Sr. Manager, CFTC/NFA Reporting & Internal Controls Fanatics Betting and Gaming (FBG) is seeking a Sr. Manager, CFTC/NFA Reporting & Internal Controls to join our Accounting and Finance team to ...
Sr. Manager, CFTC/NFA Reporting & Internal Controls Fanatics Betting and Gaming (FBG) is seeking a Sr. Manager, CFTC/NFA Reporting & Internal Controls to join our Accounting and Finance team to ...
Sr. Manager, CFTC/NFA Reporting & Internal Controls
New York, NY · On-site
$140K - $170K/yr
Our more than 22,000 employees are committed to relentlessly enhancing the fan experience and delighting sports fans globally. Sr. Manager, CFTC/NFA Reporting & Internal Controls Fanatics Betting and ...
Sr. Manager, CFTC/NFA Reporting & Internal Controls
New York, NY · On-site
$140K - $170K/yr
Our more than 22,000 employees are committed to relentlessly enhancing the fan experience and delighting sports fans globally. Sr. Manager, CFTC/NFA Reporting & Internal Controls Fanatics Betting and ...
Sr. Manager, CFTC/NFA Reporting & Internal Controls
Chicago, IL · On-site
$140K - $170K/yr
Our more than 22,000 employees are committed to relentlessly enhancing the fan experience and delighting sports fans globally. Sr. Manager, CFTC/NFA Reporting & Internal Controls Fanatics Betting and ...
Sr. Manager, CFTC/NFA Reporting & Internal Controls
Chicago, IL · On-site
$140K - $170K/yr
Our more than 22,000 employees are committed to relentlessly enhancing the fan experience and delighting sports fans globally. Sr. Manager, CFTC/NFA Reporting & Internal Controls Fanatics Betting and ...
Serve as the firm's Principal and Associated Person (AP) under NFA/CFTC registration (Series 3 and 30 licenses required). * Develop and maintain Written Supervisory Procedures (WSPs) . * Oversee all ...
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What is the difference between Nfa vs Network Security Analyst?
| Aspect | Nfa | Network Security Analyst |
|---|---|---|
| Required Certifications | CompTIA Security+, Cisco CCNA, CEH | CompTIA Security+, Cisco CCNA, CISSP (preferred) |
| Work Environment | IT departments, cybersecurity firms, government agencies | Corporate IT teams, cybersecurity firms, government agencies |
| Industry Usage | Cybersecurity, IT security roles | IT security, network monitoring, threat analysis |
Both Nfa and Network Security Analysts require similar certifications and often work in cybersecurity environments. While Nfa may focus more on network fundamentals, the Network Security Analyst emphasizes security protocols and threat mitigation. Understanding these differences helps in choosing the right career path or job search focus.
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Posted 22 days ago
Job description
Sr. Manager, CFTC/NFA Reporting & Internal Controls
Fanatics Betting and Gaming (FBG) is seeking a Sr. Manager, CFTC/NFA Reporting & Internal Controls to join our Accounting and Finance team to support our regulated financial market operations. Reporting to the Director, Controls and Regulatory Reporting, this individual will lead the design, implementation, and ongoing enhancement of the internal control framework and regulatory financial reporting processes across Fanatics' regulated entities.
The ideal candidate has experience operating in a regulated financial services environment and can effectively support senior leadership in navigating regulatory expectations, financial reporting risk, and control design. Strong communication skills are required to facilitate effective coordination between business functions and Accounting and Finance.
Responsibilities:Â
- Lead the development and implementation of risk assessments, control inventories, and documentation aligned to CFTC regulations, NFA rules, and SOX standards.
- Design and enhance controls over regulatory financial reporting, including capital computations, customer funds protection, segregation requirements, and regulatory filings.
- Partner with Data and Engineering teams to document end-to-end transaction lifecycle processes and embed controls over trading activity, settlement, custody, and reporting systems.
- Perform gap assessments of regulatory and ICFR controls, including capital adequacy, customer protection safeguards, and reporting governance.
- Maintain and enhance SOX documentation (RCMs, process narratives, testing support) and monitor compliance through structured walkthroughs and reviews.
- Coordinate with internal and external audit to support SOX testing, regulatory examinations, and CFTC/NFA inquiries.
- Collaborate with Compliance and Legal to ensure regulatory reporting obligations and exchange rule requirements are appropriately embedded within operational workflows.
- Identify and implement scalable control enhancements, including automation of regulatory reporting and monitoring activities.
Minimum Qualifications:
- BA/BS in Accounting, Finance, Information Systems,, or related field.
- 6-8+ years of experience in risk, finance, accounting, or regulatory reporting roles within a regulated financial services environment.
- Experience with CFTC/NFA regulatory requirements, net capital computations, customer funds segregation, or similar financial regulatory frameworks.
- Strong written communication skills, with ability to effectively communicate at all levels.
- Excellent project management skills with the ability to organize and manage multiple priorities.
- Ability to analyze and interpret technical regulations, financial reports, and legal documents.Â
Preferred Qualifications:
- Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or similar credential.
- Experience supporting CFTC or NFA examinations.
- Experience building or enhancing ICFR frameworks in regulated financial market entitiesÂ
- Familiarity with data pipeline tools, event-driven architectures, or financial data platforms common in exchange or fintech environments.