| Aspect | Part Time Broker Dealer | Part Time Registered Representative |
|---|
| Credentials | Registered with FINRA, often holds Series 7 and Series 63 licenses | Requires FINRA registration, Series 7 and Series 63 licenses |
| Work Environment | Operates within a broker-dealer firm, handling client accounts and sales | Works under a broker-dealer, engaging in sales and client advisory roles |
| Employer & Industry Usage | Broker-dealer firms, securities industry | Broker-dealer firms, securities industry |
Both roles involve working within broker-dealer firms and require similar licenses. A Part Time Broker Dealer typically refers to the firm or entity, while a Part Time Registered Representative is an individual working in sales and client services. The main difference lies in the role versus the organization, but both are integral to securities sales and advisory services.