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Nfa Jobs (NOW HIRING)

Ensure proper, accurate, and timely registration of employees and Introducing Brokers with the NFA, including ongoing updates, amendments, and renewals. * Review, document, and manage IB audits ...

Compliance Analyst

Chicago, IL ยท Hybrid

$80K - $85K/yr

The Compliance Analyst will maintain current knowledge of CFTC regulations, NFA and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring.

Compliance Analyst

Chicago, IL ยท Hybrid

$80K - $85K/yr

The Compliance Analyst will maintain current knowledge of CFTC, NFA, and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring. Primary duties ...

Compliance Analyst

Chicago, IL ยท On-site

$70K - $75K/yr

The Compliance Analyst will maintain current knowledge of CFTC, NFA, and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring. Primary duties ...

Compliance Analyst

Chicago, IL ยท Hybrid

$80K - $85K/yr

The Compliance Analyst will maintain current knowledge of CFTC regulations, NFA and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring.

Compliance Analyst

Chicago, IL ยท Hybrid

$80K - $85K/yr

The Compliance Analyst will maintain current knowledge of CFTC, NFA, and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring. Primary duties ...

Ensure proper, accurate, and timely registration of employees and Introducing Brokers with the NFA, including ongoing updates, amendments, and renewals. * Review, document, and manage IB audits ...

Compliance Specialist

Dover, NH ยท On-site

$20/hr

Your day may involve preparing and submitting NFA paperwork, auditing serialized inventory, and performing compliance reviews to maintain accuracy and accountability. You'll play a key role in ...

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NFA information

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$5

$33

$100

How much do nfa jobs pay per hour?

As of Jun 10, 2026, the average hourly pay for nfa in the United States is $33.46, according to ZipRecruiter salary data. Most workers in this role earn between $15.14 and $42.07 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as an NFA (Non-Financial Adviser), and why are they important?

To thrive as a Non-Financial Adviser, you need a solid understanding of regulatory compliance, risk management, and sector-specific industry knowledge, typically supported by relevant degrees or certifications. Familiarity with compliance management systems, regulatory reporting tools, and documentation platforms is often necessary. Strong analytical thinking, attention to detail, and effective communication skills help you interpret regulations and advise clients accurately. These skills are crucial for ensuring clients meet legal obligations, manage risks efficiently, and maintain trust within their industries.

What are some typical challenges faced by professionals working in NFA compliance roles?

Professionals in NFA compliance roles often encounter challenges such as keeping up with frequently changing federal regulations, ensuring all documentation is meticulously maintained, and coordinating with multiple internal departments to guarantee compliance. Additionally, there can be pressure to provide timely guidance to staff or clients, especially when interpreting complex rules and responding to regulatory inquiries. Strong organizational skills and attention to detail are essential in overcoming these challenges and maintaining a compliant, efficient operation.

What is the difference between Nfa vs Network Security Analyst?

AspectNfaNetwork Security Analyst
Required CertificationsCompTIA Security+, Cisco CCNA, CEHCompTIA Security+, Cisco CCNA, CISSP (preferred)
Work EnvironmentIT departments, cybersecurity firms, government agenciesCorporate IT teams, cybersecurity firms, government agencies
Industry UsageCybersecurity, IT security rolesIT security, network monitoring, threat analysis

Both Nfa and Network Security Analysts require similar certifications and often work in cybersecurity environments. While Nfa may focus more on network fundamentals, the Network Security Analyst emphasizes security protocols and threat mitigation. Understanding these differences helps in choosing the right career path or job search focus.

What are NFA jobs?

NFA jobs refer to roles within the National Futures Association (NFA), which is the self-regulatory organization for the U.S. derivatives industry, including futures, swaps, and forex markets. Jobs at the NFA typically involve regulatory compliance, risk assessment, audits, investigations, and policy analysis to ensure the integrity of the derivatives markets. Employees may work in areas such as enforcement, examinations, legal counsel, or market regulation. These roles require a strong understanding of financial regulations, analytical skills, and attention to detail.
More about NFA jobs
What cities are hiring for Nfa jobs? Cities with the most Nfa job openings:
What states have the most Nfa jobs? States with the most job openings for Nfa jobs include:
Infographic showing various Nfa job openings in the United States as of June 2026, with employment types broken down into 97% Full Time, and 3% Part Time. Highlights an 84% Physical, 14% Hybrid, and 2% Remote job distribution, with an average salary of $69,605 per year, or $33.5 per hour.
Compliance Analyst II

Compliance Analyst II

Stonex Group, Inc.

Chicago, IL โ€ข On-site

Full-time

Posted 11 days ago


Job description

Overview
Connecting clients to markets - and talent to opportunity.
With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets - focusing on innovation, human connection, and providing world-class products and services to all types of investors.
Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth.
Business Segment Overview
Corporate: Engage in a deep variety of business-critical activities that keep our company running efficiently. From strategic marketing and financial management to human resources and operational oversight, you'll have the opportunity to optimize processes and implement game-changing policies.
Position Purpose: The Compliance Analyst II supports the firm's employee and Introducing Broker (IB) compliance programs by administering applicable regulatory and internal compliance requirements. This role is responsible for ensuring accurate registration, recordkeeping, oversight, and ongoing monitoring in accordance with rules and requirements issued by regulatory bodies including the CFTC, NFA, and various exchanges, as well as firm policies and procedures. The Compliance Analyst II serves as a key point of contact for employees and Introducing Brokers, provides day-to-day compliance guidance, supports audits and examinations, and assists with investigative, monitoring, and control-enhancement activities to maintain a strong and effective compliance framework.
Responsibilities
Primary duties will include:
  • Administer employee and Introducing Broker (IB) compliance programs in accordance with applicable regulatory requirements and internal policies.
  • Ensure proper, accurate, and timely registration of employees and Introducing Brokers with the NFA, including ongoing updates, amendments, and renewals.
  • Review, document, and manage IB audits, including follow-up on findings and coordination with internal stakeholders to address deficiencies.
  • Support the IB onboarding process by tracking new IB account openings, ensuring proper registration and executed agreements, and coordinating information flow across applicable Compliance functions.
  • Manage routine compliance training programs by administering module rollouts, tracking completion metrics, maintaining required documentation, and supporting enforcement of training obligations.
  • Review, approve, and maintain promotional and marketing materials to ensure compliance with regulatory requirements and firm guidelines.
  • Oversee brokers' personal trading accounts by reviewing activity, maintaining required documentation, and ensuring compliance with regulatory rules and firm policies.
  • Serve as a primary point of contact for employees and Introducing Brokers.
  • Support ongoing monitoring, testing, and enhancement of compliance controls related to employee and IB activities.
  • Assist with regulatory examinations, audits, and ad hoc projects assigned.

Qualifications
To land this role you will need:
  • Bachelor's Degree required. A major in Finance, Business, Legal Studies, or a related field preferred.
  • 3-5 years of experience in a compliance, regulatory, or supervisory role within a financial services environment, preferably involving employee compliance and/or Introducing Broker (IB) oversight.
  • Working knowledge of and proven ability to interpret market rules and regulatory requirements issued by the CFTC, NFA, and various exchanges.
  • Hands-on experience with NFA registration and promotional material review processes preferred.
  • Experience administering or supporting employee compliance programs, including personal trading account monitoring, training requirements, and policy adherence.
  • Strong attention to detail with demonstrated ability to maintain accurate records, perform quality checks, and ensure regulatory readiness.
  • Experience supporting regulatory examinations, internal audits, and responding to information requests from regulators or internal stakeholders preferred.
  • Demonstrated ability to conduct and document ad hoc investigations, identify potential compliance issues, and escalate matters appropriately.
  • Strong organizational and time-management skills, with the ability to manage multiple priorities.
  • Effective written and verbal communication skills, with the confidence to engage directly with internal and external stakeholders.
  • Proficiency with compliance systems, databases, and Microsoft Office applications (Excel, Word, Outlook); experience with compliance or registration platforms preferred.

Working Environment:
  • Minimum 4 days/week in the office (or as the Firm dictates)
  • Dynamic, time-sensitive environment.
  • Demonstrated ability working with people in connection with challenging issues.
  • Ability to work independently.
  • Must be authorized to work in the US for any employer.

Hiring Salary Range $65,000 - $70,000. Salary to be determined by the education, experience, knowledge, skills and abilities of the applicant, internal equity and alignment with market data.) Subject to business performance and recommendations of management, this role may be eligible to participate in an incentive compensation plan. This compensation package, in addition to a full range of medical, financial, and/or other benefits, dependent on the position, is offered.