Regulatory Compliance Officer
Memphis, TN · On-site
Creates and maintains the University compliance matrix of state, local, and federal regulatory ... Within this area of responsibility, the Compliance Officer will help maintain a centralized ...
Memphis, TN · On-site
Creates and maintains the University compliance matrix of state, local, and federal regulatory ... Within this area of responsibility, the Compliance Officer will help maintain a centralized ...
Memphis, TN · On-site
Creates and maintains the University compliance matrix of state, local, and federal regulatory ... Within this area of responsibility, the Compliance Officer will help maintain a centralized ...
The Regulatory Change Management Officer is a vital Second Line of Defense role within the Compliance function of the Risk Management (ERM) department. This individual will assist with the continued ...
The Regulatory Change Management Officer is a vital Second Line of Defense role within the Compliance function of the Risk Management (ERM) department. This individual will assist with the continued ...
The Regulatory Change Management Officer is a vital Second Line of Defense role within the Compliance function of the Risk Management (ERM) department. This individual will assist with the continued ...
The Regulatory Change Management Officer is a vital Second Line of Defense role within the Compliance function of the Risk Management (ERM) department. This individual will assist with the continued ...
The Regulatory Change Management Officer is a vital Second Line of Defense role within the Compliance function of the Risk Management (ERM) department. This individual will assist with the continued ...
The Regulatory Change Management Officer is a vital Second Line of Defense role within the Compliance function of the Risk Management (ERM) department. This individual will assist with the continued ...
Saint Paul, MN · On-site
$108K - $127K/yr
Working closely with the Chief Regulatory Officer and Market Regulation Department, you'll analyze surveillance alerts, conduct investigations into disruptive trading practices, and produce the ...
Saint Paul, MN · On-site
$108K - $127K/yr
Working closely with the Chief Regulatory Officer and Market Regulation Department, you'll analyze surveillance alerts, conduct investigations into disruptive trading practices, and produce the ...
$108K - $127K/yr
Working closely with the Chief Regulatory Officer and Market Regulation Department, you'll analyze surveillance alerts, conduct investigations into disruptive trading practices, and produce the ...
$108K - $127K/yr
Working closely with the Chief Regulatory Officer and Market Regulation Department, you'll analyze surveillance alerts, conduct investigations into disruptive trading practices, and produce the ...
$79K - $85K/yr
Role Dimensions Reporting to the Chief Policy & Regulatory Officer, the International Regulatory & Policy Associate will work across Yoti's international markets and support colleagues across Product ...
$79K - $85K/yr
Role Dimensions Reporting to the Chief Policy & Regulatory Officer, the International Regulatory & Policy Associate will work across Yoti's international markets and support colleagues across Product ...
Attend meetings and serve as the CTO's principal contact with regulatory agencies, including the FDA and IRBs * Monitor federal and sponsor rules, regulations, and processes for new or changed ...
Attend meetings and serve as the CTO's principal contact with regulatory agencies, including the FDA and IRBs * Monitor federal and sponsor rules, regulations, and processes for new or changed ...
North Charleston, SC · On-site
$95K - $125K/yr
Leads and directs the Finance Officer, Regulatory Officer, and Compliance Officer through selection, orientation, training, performance management, and discipline according to standard operating ...
North Charleston, SC · On-site
$95K - $125K/yr
Leads and directs the Finance Officer, Regulatory Officer, and Compliance Officer through selection, orientation, training, performance management, and discipline according to standard operating ...
Job Title Regulatory Compliance Officer - Clinical Trials Office Department CCC | Clinical Trials Office Position Summary The Regulatory Compliance Officer assures that research protocols of the ...
Job Title Regulatory Compliance Officer - Clinical Trials Office Department CCC | Clinical Trials Office Position Summary The Regulatory Compliance Officer assures that research protocols of the ...
Job Title Regulatory Compliance Officer - Clinical Trials Office Department CCC | Clinical Trials Office Position Summary The Regulatory Compliance Officer assures that research protocols of the ...
Job Title Regulatory Compliance Officer - Clinical Trials Office Department CCC | Clinical Trials Office Position Summary The Regulatory Compliance Officer assures that research protocols of the ...
You'll work closely with investigators, compliance specialists, and outside counsel - and you'll report directly to the Chief Regulatory Officer. This is not a role where legal work is siloed from ...
Quick apply
You'll work closely with investigators, compliance specialists, and outside counsel - and you'll report directly to the Chief Regulatory Officer. This is not a role where legal work is siloed from ...
Regulatory Compliance Officer - Clinical Trials Office Department: CCC | Clinical Trials Office Position Summary The Regulatory Compliance Officer assures that research protocols of the OSUCCC ...
Regulatory Compliance Officer - Clinical Trials Office Department: CCC | Clinical Trials Office Position Summary The Regulatory Compliance Officer assures that research protocols of the OSUCCC ...
Chicago, IL · On-site
$18.75/hr
Parking Regulations Enforcement Officer - Chicago, Illinois Pay: $17.80/hour Schedules: Full Time, Schedule Varies About Us: Here at LAZ Parking, we often say, its not what we do, its the way we do ...
Quick apply
Chicago, IL · On-site
$18.75/hr
Parking Regulations Enforcement Officer - Chicago, Illinois Pay: $17.80/hour Schedules: Full Time, Schedule Varies About Us: Here at LAZ Parking, we often say, its not what we do, its the way we do ...
Regulatory Compliance Officer - Clinical Trials Office Department:CCC | Clinical Trials Office Position Summary The Regulatory Compliance Officer assures that research protocols of the OSUCCC ...
Regulatory Compliance Officer - Clinical Trials Office Department:CCC | Clinical Trials Office Position Summary The Regulatory Compliance Officer assures that research protocols of the OSUCCC ...
MI · Hybrid
The Regulatory Compliance team Americas manages the compliance program for Partners Group's SEC Registered Investment Advisers, multiple SEC Registered Investment Companies, a Canadian affiliate and ...
MI · Hybrid
The Regulatory Compliance team Americas manages the compliance program for Partners Group's SEC Registered Investment Advisers, multiple SEC Registered Investment Companies, a Canadian affiliate and ...
Officer is responsible for patrolling designated areas of the campus to enforce the University rules and regulations. * Officer is also expected to work cooperatively with other campus units to ...
Officer is responsible for patrolling designated areas of the campus to enforce the University rules and regulations. * Officer is also expected to work cooperatively with other campus units to ...
Reports to the Chief Regulatory Officer; partners with R&D of the Future leaders, data/technology teams, and enterprise stakeholders. How you will contribute / Key Responsibilities * Own AIDPA ...
Reports to the Chief Regulatory Officer; partners with R&D of the Future leaders, data/technology teams, and enterprise stakeholders. How you will contribute / Key Responsibilities * Own AIDPA ...
Westerville, OH · On-site
$56K/yr
Officers will enforce all local, state and federal criminal laws, as well as University judicial rules and regulations; traffic and parking regulations; officers will obtain warrants, apprehend ...
Westerville, OH · On-site
$56K/yr
Officers will enforce all local, state and federal criminal laws, as well as University judicial rules and regulations; traffic and parking regulations; officers will obtain warrants, apprehend ...
Jacksonville, FL · On-site
$113K - $170K/yr
The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the ...
Jacksonville, FL · On-site
$113K - $170K/yr
The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the ...
$21K - $33K
12% of jobs
$42.8K is the 25th percentile. Wages below this are outliers.
$33K - $45K
16% of jobs
$45K - $57K
4% of jobs
$57K - $69K
8% of jobs
$69K - $81K
9% of jobs
The median wage is $81.8K / yr.
$81K - $93K
25% of jobs
$95.3K is the 75th percentile. Wages above this are outliers.
$93K - $105K
10% of jobs
$105K - $117K
2% of jobs
$117K - $129K
3% of jobs
$129K - $141K
6% of jobs
$141K - $153K
5% of jobs
$21K
$83.5K
$153K
| Aspect | Regulatory Officer | Compliance Specialist |
|---|---|---|
| Required Credentials | Relevant certifications (e.g., Regulatory Affairs Certification), degree in law, business, or related field | Certifications like Certified Compliance & Ethics Professional (CCEP), similar educational background |
| Work Environment | Regulatory agencies, corporate compliance departments, industries like healthcare, finance | Corporate compliance teams, financial institutions, healthcare organizations |
| Employer & Industry Usage | Used in regulated industries to ensure adherence to laws and regulations | Used to develop, implement, and monitor compliance programs within organizations |
While both roles focus on adherence to laws and regulations, a Regulatory Officer primarily ensures compliance with government regulations and interacts with regulatory agencies. A Compliance Specialist develops and maintains internal compliance programs to meet legal standards. Both roles are essential for organizations operating in regulated industries but differ in scope and focus.
Cities with the most Regulatory Officer job openings:
States with the most job openings for Regulatory Officer jobs include:
For Regulatory Officer jobs, the most frequently searched job titles are:

Memphis, TN • On-site
Full-time
Re-posted 5 days ago
8.9
Based on 10 frontline employees who took The Breakroom Quiz
Develops, implements, and maintains a comprehensive institutional compliance program. Develops compliance policies, procedures, standards, and internal controls. Creates and maintains the University compliance matrix of state, local, and federal regulatory requirements. Performs compliance related assessments, investigative fieldwork, and other duties such as determining the presence of internal controls and reliance on organizational structure. Establishes effective working relationships and build credibility with faculty, staff and students to promote a culture of ethics and compliance.
Facilitates quarterly Compliance Council meetings to support compliance readiness with various University areas at the division, department or unit level. Collaborate with operational leaders, internal and external stakeholders to support compliance objectives and to ensure that compliance matters are promptly handled or forwarded for follow up or response. Monitor changes in federal, state, and local laws, regulations, statutes, and guidance affecting higher education.
Researches and develops recommendations on how most effectively to address compliance-related issues of University-wide applicability in high-risk compliance areas such as sponsored research, financial aid, intercollegiate athletics, data privacy and security, and records retention, among others.
Collects and analyzes data and develops metrics to measure the effectiveness of the compliance and ethics program and initiatives undertaken on behalf of the institution.
Works with University areas to ensure education and training materials on timely compliance topics are designed, developed and conducted, increasing compliance knowledge and adherence among staff at all levels.
Works closely with policy owners in the process of updating University policies and procedures, as assigned. Within this area of responsibility, the Compliance Officer will help maintain a centralized repository of official University policies and procedures. The Compliance Officer is not the owner of the policies and procedures retained in the centralized repository.
Performs other related duties as assigned.
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Colleges, universities, and professional schools
1,001 - 5,000 Employees
Memphis, TN, US
1912