FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire * Ability to present complex solutions to a knowledgeable client base while building ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire * Ability to present complex solutions to a knowledgeable client base while building ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire * Minimum 2 years of financial services or relevant experience * Attainment of CFP ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire * Minimum 2 years of financial services or relevant experience * Attainment of CFP ...
Client Support Specialist - Greater Philadelphia, PA Area (REMOTE)
Wilmington, DE · On-site
$44K - $80K/yr
Series 07 - FINRA, Series 63 - FINRA Category:Customer Service
Client Support Specialist - Greater Philadelphia, PA Area (REMOTE)
Wilmington, DE · On-site
$44K - $80K/yr
Series 07 - FINRA, Series 63 - FINRA Category:Customer Service
U.S. Private Bank - Client Service Associate
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
U.S. Private Bank - Client Service Associate
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate
Newark, DE · On-site
$14.25 - $19.50/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate
Newark, DE · On-site
$14.25 - $19.50/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
U.S. Private Bank - Client Service Associate
$14.25 - $19.50/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
U.S. Private Bank - Client Service Associate
$14.25 - $19.50/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Series 99 License required within 120 days of start date. Preferred Qualifications, Capabilities, and Skills * Experience with advanced data analysis tools (e.g., Alteryx, Tableau, LLM Suite)
FINRA Series 99 License required within 120 days of start date. Preferred Qualifications, Capabilities, and Skills * Experience with advanced data analysis tools (e.g., Alteryx, Tableau, LLM Suite)
FINRA Series 99 License required within 120 days of start date. Preferred Qualifications, Capabilities, and Skills * Experience with advanced data analysis tools (e.g., Alteryx, Tableau, LLM Suite)
FINRA Series 99 License required within 120 days of start date. Preferred Qualifications, Capabilities, and Skills * Experience with advanced data analysis tools (e.g., Alteryx, Tableau, LLM Suite)
Cash and Controls Associate I
Newark, DE · On-site
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
$15.50 - $20.75/hr
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
$15.50 - $20.75/hr
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
FINRA Series 99 License required within 120 days of start date. Preferred Qualifications, Capabilities, and Skills * Experience with advanced data analysis tools (e.g., Alteryx, Tableau, LLM Suite)
FINRA Series 99 License required within 120 days of start date. Preferred Qualifications, Capabilities, and Skills * Experience with advanced data analysis tools (e.g., Alteryx, Tableau, LLM Suite)
Ability to obtain FINRA Series 6 & 63 licenses (if applicable in your region) #LI-CP1 #VIZI#
Ability to obtain FINRA Series 6 & 63 licenses (if applicable in your region) #LI-CP1 #VIZI#
Finra information
See Delaware salary details
$7.94 - $11.57
2% of jobs
$11.57 - $15.20
8% of jobs
$16.98 is the 25th percentile. Wages below this are outliers.
$15.20 - $18.83
31% of jobs
The median wage is $19.71 / hr.
$18.83 - $22.46
38% of jobs
$22.46 - $26.09
16% of jobs
$26.09 - $29.72
1% of jobs
$29.72 - $33.35
1% of jobs
$33.35 - $36.99
3% of jobs
$36.99 - $40.62
0% of jobs
$40.62 - $44.25
0% of jobs
$44.25 - $47.88
0% of jobs
$7
$22
$47
How much do finra jobs pay per hour?
As of Jul 24, 2026, the average hourly pay for finra in Delaware is $22.36, according to ZipRecruiter salary data. Most workers in this role earn between $16.59 and $23.32 per hour, depending on experience, location, and employer.
What is a FINRA job?
A FINRA job involves working for the Financial Industry Regulatory Authority, which oversees broker-dealers and securities firms. Roles may include compliance, regulatory enforcement, or administrative positions, often requiring knowledge of financial regulations and relevant certifications. Employees ensure firms adhere to industry rules and protect market integrity.
What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?
Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.
What skills are needed for FINRA jobs?
FINRA jobs typically require strong analytical skills, attention to detail, and knowledge of financial regulations and compliance. Effective communication, problem-solving abilities, and proficiency with industry-specific tools or software are also important. Relevant certifications, such as FINRA licenses or securities licenses, may be necessary depending on the role.
What is the difference between Finra vs Securities Analyst?
| Aspect | Finra | Securities Analyst |
|---|---|---|
| Required Credentials | FINRA licenses (e.g., Series 7, Series 63) | Bachelor's degree, often Series 7 license |
| Work Environment | Regulatory body overseeing broker-dealers | Financial firms, investment banks, asset management |
| Employer & Industry Usage | Regulates and enforces rules for securities firms | Analyzes securities, provides investment recommendations |
| Common Search & Comparison | Often compared in regulatory context | Compared in investment analysis and research |
Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.
What is FINRA and what does it do?
FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.
What are the key skills and qualifications needed to thrive as a FINRA Compliance Analyst, and why are they important?
To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.
What is the typical FINRA salary?
FINRA employees' salaries vary depending on the role, experience, and location, but the average salary for a FINRA staff member ranges from approximately $60,000 to $120,000 annually. Entry-level positions such as examiners or analysts typically start around $50,000 to $70,000, while more experienced roles or senior positions can earn over $100,000. Many roles also include benefits such as health insurance and retirement plans.
Is it hard to get a job at FINRA?
Getting a job at FINRA can be competitive, as it is a regulated organization that seeks candidates with relevant financial, compliance, or regulatory experience. Candidates often need a strong educational background, relevant certifications, and sometimes prior industry experience. The hiring process typically involves multiple interviews and background checks.
What are popular job titles related to Finra jobs in Delaware? For Finra jobs in Delaware, the most frequently searched job titles are:
What job categories do people searching Finra jobs in Delaware look for? The top searched job categories for Finra jobs in Delaware are:
What cities in Delaware are hiring for Finra jobs? Cities in Delaware with the most Finra job openings:
Full-time
Posted 21 days ago
Fidelity Investments rating
8.8
Based on 269 frontline employees who took The Breakroom Quiz
9th of 150 rated financial services
Job description
Note: Fidelity will not provide immigration sponsorship for this position.
The Role
Working in our Investor Center, you will engage face-to-face with your clients, providing mentorship and personalized planning, while helping expand the reach of the firm's brand. Fidelity provides a business model with an existing client base and institutional feeders of business that is unmatched in the industry. We fully support you with an open architecture product platform and top resources in the financial industry, while you nurture relationships with an existing client base. At Fidelity, we empower professional growth, flexibility and support thus enabling long-term success for you and our clients.
The Expertise and Skills You Bring
- Proven success in building relationships, uncovering needs, and recommending solutions
- FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
- Ability to present complex solutions to a knowledgeable client base while building rapport and credibility
- Degree or equivalent experience and/or other professional certifications are helpful; if you do not already have a CFP or degree, our Tuition Reimbursement program can help you acquire one
- Ability to thoughtfully introduce clients to different investment strategies and bring together additional client assets while engaging in positive, client-centered discussions
- Coachable, collaborative, and curious are key attributes
- Committed to delivering an outstanding customer experience with a passion for seeing others thrive
- Motivated by results and finding solutions, takes initiative and exceeds customer expectations
- Extensive knowledge of investment solutions
The Team
Fidelity's greatest advantage is our people, and we believe it is important to approach life holistically. We offer a competitive total rewards package, including a stable base salary, to recognize associate achievements.
Our benefit programs are designed to help you and your family strike the right balance. We offer training in-branch, regionally, nationally, and virtually to help you with all aspects of your business. You will not fail due to a lack of training or onboarding!
Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.
Certifications:
Series 07 - FINRA, Series 66 - FINRA
Category:
Sales
Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
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