Compliance Analyst II
Chicago, IL ยท On-site
Ensure proper, accurate, and timely registration of employees and Introducing Brokers with the NFA, including ongoing updates, amendments, and renewals. * Review, document, and manage IB audits ...
Chicago, IL ยท On-site
Ensure proper, accurate, and timely registration of employees and Introducing Brokers with the NFA, including ongoing updates, amendments, and renewals. * Review, document, and manage IB audits ...
Chicago, IL ยท On-site
Ensure proper, accurate, and timely registration of employees and Introducing Brokers with the NFA, including ongoing updates, amendments, and renewals. * Review, document, and manage IB audits ...
Chicago, IL ยท Hybrid
$80K - $85K/yr
The Compliance Analyst will maintain current knowledge of CFTC regulations, NFA and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring.
Chicago, IL ยท Hybrid
$80K - $85K/yr
The Compliance Analyst will maintain current knowledge of CFTC regulations, NFA and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring.
Chicago, IL ยท Hybrid
$80K - $85K/yr
The Compliance Analyst will maintain current knowledge of CFTC, NFA, and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring. Primary duties ...
Chicago, IL ยท Hybrid
$80K - $85K/yr
The Compliance Analyst will maintain current knowledge of CFTC, NFA, and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring. Primary duties ...
Greenwich, CT ยท On-site
$150K - $175K/yr
This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm's SEC Registered Investment Advisers, NFA and CFTC ...
Greenwich, CT ยท On-site
$150K - $175K/yr
This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm's SEC Registered Investment Advisers, NFA and CFTC ...
Chicago, IL ยท On-site
$70K - $75K/yr
The Compliance Analyst will maintain current knowledge of CFTC, NFA, and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring. Primary duties ...
Chicago, IL ยท On-site
$70K - $75K/yr
The Compliance Analyst will maintain current knowledge of CFTC, NFA, and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring. Primary duties ...
Salt Lake City, UT ยท On-site
$125K - $155K/yr
This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm's SEC Registered Investment Advisers, NFA and CFTC ...
Salt Lake City, UT ยท On-site
$125K - $155K/yr
This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm's SEC Registered Investment Advisers, NFA and CFTC ...
New York, NY ยท Hybrid
$150K - $175K/yr
This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm's SEC Registered Investment Advisers, NFA and CFTC ...
New York, NY ยท Hybrid
$150K - $175K/yr
This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm's SEC Registered Investment Advisers, NFA and CFTC ...
Greenwich, CT ยท Hybrid
$150K - $175K/yr
This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm's SEC Registered Investment Advisers, NFA and CFTC ...
Greenwich, CT ยท Hybrid
$150K - $175K/yr
This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm's SEC Registered Investment Advisers, NFA and CFTC ...
Chicago, IL ยท Hybrid
$80K - $85K/yr
The Compliance Analyst will maintain current knowledge of CFTC regulations, NFA and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring.
Chicago, IL ยท Hybrid
$80K - $85K/yr
The Compliance Analyst will maintain current knowledge of CFTC regulations, NFA and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring.
Chicago, IL ยท Hybrid
$80K - $85K/yr
The Compliance Analyst will maintain current knowledge of CFTC, NFA, and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring. Primary duties ...
Chicago, IL ยท Hybrid
$80K - $85K/yr
The Compliance Analyst will maintain current knowledge of CFTC, NFA, and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring. Primary duties ...
Strong understanding of SEC, FINRA, CFTC, and NFA rules governing market conduct, manipulation, and trade reporting. * Systems Experience: Hands-on experience utilizing rule-based surveillance ...
Strong understanding of SEC, FINRA, CFTC, and NFA rules governing market conduct, manipulation, and trade reporting. * Systems Experience: Hands-on experience utilizing rule-based surveillance ...
New York, NY ยท On-site
$150K - $175K/yr
This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm's SEC Registered Investment Advisers, NFA and CFTC ...
New York, NY ยท On-site
$150K - $175K/yr
This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm's SEC Registered Investment Advisers, NFA and CFTC ...
Strong understanding of SEC, FINRA, CFTC, and NFA rules governing market conduct, manipulation, and trade reporting. * Systems Experience: Hands-on experience utilizing rule-based surveillance ...
Strong understanding of SEC, FINRA, CFTC, and NFA rules governing market conduct, manipulation, and trade reporting. * Systems Experience: Hands-on experience utilizing rule-based surveillance ...
Salt Lake City, UT ยท Hybrid
$125K - $155K/yr
This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm's SEC Registered Investment Advisers, NFA and CFTC ...
Salt Lake City, UT ยท Hybrid
$125K - $155K/yr
This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm's SEC Registered Investment Advisers, NFA and CFTC ...
Chicago, IL ยท Hybrid
Ensure proper, accurate, and timely registration of employees and Introducing Brokers with the NFA, including ongoing updates, amendments, and renewals. * Review, document, and manage IB audits ...
Chicago, IL ยท Hybrid
Ensure proper, accurate, and timely registration of employees and Introducing Brokers with the NFA, including ongoing updates, amendments, and renewals. * Review, document, and manage IB audits ...
Orlando, FL ยท On-site
$16 - $21/hr
NFA Processing: Assist customers with SilencerShop kiosks and Cerberus NFA processing. * Risk Mitigation: Identify potential "red flags" and escalate suspicious or non-compliant purchase attempts.
Quick apply
Orlando, FL ยท On-site
$16 - $21/hr
NFA Processing: Assist customers with SilencerShop kiosks and Cerberus NFA processing. * Risk Mitigation: Identify potential "red flags" and escalate suspicious or non-compliant purchase attempts.
... NFA ("National Futures Association") and GIPS ("Global Investment Performance Standards") compliant performance tables and capsule reports for NFA, SEC ("Securities Exchange Commission"), and a ...
... NFA ("National Futures Association") and GIPS ("Global Investment Performance Standards") compliant performance tables and capsule reports for NFA, SEC ("Securities Exchange Commission"), and a ...
NFA Preparation for Initial Company Operations (PICO) * NFA Strategies and Tactics for Initial Company Operations (STICO) * NFA Decision Making for Initial Company Operations (DMICO) Required ...
NFA Preparation for Initial Company Operations (PICO) * NFA Strategies and Tactics for Initial Company Operations (STICO) * NFA Decision Making for Initial Company Operations (DMICO) Required ...
Jersey City, NJ ยท On-site
$131K - $176K/yr
NFA examinations and inquiries * Other regulatory requests and audits Partner with Compliance, Legal, Trading, Operations, and Technology teams to obtain data, communicate findings, and support ...
Jersey City, NJ ยท On-site
$131K - $176K/yr
NFA examinations and inquiries * Other regulatory requests and audits Partner with Compliance, Legal, Trading, Operations, and Technology teams to obtain data, communicate findings, and support ...
Dover, NH ยท On-site
$20/hr
Your day may involve preparing and submitting NFA paperwork, auditing serialized inventory, and performing compliance reviews to maintain accuracy and accountability. You'll play a key role in ...
Quick apply
Dover, NH ยท On-site
$20/hr
Your day may involve preparing and submitting NFA paperwork, auditing serialized inventory, and performing compliance reviews to maintain accuracy and accountability. You'll play a key role in ...
$5.29 - $13.94
0% of jobs
$17.46 is the 25th percentile. Wages below this are outliers.
$13.94 - $22.60
61% of jobs
$22.60 - $31.25
5% of jobs
$37.54 is the 75th percentile. Wages above this are outliers.
$31.25 - $39.90
11% of jobs
$39.90 - $48.56
6% of jobs
$48.56 - $57.21
9% of jobs
$57.21 - $65.87
0% of jobs
$65.87 - $74.52
0% of jobs
$74.52 - $83.17
0% of jobs
$83.17 - $91.83
1% of jobs
$91.83 - $100.48
5% of jobs
$5
$33
$100
| Aspect | Nfa | Network Security Analyst |
|---|---|---|
| Required Certifications | CompTIA Security+, Cisco CCNA, CEH | CompTIA Security+, Cisco CCNA, CISSP (preferred) |
| Work Environment | IT departments, cybersecurity firms, government agencies | Corporate IT teams, cybersecurity firms, government agencies |
| Industry Usage | Cybersecurity, IT security roles | IT security, network monitoring, threat analysis |
Both Nfa and Network Security Analysts require similar certifications and often work in cybersecurity environments. While Nfa may focus more on network fundamentals, the Network Security Analyst emphasizes security protocols and threat mitigation. Understanding these differences helps in choosing the right career path or job search focus.

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Finance and insurance
1,001 - 5,000 Employees
New York, NY, US
1924