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Head Broker Dealer Jobs (NOW HIRING)

Accountant, Finance

New York, NY ยท On-site

$70K - $90K/yr

Works with members of Head Office * Assists in the delivery of information for the annual external audit of the broker dealer books and records * Prepares monthly management information * Prepares ...

About The Team As a FINRA-member, SEC-registered broker-dealer powering brokerage-as-a-service and ... About the Role Reporting directly to the CISO, the Head of Security GRC is responsible for leading ...

They are seeking a Head of Security to drive the security strategy, build the security program, and ... Preferred : โ€ข Prior experience at a broker-dealer, market maker, fund administrator, or core ...

Vice President of Compliance

New York, NY ยท On-site

$137K - $184K/yr

The role in a nutshell Octaura is seeking a commercially minded Head of Compliance to lead ... S. institutional broker-dealer and develop proportionate governance for an expanding technology and ...

Vice President of Compliance

New York, NY ยท On-site

$180K - $230K/yr

The role in a nutshell Octaura is seeking a commercially minded Head of Compliance to lead ... S. institutional broker-dealer and develop proportionate governance for an expanding technology and ...

Vice President of Compliance

Manhattan, NY ยท On-site

$138K - $186K/yr

The role in a nutshell Octaura is seeking a commercially minded Head of Compliance to lead ... S. institutional broker-dealer and develop proportionate governance for an expanding technology and ...

The Counsel will report to the Senior Associate General Counsel, Head of Wealth Legal and will ... Broker-dealer regulatory framework ( e.g., SEC and FINRA rules) * Support compliance and risk ...

Assistant General Counsel

Boston, MA ยท On-site

$176K - $230K/yr

The Counsel will report to the Senior Associate General Counsel, Head of Wealth Legal and will ... Broker-dealer regulatory framework ( e.g., SEC and FINRA rules) * Support compliance and risk ...

Assistant General Counsel

Westwood, MA ยท On-site

$176K - $230K/yr

The Counsel will report to the Senior Associate General Counsel, Head of Wealth Legal and will ... Broker-dealer regulatory framework ( e.g., SEC and FINRA rules) * Support compliance and risk ...

Assistant General Counsel

New York, NY ยท On-site

$176K - $230K/yr

The Counsel will report to the Senior Associate General Counsel, Head of Wealth Legal and will ... Broker-dealer regulatory framework ( e.g., SEC and FINRA rules) * Support compliance and risk ...

Showing results 41-60

Head Broker Dealer information

See salary details

$139.5K

$160K

$178K

How much do head broker dealer jobs pay per year?

As of Sep 12, 2026, the average yearly pay for head broker dealer in the United States is $159,999.00, according to ZipRecruiter salary data. Most workers in this role earn between $150,000.00 and $170,000.00 per year, depending on experience, location, and employer.

What are the most commonly searched types of Broker Dealer jobs?

The most popular types of Broker Dealer jobs are:

What are popular job titles related to Head Broker Dealer jobs?

For Head Broker Dealer jobs, the most frequently searched job titles are:

Infographic showing various Head Broker Dealer job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 78% Full Time, 18% Part Time, 1% Temporary, 1% Contract, and 1% Nights. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $159,999 per year, or $76.9 per hour.

Managing Director - Americas' Distribution and Global Marketing

Short Hills, NJ โ€ข On-site

Blue Owl Capital Inc.
Finance and Insuranceย โ€ขย 501 - 1,000 employees

$250K - $275K/yr

Other

Re-posted 28 days ago


Key responsibilities

  • Oversee policies, procedures, filings, training, and compliance testing for the broker-dealer compliance team.

  • Manage and support distribution activities across North America and Latin America, including fund registrations and private launches.

  • Supervise the global marketing review team to ensure marketing materials and digital content comply with SEC and FINRA standards.


Job description

## Managing Director - Americas' Distribution and Global MarketingApplylocations: Short Hills, NJtime type: Full timeposted on: Posted 30+ Days Agojob requisition id: R-102238Blue Owl (NYSE: OWL) is a leading asset manager that is redefining alternatives.With over $315 billion in assets under management as of March 31, 2026, we invest across three multi-strategy platforms: Credit, Real Assets and GP Strategic Capital. Anchored by a strong permanent capital base, we provide businesses with private capital solutions to drive long-term growth and offer institutional investors, individual investors, and insurance companies differentiated alternative investment opportunities that aim to deliver strong performance, risk-adjusted returns, and capital preservation.Together with over 1,390 experienced professionals globally, Blue Owl brings the vision and discipline to create the exceptional. To learn more, visit www.blueowl.com**The Role:**Blue Owl Capital is seeking an experienced compliance professional to join the team as Managing Director, overseeing Broker-Dealer, Global Marketing and Distribution; reporting into the Head of Distribution Compliance/CCO of Blue Owlโ€™s limited purpose broker dealer. This role will have two direct reports and oversee a team of approximately ten individuals.The successful candidate will be the senior compliance leader responsible for overseeing all regulatory compliance activities related to product distribution, marketing, sales practices, and intermediary oversight across North America and Latin America. The role will operate as a strategic partner to the Americas distribution business, providing proactive guidance on regulatory expectations, emerging risks, and best practices across multiple jurisdictions. In addition, this role will oversee the firmโ€™s global marketing compliance function, including governance of marketing review processes and standards.**Responsibilities:**Broker-DealerThis role will oversee Blue Owlโ€™s broker-dealer compliance team which is responsible for policies and procedures, filings, training, compliance testing, strategic initiatives and other related requirements.Distribution ActivitiesThe role will oversee the distribution activities within North America and Latin America. This will include maintaining a compliance program covering Blue Owlโ€™s offices and activities in Canada and Brazil, overseeing Blue Owlโ€™s lobbyist registration requirements within the US, fund registrations for our non-regulated funds and supporting these efforts with respect to Blue Owlโ€™s regulated fund, and providing compliance support for private launches for Blue Owlโ€™s credit platform.Global Marketing ReviewThis role will oversee Blue Owlโ€™s compliance marketing review team which is responsible for reviewing and approving marketing materials, digital content, presentations, and RFPs; ensuring compliance with the SEC Marketing Rule and FINRA communications standards; and partnering with the heads of EMEA and APAC compliance to ensure compliance with local jurisdictional requirements and to maintain consistent messaging and documentation standards.**Qualifications:*** 12 to15 years relevant experience in FINRA broker-dealer compliance, preferably with an institutional firm, as well as marketing and distribution compliance support for institutional and private wealth (retail) channels.* Very strong understanding of securities laws, rules, and regulations applicable to FINRA members and SEC registered investment advisors.* Detail oriented with the ability to assess and prioritize projects.* Ability to manage and develop a dynamic team across complex responsibilities and rapid firm growth.* FINRA Series 24 required The base annual salary range for this New Jersey based position will be $250,000 to $275,000. Actual salary offered will be based on the candidateโ€™s skill, experience, and qualification for the role. Employees may be eligible for a discretionary bonus, based on factors such as individual and team performance.Blue Owl is proud to be an Equal Opportunity Employer. We evaluate qualified applicants without regard to race, color, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law. #J-18808-Ljbffr