReal EstateOn ... of the broker-dealer's operations, regulatory framework, and business activities, ensuring ...
This position is designed for an accomplished broker-dealer professional who can manage a small broker-dealer's regulatory, financial, and operational functions. Armstrong is a small, specialized ...
This position is designed for an accomplished broker-dealer professional who can manage a small broker-dealer's regulatory, financial, and operational functions. Armstrong is a small, specialized ...
Broker Dealer Operation Manager information
See salary details
$26.5K - $36.5K
4% of jobs
$36.5K - $46.4K
0% of jobs
$46.4K - $56.4K
6% of jobs
$59.2K is the 25th percentile. Wages below this are outliers.
$56.4K - $66.3K
51% of jobs
$66.3K - $76.3K
6% of jobs
$85K is the 75th percentile. Wages above this are outliers.
$76.3K - $86.2K
8% of jobs
$86.2K - $96.2K
6% of jobs
$96.2K - $106.1K
7% of jobs
$106.1K - $116.1K
7% of jobs
$116.1K - $126K
2% of jobs
$126K - $136K
1% of jobs
$26.5K
$77.9K
$136K
How much do broker dealer operation manager jobs pay per year?
As of Sep 11, 2026, the average yearly pay for broker dealer operation manager in the United States is $77,935.00, according to ZipRecruiter salary data. Most workers in this role earn between $65,000.00 and $89,000.00 per year, depending on experience, location, and employer.
What are popular job titles related to Broker Dealer Operation Manager jobs?
For Broker Dealer Operation Manager jobs, the most frequently searched job titles are:
Director of Operations | Broker Dealer
Miami, FL • On-site
BTGPactual International
Full-time
Re-posted 6 days ago
Job description
About the Role
We are seeking a senior Director / Executive Director of Operations to lead the U.S. Broker-Dealer Operations function. This role is based in Miami, reports directly to the Chief Operating Officer, and will be responsible for overseeing daily operations, leading a cross-regional team, supporting business growth, and maintaining a strong operational control environment.
The ideal candidate has deep experience in U.S. broker-dealer operations, including at least 5 years of self-clearing experience, strong regulatory knowledge, and the ability to operate effectively with senior stakeholders across Wealth Management, Retail, Compliance, Finance, Technology, Risk, and external clearing partners.
Key Responsibilities
Qualifications
Licenses
Location & Compensation
By submitting this application, I agree to share the information above. Your information will only be used to evaluate the applicationprocess and talent database for BTG Pactual and its subsidiaries in accordance with our privacy policy.
We are seeking a senior Director / Executive Director of Operations to lead the U.S. Broker-Dealer Operations function. This role is based in Miami, reports directly to the Chief Operating Officer, and will be responsible for overseeing daily operations, leading a cross-regional team, supporting business growth, and maintaining a strong operational control environment.
The ideal candidate has deep experience in U.S. broker-dealer operations, including at least 5 years of self-clearing experience, strong regulatory knowledge, and the ability to operate effectively with senior stakeholders across Wealth Management, Retail, Compliance, Finance, Technology, Risk, and external clearing partners.
Key Responsibilities
- Lead and manage an Operations team across Miami, Rio de Janeiro, and São Paulo, ensuring strong execution, accountability, and service standards.
- Oversee daily operational routines, including trade support, settlement, cash movements, transfers, reconciliations, corporate actions, billing, exception management, and issue resolution.
- Conduct regular team meetings, one-on-ones, feedback sessions, and performance discussions to support employee development and career progression.
- Serve as a senior escalation point for operational issues, client-impacting matters, breaks, and cross-functional dependencies.
- Support Wealth Management and Retail businesses by implementing new products, services, platforms, and operational workflows.
- Translate business requirements into operational procedures, controls, project specifications, and technology enhancement requests.
- Identify and lead initiatives that improve efficiency, reduce manual processes, strengthen controls, and create operational leverage.
- Act as a key point of contact with clearing firms, including Pershing and Drive Wealth, as well as custodians, transfer agents, vendors, and other operational partners.
- Apply self-clearing expertise across trade lifecycle, custody, books and records, reconciliations, regulatory reporting, and clearing-related controls.
- Partner with Compliance, Legal, Risk, Finance, Technology, and senior management to support audits, regulatory reviews, control enhancements, and strategic initiatives.
Qualifications
- Minimum of 5 years of self-clearing broker-dealer operations experience required.
- Strong knowledge of U.S. broker-dealer operations, including clearing, custody, settlement, reconciliations, transfers, cash movements, corporate actions, and operational controls.
- Prior experience in a senior operations leadership role within a broker-dealer, clearing broker, custodian, or financial services platform.
- Experience supporting Wealth Management, Retail Brokerage, Digital Brokerage, or similar businesses preferred.
- Proven ability to manage teams across multiple locations and partner with senior business, technology, compliance, and vendor stakeholders.
- Strong understanding of operational risk, supervisory controls, regulatory obligations, and broker-dealer infrastructure.
- Excellent communication, leadership, analytical, and problem-solving skills.
- Ability to operate in a fast-paced, evolving, and growth-oriented environment.
Licenses
- FINRA Series 24 required.
- FINRA Series 27 required.
Location & Compensation
- Location: Miami, Florida
- Reporting Line: Chief Operating Officer
By submitting this application, I agree to share the information above. Your information will only be used to evaluate the applicationprocess and talent database for BTG Pactual and its subsidiaries in accordance with our privacy policy.