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Finra Jobs in Utah (NOW HIRING)

Bankers Life

Wealth Management Trainee

Salt Lake City, UT · On-site

$41K - $50K/yr

The SIE ® is an entry-level exam administered by the Financial Industry Regulatory Authority (FINRA) that is a required first step for individuals seeking to become Financial Advisors. Additional ...

KeyBank

Private Client Banker

Taylorsville, UT · On-site

FINRA License S63 Upon Hire (required) * FINRA Security Industry Essentials (SIE) Upon Hire (required) * Life and Health Insurance Licenses Upon Hire (required) Skills * Is knowledgeable about the ...

KeyBank

Private Client Advisor

Salt Lake City, UT · On-site

$55K/yr

FINRA Security Industry Essentials (SIE) Upon Hire (required) * FINRA License S7 Upon Hire (required) * FINRA License S66 or S63 and 65 Upon Hire (required) * Certified Financial Planner (CFP ...

Keybank

Private Client Banker

Salt Lake City, UT · On-site

$25 - $38.46/hr

FINRA License S63 Upon Hire (required) * FINRA Security Industry Essentials (SIE) Upon Hire (required) * Life and Health Insurance Licenses Upon Hire (required) Skills * Is knowledgeable about the ...

Keybank

Private Client Banker

Taylorsville, UT · On-site

$25 - $38.46/hr

FINRA License S63 Upon Hire (required) * FINRA Security Industry Essentials (SIE) Upon Hire (required) * Life and Health Insurance Licenses Upon Hire (required) Skills * Is knowledgeable about the ...

KeyCorp

Private Client Banker

Taylorsville, UT · On-site

FINRA License S6 Upon Hire (required)* FINRA License S63 Upon Hire (required)* FINRA Security Industry Essentials (SIE) Upon Hire (required)* Life and Health Insurance Licenses Upon Hire (required)

Keybank

Private Client Banker

American Fork, UT

$25 - $38.46/hr

FINRA License S63 Upon Hire (required) * FINRA Security Industry Essentials (SIE) Upon Hire (required) * Life and Health Insurance Licenses Upon Hire (required) Skills * Is knowledgeable about the ...

Keybank

Private Client Advisor

Salt Lake City, UT

$55K/yr

FINRA Security Industry Essentials (SIE) Upon Hire (required) * FINRA License S7 Upon Hire (required) * FINRA License S66 or S63 and 65 Upon Hire (required) * Certified Financial Planner (CFP ...

KeyBank

Private Client Banker

Salt Lake City, UT · On-site

FINRA License S63 Upon Hire (required) * FINRA Security Industry Essentials (SIE) Upon Hire (required) * Life and Health Insurance Licenses Upon Hire (required) Skills * Is knowledgeable about the ...

KeyBank

Private Client Banker

American Fork, UT · On-site

FINRA License S63 Upon Hire (required) * FINRA Security Industry Essentials (SIE) Upon Hire (required) * Life and Health Insurance Licenses Upon Hire (required) Skills * Is knowledgeable about the ...

Varsity Tutors

Series 7 Tutor

Cedar City, UT · Remote

$40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

Morgan Stanley

SRU Accounts Team Specialist

South Jordan, UT · On-site

$13.75 - $19/hr

FINRA Series 9/10 or Series 4 and 24 required. * Excellent interpersonal and client service skills. * Strong written and verbal communication skills. * Ability to thrive in a dynamic and fast-paced ...

Morgan Stanley

SRU Accounts Team Specialist

South Jordan, UT · On-site

$13.75 - $19/hr

FINRA Series 9/10 or Series 4 and 24 required. * Excellent interpersonal and client service skills. * Strong written and verbal communication skills. * Ability to thrive in a dynamic and fast-paced ...

Varsity Tutors

Series 7 Tutor

Logan, UT · Remote

$40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

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Showing results 21-40

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Finra information

See Utah salary details

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How much do finra jobs pay per hour?

As of Sep 9, 2026, the average hourly pay for finra in Utah is $20.34, according to ZipRecruiter salary data. Most workers in this role earn between $15.10 and $21.25 per hour, depending on experience, location, and employer.

What is FINRA?

FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.

What are the key skills and qualifications needed to thrive as a FINRA compliance analyst?

To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.

What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?

Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.

What is the difference between Finra vs Securities Analyst?

AspectFinraSecurities Analyst
Required CredentialsFINRA licenses (e.g., Series 7, Series 63)Bachelor's degree, often Series 7 license
Work EnvironmentRegulatory body overseeing broker-dealersFinancial firms, investment banks, asset management
Employer & Industry UsageRegulates and enforces rules for securities firmsAnalyzes securities, provides investment recommendations
Common Search & ComparisonOften compared in regulatory contextCompared in investment analysis and research

Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.

Is working for FINRA a good career?

Working for FINRA as a regulatory professional offers a stable career with opportunities in compliance, enforcement, and examination roles. Employees typically require knowledge of securities laws and may need relevant certifications, with a work environment focused on oversight and industry regulation.

What skills are needed for Finra jobs?

Finra jobs typically require strong analytical skills, knowledge of financial regulations, and attention to detail. Candidates often need proficiency in compliance, risk management, and relevant software tools, along with good communication skills and the ability to work under pressure.

What are popular job titles related to Finra jobs in Utah?

For Finra jobs in Utah, the most frequently searched job titles are:

What job categories do people searching Finra jobs in Utah look for?

The top searched job categories for Finra jobs in Utah are:

What cities in Utah are hiring for Finra jobs?

Cities in Utah with the most Finra job openings:

Finra jobs near you
Infographic showing various Finra job openings in Utah as of August 2026, with employment types broken down into 85% Full Time, and 15% Part Time. Highlights an 72% Physical, 12% Hybrid, and 16% Remote job distribution, with an average salary of $42,301 per year, or $20.3 per hour.

Active Trader Strategy Desk

Salt Lake City, UT • On-site

Fidelity Investments
Investment Management and Consulting Services • 10K+ employees
Learn more about Fidelity Investmentsexternal

$79K - $153K/yr

Full-time

Medical, Retirement, PTO

Posted 12 days ago

Fidelity Investments rating

8.7

Company rating: 8.7 out of 10

Based on 273 frontline employees who took The Breakroom Quiz

16th of 154 rated financial services

Job description

Job Description:
The Role

In this role, you will help our clients fullyleverageFidelity's trading capabilities to develop and implement sophisticated trading strategies and provide insight and analytics into the markets. The ideal candidate will help Fidelity increase customer dedication and drive business development opportunities in the brokerage space. In this role, you will have the opportunity to:

  • Engage with customers via one-on-one appointments, lead virtual webinars, recorded sessions, and daily live market briefings

  • Ability to promote and educate clients on the value of all Fidelity's Brokerage offerings including Fidelity Trader plus web, desktop, and mobile tools

  • Present and apply the Fidelity Brokerage Value Proposition to improve customer retention andidentifybusiness growth opportunities

  • Participate in and represent the company at live events including trade shows, trade talks, trader summits, podcasts, webinars, YouTube/Reddit, and similar venues.

  • Develop and maintain strong knowledgeof:equity and option strategies, fundamental, analysis, technical analysis, current news and events impacting the markets, &Ability to promote and educate clients on the value of all Fidelity's Brokerage offerings including Fidelity Trader plus web, desktop, and mobile tools

  • Position andleveragethe Fidelity Brokerage Value Proposition to enhance customer retention and uncover business growth opportunities

  • Present and attend live events such as trade shows, trade talks, trader summits, podcasts, webinars, YouTube/Reddit, etc.

  • Develop andmaintainstrong knowledgeof:equity and option strategies, fundamental analysis, technical analysis, recentdevelopmentsand occurrences influencing themarketsvolatility

The Expertise and Skills You Bring

  • FINRA Series 7 and 63required

  • 5-10 years trading brokerage experiencerequired

  • College degreerequired

  • CMT (Chartered Market Technician), CFA, or CFP preferred - (or begin working towards designation within 3 months of hire date)

  • Excellent interpersonal, written, communication, and presentation skills

  • Strong market knowledge with focus on equities, options, ETFs, technical and fundamental analysis, volatility, and market mechanics

  • Working knowledge ofoptiongreeks

  • Comfortable speaking in front of large audiences

  • Passion for helping clients become more informed traders and growing our brokerage business

  • Understanding of statistics, including profitability and standard deviation

  • Advanced organizational skills, strong time management, and ability to prioritize multiple workstreamsrequired

The Team

As a member of Fidelity's Trading Strategy Desk team, you will be an integral part of a fast-paced, team-oriented environment that is focused on enhancing brokerage relationships with Fidelity's traders. The Trading Strategy Desk team engages clients in deep trading strategy discussions that combine the principles of fundamental and technical analysis, position management, and advancedoptionstrategies.

Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

The base salary range for this position is $79,000-153,000 USD per year.

Placement in the range will vary based on job responsibilities and scope, geographic location, candidate's relevant experience, and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career. Note, the application window closes when the position is filled or unposted.

Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

Certifications:Series 07 - FINRA, Series 63 - FINRACategory:Customer Service

What Fidelity Investments employees say

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