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Entry Level Finra Series 99 Jobs (NOW HIRING)

JPMorgan Chase & Co.

Cash and Controls Associate I

Newark, DE · On-site

$15.50 - $20.75/hr

The successful applicant will be required to successfully obtain their FINRA Series 99 certification within 12 months of their start date. Job responsibilities * Process payments and review incoming ...

Principal

Entry-Level Financial Advisor

Lansing, MI · On-site

Description Launch your career as a Financial Advisor with industry-leading training, mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing. No prior Financial Advisor experience is ...

Principal

Entry-Level Financial Advisor

Lansing, MI

$76K/yr

What We Offer - Sponsorship for FINRA Series 7 and Series 66 licensing - Comprehensive training and onboarding program - Mentorship from experienced financial professionals - AI-powered prospecting ...

Stash

Brokerage Operations Associate

New York, NY · Hybrid

FINRA Series 99 required. Series 7, 63 * Bachelor's Degree in Finance, Economics, or quantitative field * Advanced skills in MS Excel * Intermediate skills in SQL and VBA/Macros * Proven hands-on ...

Stash

Brokerage Operations Associate

New York, NY · On-site

FINRA Series 99 required. Series 7, 63 * Bachelor's Degree in Finance, Economics, or quantitative field * Advanced skills in MS Excel * Intermediate skills in SQL and VBA/Macros * Proven hands-on ...

Stash

Brokerage Operations Associate

New York, NY · Hybrid

FINRA Series 99 required. Series 7, 63 * Bachelor's Degree in Finance, Economics, or quantitative field * Advanced skills in MS Excel * Intermediate skills in SQL and VBA/Macros * Proven hands-on ...

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All JobsEntry Level Finra Series 99 Jobs

Entry Level Finra Series 99 information

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$10

$22

$40

How much do entry level finra series 99 jobs pay per hour?

As of Jul 5, 2026, the average hourly pay for entry level finra series 99 in the United States is $22.40, according to ZipRecruiter salary data. Most workers in this role earn between $17.07 and $25.00 per hour, depending on experience, location, and employer.

What is the difference between Entry Level Finra Series 99 vs Entry Level Finra Series 7?

AspectEntry Level Finra Series 99Entry Level Finra Series 7
CertificationsSeries 99Series 7
Work EnvironmentOperations, compliance, back-officeSales, client interactions, securities trading
Employer & Industry UsageBroker-dealers, compliance firmsBroker-dealers, securities firms
Common Search & ComparisonYesYes

The Entry Level Finra Series 99 focuses on operations and compliance roles within broker-dealers, requiring knowledge of back-office procedures. In contrast, the Entry Level Finra Series 7 prepares individuals for client-facing roles involving securities trading and sales. While both certifications are essential in the securities industry, they serve different functions and career paths, with Series 99 emphasizing operational support and Series 7 emphasizing sales and trading activities.

More about Entry Level Finra Series 99 jobs
What cities are hiring for Entry Level Finra Series 99 jobs? Cities with the most Entry Level Finra Series 99 job openings:
What are the most commonly searched types of Finra Series 99 jobs? The most popular types of Finra Series 99 jobs are:
What states have the most Entry Level Finra Series 99 jobs? States with the most job openings for Entry Level Finra Series 99 jobs include:
What job categories do people searching Entry Level Finra Series 99 jobs look for? The top searched job categories for Entry Level Finra Series 99 jobs are:
Entry Level Finra Series 99 jobs near you
Infographic showing various Entry Level Finra Series 99 job openings in the United States as of June 2026, with employment types broken down into 91% Full Time, and 9% Contract. Highlights an 95% In-person, and 5% Remote job distribution, with an average salary of $46,598 per year, or $22.4 per hour.
Sales Assistant - Client Relationship Support

Sales Assistant - Client Relationship Support

M&T Bank

Pittsford, NY

$21.49 - $35.81/hr

Full-time

Posted 9 days ago

M&T Bank rating

7.8

Company rating: 7.8 out of 10

Based on 182 frontline employees who took The Breakroom Quiz

71st of 144 rated banks

Job description

Sales Assistant - Client Relationship Support- Pittsford, NY

Launch your career in wealth management with M&T Bank. We're seeking a Client Relationship Associate (Sales Assistant) to support Financial Advisors while helping grow client relationships across an assigned branch or region. In this role, you'll partner closely with Advisors to deliver a seamless client experience-managing follow-ups, supporting onboarding, and preparing for client engagements. This is an opportunity to build foundational experience, contribute to business development efforts, and grow within a collaborative, high-performing team.

Primary Responsibilities:

  • Partner with Financial Advisors to support client relationships and deliver a seamless client experience across an assigned branch or region

  • Manage client follow-ups, servicing requests, and day-to-day communication with existing and prospective clients

  • Prepare for client meetings by coordinating schedules, gathering materials, and supporting onboarding activities

  • Assist with marketing materials, events, and seminars to support business development efforts

  • Track sales and referral activity to provide visibility into performance

  • Review and process documentation, ensuring accuracy and timely submission

  • Support trade processing, audit, compliance, and risk management activities

What You'll Bring

  • Client-first mindset with strong organizational and communication skills

  • Ability to manage multiple priorities in a fast-paced environment

  • Experience in sales support, administration, or client service preferred

  • FINRA Series 99 (or ability to obtain) preferred

Education and Experience Required:

Associate's degree, or in lieu of a degree, a combined minimum of 2 years' higher education and/or work experience

Education and Experience Preferred:

Minimum of 1 years' sales and/or sales administration experience

FINRA Series 99 license

M&T Bank is committed to fair, competitive, and market-informed pay for our employees. The pay range for this position is $21.49 - $35.81 Hourly (USD). The successful candidate's particular combination of knowledge, skills, and experience will inform their specific compensation.LocationPittsford, New York, United States of America

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