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Financial Compliance Manager Jobs (NOW HIRING)

Key Mortgage Services

Compliance Manager

Schaumburg, IL · On-site

$80K - $100K/yr

The Compliance Manager oversees the core functions of Key Mortgage's compliance program, helping to ... Bachelor's degree in Business, Finance, Law, or a related field, or equivalent experience. * 5+ ...

VELOCITY CREDIT UNION

Compliance Manager

Austin, TX · On-site

Bachelor's degree in Business Administration, Finance, Law, or a related field. * Five or more years of compliance, regulatory, or risk management experience within a financial institution or credit ...

VELOCITY CREDIT UNION

Compliance Manager

Austin, TX · Hybrid

Bachelor's degree in Business Administration, Finance, Law, or a related field. * Five or more years of compliance, regulatory, or risk management experience within a financial institution or credit ...

Red Lake Nation

Compliance Manager

Bemidji, MN

A Compliance Manager is responsible for ensuring that a company follows all relevant laws ... Reports to Treasurer's Financial Advisor and Executive Assistant. Full-time position with benefits.

Warnerbros

Senior Financial Compliance Analyst

Knoxville, TN · On-site

$81K - $101K/yr

Your New Role The Senior, Financial Compliance reports directly to the Manager, Financial Compliance. This role serves as part of a team responsible for financial compliance and internal control ...

Medix

Compliance Manager

Charleston, SC · On-site

$33.65 - $43.27/hr

Healthcare Compliance Manager Charleston, SC | Fully Onsite | $70,000-$90,000 We're seeking a ... financial and confidential information, driving, working with heavy machinery, or working in a ...

World Relief

Sr. Compliance Manager - 2025829

Towson, MD · Remote

$90K - $100K/yr

The Sr. Compliance Manager provides leadership for World Relief's finance compliance, internal audit, investigations, policy development, and related systems support functions. The role ensures ...

OneOncology

Compliance Manager

Nashville, TN · On-site

... technology, and finance. We are looking for talented and highly-motivated individuals who ... The Compliance Manager will report to the Director of Compliance. This role will be a vital part of ...

7 CEDARS

Compliance Manager

Sequim, WA · On-site

$58K - $84K/yr

As our Compliance Manager, you'll help champion integrity, accountability, and responsible ... Monitor and review financial and operational activity for unusual trends, significant variances ...

Concora Credit Inc.

Compliance Manager

Beaverton, OR · On-site

The Compliance Manager is an experienced compliance professional with a proven track record of managing card regulatory compliance in the financial services industry. We hire people, not positions.

Concora Credit Inc.

Compliance Manager

Beaverton, OR · On-site

The Compliance Manager is an experienced compliance professional with a proven track record of managing card regulatory compliance in the financial services industry. We hire people, not positions.

Maritz

Compliance Manager

Fenton, MO · On-site

Provide financial and compliance updates to Event Management and Account Managers, identifying ... opportunities to improve project profitability. * Complete monthly closing tasks, including ...

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Financial Compliance Manager information

See salary details

$38.5K

$95.1K

$157K

How much do financial compliance manager jobs pay per year?

As of Aug 22, 2026, the average yearly pay for financial compliance manager in the United States is $95,103.00, according to ZipRecruiter salary data. Most workers in this role earn between $70,000.00 and $116,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a financial compliance manager?

To thrive as a Financial Compliance Manager, you need expertise in financial regulations, risk assessment, and audit processes, typically supported by a degree in finance, accounting, or related fields and relevant certifications like CPA or CAMS. Familiarity with compliance management systems, audit software, and regulatory databases is crucial for monitoring and reporting purposes. Strong attention to detail, integrity, and effective communication skills help in interpreting regulations and collaborating with cross-functional teams. These competencies ensure organizations adhere to legal standards, minimize risk, and maintain credibility with stakeholders.

What are some common challenges financial compliance managers face when working with cross-functional teams?

Financial Compliance Managers often collaborate with departments such as finance, legal, operations, and IT to ensure regulatory requirements are met. A common challenge is aligning diverse teams with complex compliance standards while balancing business objectives and tight deadlines. Effective communication and a strong understanding of both regulatory frameworks and business processes are essential for resolving misunderstandings and driving compliance initiatives forward. Building strong working relationships and providing clear guidance can help overcome these challenges and foster a culture of compliance throughout the organization.

What is the difference between Financial Compliance Manager vs Financial Auditor?

AspectFinancial Compliance ManagerFinancial Auditor
CertificationsCPA, CAMS, CFACPA, CIA, CPA Australia
Work EnvironmentCorporate compliance departments, financial institutionsExternal or internal audit firms, corporate finance teams
Industry UsageFinancial services, banking, insuranceAccounting firms, corporations, government agencies
Primary FocusEnsuring adherence to financial regulations and policiesExamining financial records for accuracy and compliance

The Financial Compliance Manager primarily focuses on maintaining adherence to financial laws and internal policies within organizations, while the Financial Auditor reviews financial records to verify accuracy and compliance, often working externally. Both roles require similar certifications and are vital in financial sectors, but their daily responsibilities and work environments differ.

What does a financial compliance manager do?

A financial compliance manager oversees an organization’s adherence to financial laws, regulations, and internal policies. They develop and implement compliance programs, monitor financial activities for risks, and ensure reporting accuracy, often using tools like audit software and requiring certifications such as CPA or CAMS.
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Financial Compliance Manager jobs near you
Infographic showing various Financial Compliance Manager job openings in the United States as of August 2026, with employment types broken down into 88% Full Time, 11% Part Time, and 1% Contract. Highlights an 81% Physical, 2% Hybrid, and 17% Remote job distribution, with an average salary of $95,103 per year, or $45.7 per hour.

Compliance Manager

Key Mortgage Services

Schaumburg, IL • On-site

$80K - $100K/yr

Full-time

Medical, Dental, Retirement, PTO

Posted 11 days ago

Job description

The Compliance Manager oversees the core functions of Key Mortgage’s compliance program, helping to ensure policies, procedures, and daily operations align with applicable laws and regulations. This role helps to monitor regulatory changes, manages licensing and examination readiness, oversees complaint handling, and coordinates audit and risk-related activities. The Compliance Manager is staff's primary resource for day-to-day regulatory questions and works closely with the SVP of Fulfillment Operations and Risk to support broader oversight of the risk program.

Core Responsibilities

Licensing & Exam Readiness

  • Manage company and individual licensing requirements and renewals.
  • Prepare the organization and relevant staff for state and federal regulatory examinations.
  • Coordinate examination responses and track any resulting action items.

Complaint Management

  • Own the complaint management process from intake through resolution.
  • Triage and respond to inquiries submitted to the compliance mailbox in a timely manner.
  • Identify trends in complaint data and escalate systemic issues as needed.

SAR Review & Audit Support

  • Review flagged activity and process Suspicious Activity Reports in line with policy and required timelines.
  • Maintain documentation supporting SAR decisions and filings.
  • Escalate unclear or higher-risk cases as needed.
  • Fulfill documentation requests for internal and external audits.
  • Track audit findings and corrective action items through to closure.

Cross-Functional Partnership

  • Partner with the SVP of Fulfillment Operations & Risk and the QC/QA vendor manager to ensure findings from those areas are reflected in licensing, complaint, and audit work as needed.

Requirements

Required

  • Bachelor's degree in Business, Finance, Law, or a related field, or equivalent experience.
  • 5+ years of mortgage compliance experience.
  • Working knowledge of federal mortgage regulations: TRID, RESPA, HMDA, ECOA/Reg B, FCRA, Reg Z, Reg X, and applicable state lending laws.
  • Strong written and verbal communication skills, with the ability to work across teams at all levels.
  • Ability to manage competing priorities and recurring deadlines independently.

Preferred

  • CRCM (Certified Regulatory Compliance Manager) or similar professional certification.
  • Prior experience supporting a regulatory examination or SAR filing process.
  • Familiarity with LOS platforms (Encompass, Empower, Byte) and compliance management systems.
Salary Range:
  • $80,000 - $100,000

Benefits

  • Medical
  • Dental
  • 401k with employer match
  • Paid Time Off
  • Volunteer Time Off