Active Trader Strategy Desk
$79K - $153K/yr
FINRA Series 7 and 63required * 5-10 years trading brokerage experiencerequired * College degreerequired * CMT (Chartered Market Technician), CFA, or CFP preferred - (or begin working towards ...
Active Trader Strategy Desk
$79K - $153K/yr
FINRA Series 7 and 63required * 5-10 years trading brokerage experiencerequired * College degreerequired * CMT (Chartered Market Technician), CFA, or CFP preferred - (or begin working towards ...
Adhere to and maintain the firm's controls policies and procedures and FINRA regulations as well as protecting client assets against potential fraud activities * Collaborate with respective client ...
Adhere to and maintain the firm's controls policies and procedures and FINRA regulations as well as protecting client assets against potential fraud activities * Collaborate with respective client ...
Adhere to and maintain the firm's controls policies and procedures and FINRA regulations as well as protecting client assets against potential fraud activities * Collaborate with respective client ...
Adhere to and maintain the firm's controls policies and procedures and FINRA regulations as well as protecting client assets against potential fraud activities * Collaborate with respective client ...
Adhere to and maintain the firm's controls policies and procedures and FINRA regulations as well as protecting client assets against potential fraud activities * Collaborate with respective client ...
Adhere to and maintain the firm's controls policies and procedures and FINRA regulations as well as protecting client assets against potential fraud activities * Collaborate with respective client ...
Private Bank - Global Families Group - Client Service Associate (Mandarin Fluency Required)
Newark, DE · On-site
$14.25 - $19.50/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate (Mandarin Fluency Required)
Newark, DE · On-site
$14.25 - $19.50/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Trading Specialist- Greater Philadelphia, PA Area (REMOTE)
Wilmington, DE · On-site
$44K - $80K/yr
Series 07 - FINRA, Series 63 - FINRA Category:Customer Service
Trading Specialist- Greater Philadelphia, PA Area (REMOTE)
Wilmington, DE · On-site
$44K - $80K/yr
Series 07 - FINRA, Series 63 - FINRA Category:Customer Service
Series 07 - FINRA, Series 63 - FINRA Category:Customer Service
Series 07 - FINRA, Series 63 - FINRA Category:Customer Service
Summer Fiduciary Associate
Wilmington, DE · On-site
This position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who ...
New
Summer Fiduciary Associate
Wilmington, DE · On-site
This position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who ...
New
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
The team oversees registered personnel compliance requirements and supports engagement with a broad range of regulators, including the Financial Industry Regulatory Authority (FINRA), Securities and ...
The team oversees registered personnel compliance requirements and supports engagement with a broad range of regulators, including the Financial Industry Regulatory Authority (FINRA), Securities and ...
U.S. Private Bank - Client Service Associate
Newark, DE · On-site
$14.25 - $19.50/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
U.S. Private Bank - Client Service Associate
Newark, DE · On-site
$14.25 - $19.50/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
U.S. Private Bank - Client Service Associate
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
U.S. Private Bank - Client Service Associate
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate (Mandarin Fluency Required)
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate (Mandarin Fluency Required)
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate (Mandarin Fluency Required)
Newark, DE · On-site
$65K - $83K/yr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate (Mandarin Fluency Required)
Newark, DE · On-site
$65K - $83K/yr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Cash and Controls Associate I
Newark, DE · On-site
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Finra information
See Delaware salary details
$7.94 - $11.57
2% of jobs
$11.57 - $15.20
8% of jobs
$16.98 is the 25th percentile. Wages below this are outliers.
$15.20 - $18.83
31% of jobs
The median wage is $19.71 / hr.
$18.83 - $22.46
38% of jobs
$22.46 - $26.09
16% of jobs
$26.09 - $29.72
1% of jobs
$29.72 - $33.35
1% of jobs
$33.35 - $36.99
3% of jobs
$36.99 - $40.62
0% of jobs
$40.62 - $44.25
0% of jobs
$44.25 - $47.88
0% of jobs
$7
$22
$47
How much do finra jobs pay per hour?
As of Sep 11, 2026, the average hourly pay for finra in Delaware is $22.36, according to ZipRecruiter salary data. Most workers in this role earn between $16.59 and $23.32 per hour, depending on experience, location, and employer.
What is FINRA?
FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.
What are the key skills and qualifications needed to thrive as a FINRA compliance analyst?
To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.
What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?
Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.
What is the difference between Finra vs Securities Analyst?
| Aspect | Finra | Securities Analyst |
|---|---|---|
| Required Credentials | FINRA licenses (e.g., Series 7, Series 63) | Bachelor's degree, often Series 7 license |
| Work Environment | Regulatory body overseeing broker-dealers | Financial firms, investment banks, asset management |
| Employer & Industry Usage | Regulates and enforces rules for securities firms | Analyzes securities, provides investment recommendations |
| Common Search & Comparison | Often compared in regulatory context | Compared in investment analysis and research |
Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.
Is working for FINRA a good career?
Working for FINRA as a regulatory professional offers a stable career with opportunities in compliance, enforcement, and examination roles. Employees typically require knowledge of securities laws and may need relevant certifications, with a work environment focused on oversight and industry regulation.
What skills are needed for Finra jobs?
Finra jobs typically require strong analytical skills, knowledge of financial regulations, and attention to detail. Candidates often need proficiency in compliance, risk management, and relevant software tools, along with good communication skills and the ability to work under pressure.
What are popular job titles related to Finra jobs in Delaware?
For Finra jobs in Delaware, the most frequently searched job titles are:
What job categories do people searching Finra jobs in Delaware look for?
The top searched job categories for Finra jobs in Delaware are:
What cities in Delaware are hiring for Finra jobs?
Cities in Delaware with the most Finra job openings:
Active Trader Strategy Desk
Wilmington, DE
Fidelity Investments
• Investment Management and Consulting Services • 10K+ employees10,000+ employees
$79K - $153K/yr
Full-time
Medical, Retirement, PTO
Posted 6 days ago
Fidelity Investments rating
8.7
Based on 274 frontline employees who took The Breakroom Quiz
Job description
Job Description:
The Role
In this role, you will help our clients fullyleverageFidelity's trading capabilities to develop and implement sophisticated trading strategies and provide insight and analytics into the markets. The ideal candidate will help Fidelity increase customer dedication and drive business development opportunities in the brokerage space. In this role, you will have the opportunity to:
Engage with customers via one-on-one appointments, lead virtual webinars, recorded sessions, and daily live market briefings
Ability to promote and educate clients on the value of all Fidelity's Brokerage offerings including Fidelity Trader plus web, desktop, and mobile tools
Present and apply the Fidelity Brokerage Value Proposition to improve customer retention andidentifybusiness growth opportunities
Participate in and represent the company at live events including trade shows, trade talks, trader summits, podcasts, webinars, YouTube/Reddit, and similar venues.
Develop and maintain strong knowledgeof:equity and option strategies, fundamental, analysis, technical analysis, current news and events impacting the markets, &Ability to promote and educate clients on the value of all Fidelity's Brokerage offerings including Fidelity Trader plus web, desktop, and mobile tools
Position andleveragethe Fidelity Brokerage Value Proposition to enhance customer retention and uncover business growth opportunities
Present and attend live events such as trade shows, trade talks, trader summits, podcasts, webinars, YouTube/Reddit, etc.
Develop andmaintainstrong knowledgeof:equity and option strategies, fundamental analysis, technical analysis, recentdevelopmentsand occurrences influencing themarketsvolatility
The Expertise and Skills You Bring
FINRA Series 7 and 63required
5-10 years trading brokerage experiencerequired
College degreerequired
CMT (Chartered Market Technician), CFA, or CFP preferred - (or begin working towards designation within 3 months of hire date)
Excellent interpersonal, written, communication, and presentation skills
Strong market knowledge with focus on equities, options, ETFs, technical and fundamental analysis, volatility, and market mechanics
Working knowledge ofoptiongreeks
Comfortable speaking in front of large audiences
Passion for helping clients become more informed traders and growing our brokerage business
Understanding of statistics, including profitability and standard deviation
Advanced organizational skills, strong time management, and ability to prioritize multiple workstreamsrequired
The Team
As a member of Fidelity's Trading Strategy Desk team, you will be an integral part of a fast-paced, team-oriented environment that is focused on enhancing brokerage relationships with Fidelity's traders. The Trading Strategy Desk team engages clients in deep trading strategy discussions that combine the principles of fundamental and technical analysis, position management, and advancedoptionstrategies.
Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.
Placement in the range will vary based on job responsibilities and scope, geographic location, candidate's relevant experience, and other factors.
Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.
We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career. Note, the application window closes when the position is filled or unposted.
Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
Certifications:Series 07 - FINRA, Series 63 - FINRACategory:Customer ServiceWhat Fidelity Investments employees say
Pay
Benefits
Hours and flexibility
Workplace
Get the full story on Breakroom
About Fidelity
Sourced by ZipRecruiter
Industry
Investment management and consulting services, finance and insurance and investment advisory and financial planning services
Company size
10,000+ Employees
Headquarters location
Boston, MA, US