S. broker-dealer. This role is vital for enhancing our broker-dealer accounting processes including ... Interest in AI technologies and a desire to explore their applications in enhancing workflow ...
S. broker-dealer. This role is vital for enhancing our broker-dealer accounting processes including ... Interest in AI technologies and a desire to explore their applications in enhancing workflow ...
Broker-Dealer Operations function. This role is based in Miami , reports directly to the Chief ... Partner with Compliance, Legal, Risk, Finance, Technology, and senior management to support audits ...
Broker-Dealer Operations function. This role is based in Miami , reports directly to the Chief ... Partner with Compliance, Legal, Risk, Finance, Technology, and senior management to support audits ...
Collaborate effectively with Compliance Advisory, Product, Technology, Risk, and Line of Business ... of compliance experience within a Broker-Dealer or Swap-Dealer environment. Preferred ...
Collaborate effectively with Compliance Advisory, Product, Technology, Risk, and Line of Business ... of compliance experience within a Broker-Dealer or Swap-Dealer environment. Preferred ...
Collaborate effectively with Compliance Advisory, Product, Technology, Risk, and Line of Business ... of compliance experience within a Broker-Dealer or Swap-Dealer environment. Preferred ...
Collaborate effectively with Compliance Advisory, Product, Technology, Risk, and Line of Business ... of compliance experience within a Broker-Dealer or Swap-Dealer environment. Preferred ...
Collaborate effectively with Compliance Advisory, Product, Technology, Risk, and Line of Business ... of compliance experience within a Broker-Dealer or Swap-Dealer environment. Preferred ...
Collaborate effectively with Compliance Advisory, Product, Technology, Risk, and Line of Business ... of compliance experience within a Broker-Dealer or Swap-Dealer environment. Preferred ...
Director of Product, Broker-Dealer
New York, NY ยท Hybrid
$220K - $250K/yr
About Betterment Betterment is a leading, technology-driven financial services company that offers ... As Product Leader for our Broker-Dealer division (Custody, Trading, and Market Data), you'll own ...
Director of Product, Broker-Dealer
New York, NY ยท Hybrid
$220K - $250K/yr
About Betterment Betterment is a leading, technology-driven financial services company that offers ... As Product Leader for our Broker-Dealer division (Custody, Trading, and Market Data), you'll own ...
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Director of Product, Broker-Dealer
New York, NY ยท On-site
$220K - $250K/yr
About Betterment Betterment is a leading, technology-driven financial services company that offers ... The Broker-Dealer platform powers all three of Betterment's lines of business: retail investing ...
Director of Product, Broker-Dealer
New York, NY ยท On-site
$220K - $250K/yr
About Betterment Betterment is a leading, technology-driven financial services company that offers ... The Broker-Dealer platform powers all three of Betterment's lines of business: retail investing ...
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Quick apply
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Director of Product, Broker-Dealer
Manhattan, NY ยท On-site
$220K - $250K/yr
About Betterment Betterment is a leading, technology-driven financial services company that offers ... The Broker-Dealer platform powers all three of Betterment's lines of business: retail investing ...
Director of Product, Broker-Dealer
Manhattan, NY ยท On-site
$220K - $250K/yr
About Betterment Betterment is a leading, technology-driven financial services company that offers ... The Broker-Dealer platform powers all three of Betterment's lines of business: retail investing ...
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Quick apply
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
WI ยท On-site
Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
Broker Dealer Operations is responsible for the support of and custody of AB's Private Wealth ... technology teams. This role will encompass several different disciplines across regulatory ...
Broker Dealer Operations is responsible for the support of and custody of AB's Private Wealth ... technology teams. This role will encompass several different disciplines across regulatory ...
Broker Dealer Operations is responsible for the support of and custody of AB's Private Wealth ... technology teams. This role will encompass several different disciplines across regulatory ...
Broker Dealer Operations is responsible for the support of and custody of AB's Private Wealth ... technology teams. This role will encompass several different disciplines across regulatory ...
Tech Broker Dealer information
See salary details
$25.5K - $33.8K
0% of jobs
$33.8K - $42.1K
15% of jobs
$45.5K is the 25th percentile. Wages below this are outliers.
$42.1K - $50.5K
25% of jobs
The median wage is $54.6K / yr.
$50.5K - $58.8K
20% of jobs
$58.8K - $67.1K
14% of jobs
$67.9K is the 75th percentile. Wages above this are outliers.
$67.1K - $75.4K
9% of jobs
$75.4K - $83.7K
5% of jobs
$83.7K - $92K
6% of jobs
$92K - $100.4K
3% of jobs
$100.4K - $108.7K
1% of jobs
$108.7K - $117K
1% of jobs
$25.5K
$66.7K
$117K
How much do tech broker dealer jobs pay per year?
What are popular job titles related to Tech Broker Dealer jobs?
For Tech Broker Dealer jobs, the most frequently searched job titles are:

Accountant - Broker Dealer Accounting
New York, NY โข On-site
Full-time
Medical, Dental, Vision, Retirement
Re-posted 7 days ago
Job description
We are seeking a highly motivated and analytical staff accountant within the Finance department of U.S. broker-dealer. This role is vital for enhancing our broker-dealer accounting processes including monthly and quarterly closing, account reconciliation and certification, preparation of financial reports and annual audited financial statements and related supporting schedules, including providing support for internal and external audits.ย The position also requires all aspects of accounting support to management reporting, tax schedules and FOCUS reports as well as ancillary regulatory reporting that are required for an introducing broker.ย
The ideal candidate would possess strong analytical skills and is able to collaborate with all levels of cross-functional Bernstein stakeholders, including C-suite senior management.ย As a Broker Dealer Accountant, you will:
ย ย ย ย ย Prepare accounting journal entries related to our broker dealers to close the ledgers each month.
ย ย ย ย ย ย Assist with preparing monthly and quarterly analytical reviews and reconciliations of general ledger accounts.
ย ย ย ย ย ย Assist with preparation of financial statements and provide information for the Company's SEC FOCUS reports
ย ย ย ย ย ย Assist with preparation of the company's annual audited financial statements for our external auditors including Footnotes.
ย ย ย ย ย ย Liaise with Accounts Payable and HR Accounting for various expense topics and work on resolution of issues.
ย ย ย ย ย ย Liaise with various internal (i.e., trading, sales, legal and operations) and external colleagues as needed.
ย ย ย ย ย ย Maintain reporting procedures to comply with internal control requirements as well as permanent supervision controls
ย ย ย ย ย ย Assist in the monitoring of the firm's cash balances and support treasury operations (FX trade, funding, etc.)
ย ย ย ย ย ย Assist in ad hoc projects as required by the CFO
ย ย ย ย ย Maintain a strong focus on communication and relationship-building across departments.
The role is eligible for an annual discretionary bonus and includes a competitive benefits package including 401(k) plan with company match, Medical/Dental/Vision, and other benefits for fertility, wellness, student loans and commuters.
Basic
ย ย ย ย ย Bachelor's degree in accounting (or related field)
ย ย ย ย ย 3 years of broker-dealer accounting experience
ย ย ย ย ย Exceptional skills in Excel and PowerPoint
ย ย ย ย ย Hands on experience in broker-dealer book closing and compiling financial statements
ย ย ย ย ย Knowledge of broker-dealer accounting and regulations applied to introducing brokers
ย ย ย ย ย Proficiency in data analysis and interpretation
ย ย ย ย ย Well-organized with the ability to prioritize workloads depending on delivery timelines
ย ย ย ย ย Attention to detail and problem-solving skills
ย ย ย ย ย Outstanding communication skills
ย ย ย ย ย Proven ability to work in a global organization and oversee work produced in offshore / nearshore locations
ย ย ย ย ย Positive, proactive attitude with a strong willingness to learn and grow.
ย
Preferred
ย ย ย ย ย CPA (or CPA track)
ย ย ย ย ย Series 27 licensed (or willing to obtain one)
ย ย ย ย ย Proficiency in data analytics tools (Power BI, Alteryx)
ย ย ย ย ย Comfort with ambiguity and a strong passion for problem-solving.
ย ย ย ย ย Interest in AI technologies and a desire to explore their applications in enhancing workflow efficiencies.