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Manager Remote 100K information
What is the difference between Manager Remote 100K vs Project Coordinator Remote 100K?
| Aspect | Manager Remote 100K | Project Coordinator Remote 100K |
|---|---|---|
| Required Credentials | Bachelor's degree, management experience, certifications (e.g., PMP) | Bachelor's degree, organizational skills, some industry certifications |
| Work Environment | Leadership role overseeing teams, strategic planning | Supporting project execution, coordinating tasks |
| Employer & Industry Usage | Used in various industries for leadership roles | Common in project-based industries like IT, marketing |
| Search & Comparison Intent | Understanding managerial roles with high salary | Exploring entry to mid-level project roles with good pay |
The main difference between Manager Remote 100K and Project Coordinator Remote 100K lies in responsibilities and experience. Managers oversee teams and strategic planning, requiring leadership skills and certifications. Project Coordinators focus on supporting project tasks and coordination, often with less experience. Both roles are remote and well-compensated, but they serve different functions within organizations.

Full-time
This job post has expired today. Applications are no longer accepted.
Job description
Client/RIA Compliance Manager (REMOTE)
$100k-$115K
Company Summary
We are a high-growth fintech company on a mission to bridge traditional financial services with digital assets. Our platform enables financial institutions to seamlessly integrate investing—spanning equities, ETFs, mutual funds, and cryptocurrencies—directly within their existing banking applications. By combining regulatory rigor with cutting-edge technology, we empower institutions to expand their offerings while ensuring compliance and security.
Position Summary
We are seeking a highly experienced Compliance Manager to oversee Broker-Dealer (Client) and Registered Investment Adviser (RIA) operations. This role will be instrumental in developing, implementing, and maintaining compliance programs that align with Client, SEC, and other regulatory standards. The ideal candidate is proactive, detail-oriented, and thrives in a fast-paced startup environment. This position offers the opportunity to shape compliance strategy, lead regulatory interactions, and grow into senior leadership.
Responsibilities
- Manage daily compliance operations across Client and RIA activities.
- Maintain and enhance Written Supervisory Procedures (WSPs).
- Review/approve marketing & advertising per Client Rule 2210.
- Oversee licensing, registration, and filings (U4/U5, Form Client, FOCUS).
- Conduct compliance inspections, testing, and issue resolution.
- Administer AML/BSA program, including CDD and SAR filings.
- Lead liaison role during Client/SEC exams and inquiries.
- Support RIA compliance (Form ADV, fiduciary standards, client best interest).
- Deliver compliance training to staff and registered reps.
- Monitor regulatory changes, assess business impact, and implement updates.
Requirements
- 10+ years managing Client and/or RIA compliance (clearing services preferred).
- Active Client licenses: Series 7 and 24 (required).
- Familiarity with AML programs under BSA.
- Experience with regulatory reporting (complaints, CAT, etc.).
- Strong technical acumen with GRC tools (Salesforce, JIRA, Microsoft Suite).
- Strong communication and presentation skills, with regulator-facing experience.
- Proven ability to thrive in a fast-paced startup environment.
Preferred
- Additional Client licenses: Series 27, 28, 66.
- JD or Master's in Financial Regulation.
- Fintech, banking, or payments background.
- Prior startup compliance experience.
About 1872 Consulting
Sourced by ZipRecruiter
1872 Consulting, based in Chicago, IL, USA, operates within the IT consulting industry. Armed with a diverse team of experts, the company offers specialized IT consulting services, focusing on modernizing business technologies and driving innovative business strategies. Established in 1872, the company has a rich history marked by its commitment to bridging the gap between businesses and technology. Its mission is to empower organizations to surpass their business goals by providing state-of-the-art IT solutions and service. The company prides itself on its core values of integrity, excellence, and innovation, instilling these principles in every project they undertake.
Industry
It services
Company size
11 - 50 Employees
Headquarters location
Chicago, IL, US
Year founded
2014