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Mutual Fund Broker Jobs (NOW HIRING)

UMB Financial Corporation

Fund Accountant II

Milwaukee, WI · On-site

$43K - $82K/yr

... mutual fund and collective trust clients. As the Fund Accountant I , you are responsible for all ... Reconcile position quantity to the custodian and prime broker records * Investigate and resolve ...

UMB Financial

Fund Accountant II

Milwaukee, WI · On-site

$43K - $82K/yr

... mutual fund and collective trust clients. As the Fund Accountant I , you are responsible for all ... Reconcile position quantity to the custodian and prime broker records * Investigate and resolve ...

US Bank

Mutual Funds Relationship Manager

New York, NY · Hybrid

Basic Qualifications - Bachelor's degree in business administration or related field, or equivalent experience - 12 to 16 years of experience in a mutual fund related or brokerage industry position ...

US Bank

Mutual Funds Relationship Manager

Tempe, AZ · Hybrid

Basic Qualifications - Bachelor's degree in business administration or related field, or equivalent experience - 12 to 16 years of experience in a mutual fund related or brokerage industry position ...

US Bank

Mutual Funds Relationship Manager

Irvine, CA · Hybrid

Basic Qualifications - Bachelor's degree in business administration or related field, or equivalent experience - 12 to 16 years of experience in a mutual fund related or brokerage industry position ...

US Bank

Mutual Funds Relationship Manager

Edison, NJ · Hybrid

Basic Qualifications - Bachelor's degree in business administration or related field, or equivalent experience - 12 to 16 years of experience in a mutual fund related or brokerage industry position ...

US Bank

Mutual Funds Relationship Manager

Boston, MA · Hybrid

Basic Qualifications - Bachelor's degree in business administration or related field, or equivalent experience - 12 to 16 years of experience in a mutual fund related or brokerage industry position ...

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All JobsMutual Fund Broker Jobs

Mutual Fund Broker information

See salary details

$60K

$89.8K

$161.5K

How much do mutual fund broker jobs pay per year?

As of Aug 9, 2026, the average yearly pay for mutual fund broker in the United States is $89,770.00, according to ZipRecruiter salary data. Most workers in this role earn between $69,000.00 and $94,500.00 per year, depending on experience, location, and employer.

How to become a mutual fund broker?

To become a mutual fund broker, you typically need to obtain a securities license such as the Series 7 and Series 63 or 66, which require passing exams administered by the Financial Industry Regulatory Authority (FINRA). Additionally, a bachelor's degree in finance, economics, or related fields is often preferred, along with strong sales and communication skills. Employers may also require background checks and ongoing continuing education to maintain licensing.

How much does a mutual fund broker earn?

Mutual fund brokers typically earn a combination of commissions, fees, and sometimes a salary, with total compensation ranging from around $50,000 to over $150,000 annually depending on experience, client base, and performance. Successful brokers with strong sales skills and industry certifications can earn higher incomes through commissions and bonuses.

What are some common challenges mutual fund brokers face when helping clients build diversified portfolios?

Mutual Fund Brokers often encounter challenges such as navigating rapidly changing market conditions, ensuring clients understand the risks and fees associated with different funds, and balancing short-term performance with long-term investment goals. Additionally, keeping up with regulatory updates and the vast array of available funds requires ongoing education. Effective communication and relationship-building skills are essential, as brokers must tailor recommendations to each client's unique financial situation and risk tolerance.

What is a mutual fund broker?

A mutual fund broker is a financial professional who helps clients buy and sell shares of mutual funds. They provide advice on selecting funds that match a client's investment goals and risk tolerance. Mutual fund brokers may work for brokerage firms, banks, or independently, and they often earn commissions or fees from the transactions they facilitate. Their role is to guide investors through the process, explain fund options, and help manage portfolios for optimal returns.

What are the key skills and qualifications needed to thrive as a mutual fund broker?

To thrive as a Mutual Fund Broker, you need a solid understanding of financial markets, investment products, and relevant regulations, often supported by a degree in finance or economics and FINRA licensing. Proficiency with trading platforms, portfolio analysis software, and financial data systems is essential. Exceptional interpersonal skills, persuasive communication, and ethical judgment help build client trust and foster long-term relationships. These skills ensure brokers can provide sound investment advice, comply with regulations, and effectively grow their client base.

What is the difference between Mutual Fund Broker vs Financial Advisor?

AspectMutual Fund BrokerFinancial Advisor
CertificationsSeries 6, Series 7, Series 63Series 65 or 66, CFP certification often preferred
Work EnvironmentBrokerage firms, securities firmsIndependent or firm-based, client offices
Primary FocusSelling mutual funds and securitiesComprehensive financial planning and advice

While both roles involve working with clients on investments, a Mutual Fund Broker primarily sells mutual funds and securities, often working within brokerage firms. A Financial Advisor provides broader financial planning services, including investment advice, retirement, and estate planning. The roles overlap in certifications and client interaction but differ in scope and focus.

More about Mutual Fund Broker jobs
What job categories do people searching Mutual Fund Broker jobs look for? The top searched job categories for Mutual Fund Broker jobs are:
Mutual Fund Broker jobs near you
Infographic showing various Mutual Fund Broker job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 12% Part Time, and 4% Contract. Highlights an 91% Physical, 3% Hybrid, and 6% Remote job distribution, with an average salary of $89,770 per year, or $43.2 per hour.

Senior Fund Accountant

Meeder Investment Management

Dublin, OH • On-site

Full-time

Re-posted 14 days ago

Job description

The Senior Fund Accountant will Provide high level operational support for the Meeder Funds and Mutual Funds Service Co. Also, will provide additional assistance to the Director of Fund Accounting and other personnel as needed.
Primary Responsibilities
Fund Accounting Responsibilities
  • Daily workflow of assigned mutual fund
  • Recording security trades
  • Monitoring interest and dividend accruals of underlying fund holdings
  • Examining corporate actions of underlying fund holdings
  • Monitoring and accuracy of daily expense accruals
  • Checking the accuracy of fund holdings and maintaining the proper record-keeping for assigned mutual funds
  • Recording shareholder activity into the assigned mutual fund's daily trial balance and reconciling outstanding shares with the Transfer Agency
  • Balancing cash with the custodian on a daily basis
  • Assisting in solving any trade and settlement problems between the custodian and the brokers
  • Calculating a daily net asset value for assigned mutual funds
  • Confirming portfolio trades through DTC, mailed statements, or online
  • Payment of fund expenses

Financial Reporting Responsibilities
  • Reporting and communicating information to various reporting agencies
  • Reporting of daily net asset values and yields to NASDAQ
  • Maintenance of fund history information
  • Preparation and monitoring of fund compliance and diversification
  • Completion of all periodic fund questionnaires and data sheets
  • Preparation of all financial statements and shareholder reports for the Meeder Funds
  • Preparation and filing of various periodic reports with the SEC, including Form N-CSR, Form N-MFP, Form N-CEN, Form N-PORT, and Form 24f-2
  • Support the Legal Department with the preparation of the annual Form N-1A filing
  • Creating, monitoring, and maintaining expense budgets and expense accruals for the clients of MFSCo., including the authorization and coordination of fund expense payments
  • Calculation of all fund distributions
  • Calculation and issuance of monthly return figures for all funds
  • Preparation of all Trustees' meeting materials
  • Monitoring of expense ratios and accrual rates for all funds
  • Completion and analysis of wash losses for all funds
  • Monitoring of securities lending credits
  • Development of financial reporting operations manuals and processes, including the monitoring of internal controls
  • Evaluation of available technology for information and telecommunication systems
  • Assist Director with other related tax and accounting functions
  • Assist with the training of Fund Accounting operational personnel, where needed

Critical Success Factors
  • Ability to work in a PC environment
  • Strong organizational and communication skills
  • Willingness to embrace personal growth and challenges outside of comfort zone
  • Team player who is committed, dedicated, and confident
  • Ability to coach/train/teach others
  • Reliable and timely, with solid problem solving skills
  • Professional and accountable with a high degree of ethics and integrity
  • Accurate and detailed oriented
  • Strong work ethic

Skills Required
  • Bachelor's degree required
  • 2-4 years of Fund Accounting experience
  • Proficient in Microsoft Office (specifically Excel and Word)
  • Ability to learn basic fund accounting system
  • Obtain a solid understanding of the Investment Company Act of 1940, the Securities and Exchange Act of 1934, and Rule 2a-7
  • Intermediate level knowledge of common stock and fixed income securities
  • Intermediate level knowledge of financial statement preparation

Apply