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Entry Level Bank Regulatory Compliance Jobs (NOW HIRING)

Oregon Coast Bank

Regulatory Compliance Manager

Newport, OR · On-site

$60K - $99K/yr

The Regulatory Compliance Manager is responsible for supporting the administration and execution of ... The Bank is a $440 million FDIC-regulated financial institution with seven Oregon branches; two ...

Socket.dev

Regulatory Compliance Manager

Newport, OR · On-site

$85 - $115/hr

Description The Regulatory Compliance Manager is responsible for supporting the administration and ... The Bank is a $440 million FDIC-regulated financial institution with seven Oregon branches; two ...

TAB Bank

Regulatory Compliance Analyst

Ogden, UT · On-site

Requires a High School degree or equivalent • Pri * or banking, compliance, audit processes and procedures, or other related experience preferred * Prior regulatory compliance and /or banking ...

Kennebec Savings Bank

Compliance Officer

Augusta, ME · On-site

This position is responsible for running the Bank's comprehensive regulatory compliance program; for formulating recommendations and following through on implementation; for reviewing Bank activities ...

Kennebec Savings Bank

Compliance Officer

Augusta, ME · On-site

This position is responsible for running the Bank's comprehensive regulatory compliance program; for formulating recommendations and following through on implementation; for reviewing Bank activities ...

Kennebec Savings Bank

Compliance Officer

Augusta, ME · On-site

This position is responsible for running the Bank's comprehensive regulatory compliance program; for formulating recommendations and following through on implementation; for reviewing Bank activities ...

QCR Holdings, Inc.

Compliance Auditor II

Moline, IL · On-site

$65K/yr

Minimum of 2 years bank regulatory compliance experience, preferably with bank regulatory compliance auditing. * Compliance certification such as CCBCO. * Experience with banking compliance ...

The Symicor Group

$95K/yr

Bank Compliance Officer - To $95K - Kingstown, MD - Job # 3333Who We AreThe Symicor Group is a ... Working with bank personnel to ensure regulatory requirements are met for existing and proposed ...

Nubank

US Regulatory Compliance Officer

Miami, FL · On-site

$120 - $180/hr

About Nu Nu is the leading digital bank in Latin America, serving 135 million customers across ... Establishing a compliance program for both federal and state regulations and support teams on ...

Nubank

US Regulatory Compliance Officer

Miami, FL · On-site

About Nu Nu is the leading digital bank in Latin America, serving 135 million customers across ... Establishing a compliance program for both federal and state regulations and support teams on ...

Socket.dev

US Regulatory Compliance Officer

Miami, FL · On-site

$120 - $160/hr

About Nu Nu is the leading digital bank in Latin America, serving 135 million customers across ... Establishing a compliance program for both federal and state regulations and support teams on ...

Westamerica Bank

$70K - $75K/yr

... bank activities comply at all times with appropriate laws and regulations. Ensures that all required deposit and lending related compliance policies are in force and reviewed periodically for ...

WESTAMERICA BANK

$70K - $75K/yr

... bank activities comply at all times with appropriate laws and regulations. Ensures that all required deposit and lending related compliance policies are in force and reviewed periodically for ...

Westamerica Bank

$70K - $75K/yr

... bank activities comply at all times with appropriate laws and regulations. Ensures that all required deposit and lending related compliance policies are in force and reviewed periodically for ...

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Entry Level Bank Regulatory Compliance information

What is an entry level bank regulatory compliance?

An Entry Level Bank Regulatory Compliance job involves helping a financial institution ensure that its operations and policies follow all relevant laws and regulations. People in this role typically monitor transactions, assist with internal audits, prepare compliance reports, and stay updated on changes to banking regulations. It's a foundational position that offers exposure to the legal and procedural aspects of banking, often serving as a stepping stone to more advanced compliance or risk management roles.

What are some common challenges faced by entry-level professionals in bank regulatory compliance roles?

Entry-level professionals in bank regulatory compliance often encounter the challenge of staying up-to-date with constantly evolving regulations and understanding how they apply to different banking operations. Additionally, learning to interpret complex legal language and effectively communicate compliance requirements to various teams can be demanding. Newcomers also need to quickly develop attention to detail and analytical skills to identify potential compliance risks, while balancing multiple projects and deadlines in a fast-paced environment. Collaboration with colleagues in legal, audit, and operations departments is crucial for success and ongoing professional development.

What are the key skills and qualifications needed to thrive as an entry level bank regulatory compliance professional, and why are they important?

To thrive as an Entry Level Bank Regulatory Compliance professional, you need a foundational understanding of banking regulations, attention to detail, and a relevant degree such as finance, accounting, or business. Familiarity with compliance management software, Microsoft Office Suite, and knowledge of regulatory frameworks like BSA/AML are typically required. Strong analytical thinking, integrity, and effective written and verbal communication skills set candidates apart. These competencies are vital to ensuring financial institutions operate within legal requirements and avoid regulatory penalties.

What is the difference between Entry Level Bank Regulatory Compliance vs Entry Level Bank Risk Analyst?

AspectEntry Level Bank Regulatory ComplianceEntry Level Bank Risk Analyst
Required CredentialsBachelor's degree in finance, economics, or related field; certifications like CAMS or CRCM are a plusBachelor's degree in finance, economics, or related field; certifications like FRM or CRM are common
Work EnvironmentOffice setting within banks or financial institutions, focusing on compliance policiesOffice setting, analyzing risk data and supporting risk management strategies
Employer & Industry UsageUsed by banks, credit unions, and financial firms to ensure regulatory adherenceUsed by banks and financial institutions to assess and mitigate financial risks

Both roles are entry-level positions within banking, requiring similar educational backgrounds and working in office environments. While Regulatory Compliance focuses on ensuring adherence to laws and regulations, Risk Analysts evaluate and manage financial risks. They often collaborate but serve distinct functions within the bank's compliance and risk management teams.

More about Entry Level Bank Regulatory Compliance jobs

What cities are hiring for Entry Level Bank Regulatory Compliance jobs?

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What are the most commonly searched types of Bank Regulatory Compliance jobs?

The most popular types of Bank Regulatory Compliance jobs are:

What states have the most Entry Level Bank Regulatory Compliance jobs?

States with the most job openings for Entry Level Bank Regulatory Compliance jobs include:

What job categories do people searching Entry Level Bank Regulatory Compliance jobs look for?

The top searched job categories for Entry Level Bank Regulatory Compliance jobs are:

Entry Level Bank Regulatory Compliance jobs near you
Infographic showing various Entry Level Bank Regulatory Compliance job openings in the United States as of August 2026, with employment types broken down into 86% Full Time, and 14% Part Time. Highlights an 100% In-person job distribution.

Regulatory Compliance Manager

Oregon Coast Bank

Newport, OR • On-site

$60K - $99K/yr

Full-time

Posted 8 days ago

Job description

Description:

The Regulatory Compliance Manager is responsible for supporting the administration and execution of the Bank’s compliance program to ensure adherence with all applicable federal and state banking laws and regulations. The Bank is a $440 million FDIC-regulated financial institution with seven Oregon branches; two additional branches in Washington are pending. The Bank offers deposit and consumer, mortgage, and commercial lending products and is subject to Community Reinvestment Act (CRA) requirements as an Intermediate Small Bank (ISB).

Working closely with the Compliance Officer who both leads the Compliance function and serves as an active contributor; this role is essential in the day-to-day execution of the Compliance Management System (CMS). The position focuses on monitoring, testing, regulatory change management, training, and advisory support.


Requirements:

Responsibilities:

Compliance Program Administration

  • Assist in maintaining and enhancing the Bank's Compliance Management System (CMS) in accordance with regulatory expectations.
  • Interpret and apply federal and state banking regulations affecting deposit, consumer, mortgage, and commercial lending activities.
  • Provide compliance guidance to management and staff on regulatory requirements and operational impacts

CRA Administration

  • Support ongoing compliance with CRA requirements applicable to Intermediate Small Banks.
  • Monitor and maintain CRA-related data, documentation, and reporting.
  • Assist with preparation for CRA examinations and public file management.
  • Collaborate with business units to identify, track, and document CRA-qualified activities.

Monitoring and Testing

  • Develop and execute risk-based compliance monitoring and testing across deposit, lending, and operational areas.
  • Document findings, identify root causes, and recommend corrective actions.
  • Track and validate remediation efforts.
  • Report findings, trends, and emerging risks to the Compliance Officer and Audit Committee.

Regulatory Change Management

  • Monitor federal and state regulatory changes.
  • Evaluate applicability and operational impact.
  • Support implementation through updates to procedures, disclosures, systems and training.

Policies, Training and Advisory Support

  • Assist in maintaining, policies and procedures.
  • Deliver compliance training and awareness programs.
  • Provide ongoing compliance support for products, services, marketing and operational initiatives.
  • Promote a strong compliance culture.

Examinations and Audits

  • Organize external audit engagements for the bank
  • Support regulatory examinations and internal/external audits.
  • Compile requested documentation manage examination/audit requests and assist with correction action plans.


Qualifications

Certifications

  • Certified Regulatory Compliance Manager (CRCM) designation preferred

Experience

  • Three or more years of progressive regulatory compliance experience within a financial institution.
  • Community bank experience preferred.
  • Experience supporting:
  • Consumer lending
  • Mortgage lending
  • Deposit compliance
  • Regulatory examinations and audits

Knowledge and Skills

  • Strong understanding of Compliance Management Systems (CMS).
  • Knowledge consumer protection regulations and CRA requirements.
  • Ability to interpret and apply regulatory requirements in a practical business environment.
  • Experience designing and executing compliance monitoring and testing.
  • Strong analytical, organizational, communication, and problem-solving skills.
  • Ability to work independently while collaborating with management and business units.