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Nfa Jobs (NOW HIRING)

FOCUS Reports for both SEC/FINRA and CFTC/NFA Customer Daily Reserve Computations (Rule 15c3-3) Net Capital Computations (Rule 15c3-1) to be in compliance with SEC and CFTC rules SSOI, OBS, SIPC, and ...

OR

$180K - $230K/yr

NinjaTrader Clearing, LLC, a registered Futures Commission Merchant and NFA Member, is seeking a Director or Sr. Director, FCM Compliance to serve as the Chief Compliance Officer's deputy and primary ...

About the role The VP, Regulatory Reporting is responsible for ensuring compliance with SEC, FINRA, CFTC, NFA, NMLS and state requirement, and applicable financial responsibility rules, including net ...

About the role The VP, Regulatory Reporting is responsible for ensuring compliance with SEC, FINRA, CFTC, NFA, NMLS and state requirement, and applicable financial responsibility rules, including net ...

Ensure proper, accurate, and timely registration of employees and Introducing Brokers with the NFA, including ongoing updates, amendments, and renewals. * Review, document, and manage IB audits ...

FOCUS Reports for both SEC/FINRA and CFTC/NFA Customer Daily Reserve Computations (Rule 15c3-3) Net Capital Computations (Rule 15c3-1) to be in compliance with SEC and CFTC rules SSOI, OBS, SIPC, and ...

Compliance Analyst

Chicago, IL ยท On-site

$85K/yr

The Compliance Analyst will maintain current knowledge of CFTC regulations, NFA and exchange rules, and internal policies to provide guidance to business lines and to perform thorough monitoring.

Chief Compliance Officer, RHD

Chicago, IL ยท On-site

$130 - $170/hr

The team ensures adherence to Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA) requirements while supporting the compliant launch of new products. You will partner ...

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Nfa information

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$5

$33

$100

How much do nfa jobs pay per hour?

As of Jul 17, 2026, the average hourly pay for nfa in the United States is $33.46, according to ZipRecruiter salary data. Most workers in this role earn between $15.14 and $42.07 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as an NFA (Non-Financial Adviser), and why are they important?

To thrive as a Non-Financial Adviser, you need a solid understanding of regulatory compliance, risk management, and sector-specific industry knowledge, typically supported by relevant degrees or certifications. Familiarity with compliance management systems, regulatory reporting tools, and documentation platforms is often necessary. Strong analytical thinking, attention to detail, and effective communication skills help you interpret regulations and advise clients accurately. These skills are crucial for ensuring clients meet legal obligations, manage risks efficiently, and maintain trust within their industries.

What does NFA stand for?

In a job context, NFA often refers to 'No Further Action,' indicating that no additional steps are required. It can also stand for 'National Firearms Act,' but in employment, it typically relates to administrative or compliance statuses. Understanding the specific industry or role can clarify its meaning.

What jobs pay 4000 a week without a degree?

Jobs related to the NFA (National Firearms Act) typically do not pay $4,000 a week without specialized skills or experience. However, high-paying roles in sales, real estate, or certain trades like construction or skilled labor can reach or exceed this income level with experience and effort. Most high-earning jobs without a degree require strong work ethic, relevant skills, or certifications.

Is NFA a good place to work?

NFA, as a job role, typically involves compliance and regulatory responsibilities related to firearms and explosives. The work environment can vary depending on the organization, but it often requires attention to detail, security protocols, and relevant certifications. Overall, job satisfaction depends on individual preferences and the specific employer's culture.

What are some typical challenges faced by professionals working in NFA compliance roles?

Professionals in NFA compliance roles often encounter challenges such as keeping up with frequently changing federal regulations, ensuring all documentation is meticulously maintained, and coordinating with multiple internal departments to guarantee compliance. Additionally, there can be pressure to provide timely guidance to staff or clients, especially when interpreting complex rules and responding to regulatory inquiries. Strong organizational skills and attention to detail are essential in overcoming these challenges and maintaining a compliant, efficient operation.

What is the job of NFA?

An NFA (Nuclear Fuel Analyst) is responsible for analyzing nuclear fuel performance, ensuring safety standards, and optimizing fuel usage in nuclear power plants. The role requires knowledge of nuclear engineering, data analysis, and safety protocols, often involving the use of specialized software and regulatory compliance. NFA professionals support plant operations by monitoring fuel behavior and contributing to efficiency and safety improvements.

What is the difference between Nfa vs Network Security Analyst?

AspectNfaNetwork Security Analyst
Required CertificationsCompTIA Security+, Cisco CCNA, CEHCompTIA Security+, Cisco CCNA, CISSP (preferred)
Work EnvironmentIT departments, cybersecurity firms, government agenciesCorporate IT teams, cybersecurity firms, government agencies
Industry UsageCybersecurity, IT security rolesIT security, network monitoring, threat analysis

Both Nfa and Network Security Analysts require similar certifications and often work in cybersecurity environments. While Nfa may focus more on network fundamentals, the Network Security Analyst emphasizes security protocols and threat mitigation. Understanding these differences helps in choosing the right career path or job search focus.

What are NFA jobs?

NFA jobs refer to roles within the National Futures Association (NFA), which is the self-regulatory organization for the U.S. derivatives industry, including futures, swaps, and forex markets. Jobs at the NFA typically involve regulatory compliance, risk assessment, audits, investigations, and policy analysis to ensure the integrity of the derivatives markets. Employees may work in areas such as enforcement, examinations, legal counsel, or market regulation. These roles require a strong understanding of financial regulations, analytical skills, and attention to detail.
More about Nfa jobs
What cities are hiring for Nfa jobs? Cities with the most Nfa job openings:
What states have the most Nfa jobs? States with the most job openings for Nfa jobs include:
Infographic showing various Nfa job openings in the United States as of July 2026, with employment types broken down into 97% Full Time, and 3% Part Time. Highlights an 83% Physical, 15% Hybrid, and 2% Remote job distribution, with an average salary of $69,605 per year, or $33.5 per hour.
Chief Compliance Officer

Chief Compliance Officer

Crabel Capital Management, LLC

Milwaukee, WI โ€ข On-site

$150K - $250K/yr

Full-time

Posted 4 days ago


Job description

The Chief Compliance Officer (CCO) is responsible for the design, implementation, and ongoing administration of the firm's compliance program across both its CFTC/NFA and SEC regulatory obligations. The CCO advises senior management on regulatory matters and fosters a strong culture of compliance throughout the organization. This role reports directly to senior management and has regular interaction with the firm's principals, operations, trading, and legal functions.
Responsibilities include, but are not limited to
  • Own and administer the firm's compliance program, including annual review and testing under the NFA self-examination questionnaire and Advisers Act Rule 206(4)-7.
  • Manage all CFTC/NFA obligations, including CPO-PQR, CTA-PR, disclosure documents, exemption filings, bylaw 1101 diligence, and NFA registration and principal/AP licensing matters.
  • Manage all SEC regulatory filings and obligations, including Form ADV, Form PF, Form 13F/13H, Section 16 and 13D/G monitoring, and compliance with the Marketing Rule (206(4)-1).
  • Maintain and enforce the Code of Ethics, including personal trading, gifts and entertainment, outside business activities, and political contributions.
  • Oversee trade surveillance and market conduct monitoring across futures and FX, including position limits, large trader reporting, and exchange/SEF rule compliance.
  • Serve as primary point of contact for regulatory examinations, inquiries, and audits by the CFTC, NFA and SEC; manage responses and remediation.
  • Administer the firm's AML/KYC program and sanctions (OFAC) screening in coordination with investor relations and fund administrators.
  • Review marketing materials, investor communications, due diligence questionnaires, and offering documents for regulatory compliance.
  • Monitor regulatory developments in both regimes; assess impact and update policies, procedures, and controls accordingly.
  • Deliver firm-wide compliance training and annual certifications; advise employees on compliance questions.
  • Oversee compliance aspects of counterparty, vendor, and service-provider relationships, including FCMs, prime brokers, and administrators.
  • Report regularly to senior management on the state of the compliance program, material risks, violations, and remediation.

Compensation & Benefits:
  • The estimated base salary range for this position is $150,000-$250,000. The final salary within this range will be based on qualifications, experience, and other factors. Total compensation includes the opportunity to participate in a discretionary bonus plan and a comprehensive benefits program.

Qualifications
  • Minimum of 10 years of compliance experience in the asset management industry, with substantial hands-on experience under both the CFTC/NFA and SEC regulatory regimes.
  • Prior experience as a CCO, deputy CCO, or senior compliance officer at a CPO/CTA and/or registered investment adviser.
  • Deep working knowledge of the Commodity Exchange Act, Investment Advisers Act, CFTC regulations, and NFA rules.
  • Direct experience managing CFTC, NFA, and/or SEC examinations and regulatory inquiries.
  • Bachelor's degree required.
  • Strong judgment, discretion, and the ability to communicate regulatory requirements clearly to trading, technology, and business personnel.

What You'll Need to be Successful
  • A hands-on willingness to participate at all levels and get the job done.
  • Strong team player with a loyal cooperative spirit.
  • Able to adapt to frequent changes in the business operating environment.
  • High level of integrity and the capacity to work under tight deadlines with a strong results orientation.
  • Self-starter with ability to handle multiple priorities.
  • Demonstrated analytical skills and a commitment to high quality, detailed work.
  • Ability to work our hybrid work schedule out of our Milwaukee office (in office Tuesday - Thursday)

Crabel is committed to attracting and retaining employees from diverse backgrounds and fostering an inclusive, supportive environment. We value the differences of all individuals and believe in creating an environment where all employees can thrive.