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Financial Compliance Manager Jobs (NOW HIRING)

Specialty Capital

Compliance Manager

Great Neck, NY · On-site

Compliance Management System (CMS) * Support the day-to-day operation of Specialty Capital ... S. financial-services regulations and BSA/AML fundamentals. * Strong organizational skills and ...

Warnerbros

Senior Financial Compliance Analyst

Atlanta, GA · On-site

$82K - $102K/yr

Your New Role The Senior, Financial Compliance reports directly to the Manager, Financial Compliance. This role serves as part of a team responsible for financial compliance and internal control ...

OneOncology

Compliance Manager

Charleston, WV · Remote

... technology, and finance. We are looking for talented and highly-motivated individuals who ... The Compliance Manager will report to the Director of Compliance. This role will be a vital part of ...

Astera Cancer Care

Compliance Manager

Nashville, TN · On-site

... technology, and finance. We are looking for talented and highly-motivated individuals who ... The Compliance Manager will report to the Director of Compliance. This role will be a vital part of ...

Munich Re

Financial Compliance IT Sr Manager

Amelia, OH · Hybrid

$93K - $127K/yr

Job Overview The Financial Compliance IT Sr Manager serves as the lead technology compliance and controls manager within the regional Financial Compliance Unit. This role oversees the design ...

Munich Re

Financial Compliance IT Sr Manager

Hartford, CT · Hybrid

$110K - $149K/yr

Job Overview The Financial Compliance IT Sr Manager serves as the lead technology compliance and controls manager within the regional Financial Compliance Unit. This role oversees the design ...

Specialty Capital

Compliance Manager

Great Neck, NY · On-site

Compliance Management System (CMS) * Support the day-to-day operation of Specialty Capital ... Bachelor's degree in Business, Finance, Risk, Compliance, or related field. #J-18808-Ljbffr

Phoenix Property Management

Compliance Manager

Warwick, RI · On-site

$60K - $73K/yr

... Mixed Financing programs . * Ensure compliance with regulatory, contractual, and funding ... Manage multiple compliance tracking systems related to program requirements. * Complete Mark-Up-To ...

Munich RE

Financial Compliance IT Sr Manager

Princeton, NJ · On-site

$114K - $155K/yr

Job Overview The Financial Compliance IT Sr Manager serves as the lead technology compliance and controls manager within the regional Financial Compliance Unit. This role oversees the design ...

Munich RE

Financial Compliance IT Sr Manager

Amelia, OH · On-site

$93K - $127K/yr

Job Overview The Financial Compliance IT Sr Manager serves as the lead technology compliance and controls manager within the regional Financial Compliance Unit. This role oversees the design ...

OneOncology

Compliance Manager

Nashville, TN · On-site

... technology, and finance. We are looking for talented and highly-motivated individuals who ... The Compliance Manager will report to the Director of Compliance. This role will be a vital part of ...

Munich RE

Financial Compliance IT Sr Manager

Hartford, CT · On-site

$110K - $149K/yr

Job Overview The Financial Compliance IT Sr Manager serves as the lead technology compliance and controls manager within the regional Financial Compliance Unit. This role oversees the design ...

Parafin, Inc

Compliance Manager

San Francisco, CA · On-site

$155K - $170K/yr

We build tech that makes it simple for small businesses to access the financial tools they need ... About the Position We are looking for a Compliance Manager to take the lead in managing critical ...

Concora Credit Inc.

Compliance Manager

Beaverton, OR · On-site

The Compliance Manager is an experienced compliance professional with a proven track record of managing card regulatory compliance in the financial services industry. We hire people, not positions.

Concora Credit Inc.

Compliance Manager

Beaverton, OR · On-site

The Compliance Manager is an experienced compliance professional with a proven track record of managing card regulatory compliance in the financial services industry. We hire people, not positions.

Parafin

Compliance Manager

San Francisco, CA · On-site

$155K - $170K/yr

We build tech that makes it simple for small businesses to access the financial tools they need ... About the Position We are looking for a Compliance Manager to take the lead in managing critical ...

7 Cedars Resort

Compliance Manager

Sequim, WA · On-site

As our Compliance Manager, you'll help champion integrity, accountability, and responsible ... Monitor and review financial and operational activity for unusual trends, significant variances ...

Threadneedle group

We are a longstanding leader in financial planning and advice, a global asset manager and an ... The Compliance Manager will support the day-to-day compliance needs for Columbia Threadneedle, with ...

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Financial Compliance Manager information

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$38.5K

$95.1K

$157K

How much do financial compliance manager jobs pay per year?

As of Sep 14, 2026, the average yearly pay for financial compliance manager in the United States is $95,103.00, according to ZipRecruiter salary data. Most workers in this role earn between $70,000.00 and $116,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a financial compliance manager?

To thrive as a Financial Compliance Manager, you need expertise in financial regulations, risk assessment, and audit processes, typically supported by a degree in finance, accounting, or related fields and relevant certifications like CPA or CAMS. Familiarity with compliance management systems, audit software, and regulatory databases is crucial for monitoring and reporting purposes. Strong attention to detail, integrity, and effective communication skills help in interpreting regulations and collaborating with cross-functional teams. These competencies ensure organizations adhere to legal standards, minimize risk, and maintain credibility with stakeholders.

What are some common challenges financial compliance managers face when working with cross-functional teams?

Financial Compliance Managers often collaborate with departments such as finance, legal, operations, and IT to ensure regulatory requirements are met. A common challenge is aligning diverse teams with complex compliance standards while balancing business objectives and tight deadlines. Effective communication and a strong understanding of both regulatory frameworks and business processes are essential for resolving misunderstandings and driving compliance initiatives forward. Building strong working relationships and providing clear guidance can help overcome these challenges and foster a culture of compliance throughout the organization.

What is the difference between Financial Compliance Manager vs Financial Auditor?

AspectFinancial Compliance ManagerFinancial Auditor
CertificationsCPA, CAMS, CFACPA, CIA, CPA Australia
Work EnvironmentCorporate compliance departments, financial institutionsExternal or internal audit firms, corporate finance teams
Industry UsageFinancial services, banking, insuranceAccounting firms, corporations, government agencies
Primary FocusEnsuring adherence to financial regulations and policiesExamining financial records for accuracy and compliance

The Financial Compliance Manager primarily focuses on maintaining adherence to financial laws and internal policies within organizations, while the Financial Auditor reviews financial records to verify accuracy and compliance, often working externally. Both roles require similar certifications and are vital in financial sectors, but their daily responsibilities and work environments differ.

What does a financial compliance manager do?

A financial compliance manager oversees an organization’s adherence to financial laws, regulations, and internal policies. They develop and implement compliance programs, monitor financial activities for risks, and ensure reporting accuracy, often using tools like audit software and requiring certifications such as CPA or CAMS.
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Financial Compliance Manager jobs near you
Infographic showing various Financial Compliance Manager job openings in the United States as of August 2026, with employment types broken down into 88% Full Time, 11% Part Time, and 1% Contract. Highlights an 81% Physical, 2% Hybrid, and 17% Remote job distribution, with an average salary of $95,103 per year, or $45.7 per hour.

Compliance Manager

Great Neck, NY • On-site

Specialty Capital
Finance and Insurance • 11 - 50 employees
Learn more about Specialty Capitalexternal

Full-time

Posted 21 days ago

Job description

Role Overview

Specialty Capital is seeking a Compliance & BSA Analyst to support the execution and ongoing maintenance of our compliance and BSA/AML programs as we partner with a regulated bank sponsor. This role plays a critical part in ensuring regulatory readiness, supporting bank examinations and audits, and maintaining strong controls across lending, servicing, marketing, and third-party relationships.

This is a hands-on, execution-focused role, ideal for a candidate with foundational experience in bank or fintech compliance and BSA/AML, who understands regulatory expectations and thrives in a fast-growing environment.


Key Responsibilities:


Compliance Management System (CMS)

  • Support the day-to-day operation of Specialty Capital’s Compliance Management System (CMS).
  • Maintain and update compliance policies, procedures, risk assessments, and applicability matrices.
  • Assist with preparation of materials for bank partner due diligence, audits, and ongoing monitoring.


Regulatory Compliance

  • Support compliance oversight across applicable laws and regulations, including:
    • ECOA / Regulation B
    • FCRA / FACTA
    • TILA / Regulation Z
    • UDAAP / UDAP
    • CAN-SPAM, TCPA / TSR
    • E-SIGN, ADA
    • SCRA
    • Applicable state lending and disclosure requirements
  • Track regulatory changes and assist in assessing applicability and operational impact.


Support execution of compliance monitoring and testing plans, including documentation of results and remediation tracking.


BSA / AML / OFAC Support

  • Support the execution of Specialty Capital’s BSA/AML/CFT program, including:
    • Customer Identification Program (CIP)
    • Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)
    • Beneficial ownership documentation
    • OFAC screening support
  • Assist in maintaining BSA/AML policies, procedures, and risk assessments.
  • Support SAR-related documentation and escalation processes (as applicable).
  • Maintain BSA training records and assist with employee training coordination.
  • Support bank partner and auditor requests related to BSA/AML controls.


Applicant & Customer-Facing Disclosures

  • Assist with review, maintenance, and version control of:
    • Loan agreements and promissory notes
    • Adverse Action Notices
    • Privacy Notices
    • Applicant and guarantor disclosures
  • Help validate the accuracy and consistency of disclosures generated by internal systems and third-party vendors.


Complaints & Issues Management

  • Support the complaint management program, including logging, tracking, and trend analysis.
  • Assist with issues management, ensuring corrective actions are documented, tracked, and completed.
  • Help incorporate prior audit findings and regulatory feedback into ongoing monitoring activities.


Third-Party Risk & Vendor Oversight

  • Support compliance aspects of third-party risk management, including:
    • Vendor due diligence and onboarding documentation
    • Review of SOC reports, certifications, and compliance artifacts
    • Tracking ongoing monitoring requirements
  • Coordinate with Operations, Legal, and IT on vendor compliance obligations.


Training & Reporting

  • Assist in coordinating compliance and BSA/AML training for employees and contractors.
  • Maintain training schedules, logs, and completion records.
  • Prepare compliance summaries and reporting for internal leadership and bank partners.


Qualifications:


Required

  • 1+ year of experience in compliance, BSA/AML, risk, audit, or regulatory support within:
    • Banking
    • Fintech
    • Consumer or small-business lending
  • Working knowledge of core U.S. financial-services regulations and BSA/AML fundamentals.
  • Strong organizational skills and attention to detail.
  • Ability to work cross-functionally with Operations, Credit, Product, and Technology teams.
  • U.S.-based and authorized to work in the United States.


Preferred

  • Experience supporting bank sponsor relationships or regulatory examinations.
  • Exposure to Compliance Management Systems (CMS).
  • Familiarity with complaint management, monitoring/testing, or audit support.
  • Bachelor’s degree in Business, Finance, Risk, Compliance, or related field.