Support the implementation, testing, and documentation of the firms compliance policies and procedures. * Conduct regular surveillance and forensic testing (e.g., personal trading, email review ...
Support the implementation, testing, and documentation of the firms compliance policies and procedures. * Conduct regular surveillance and forensic testing (e.g., personal trading, email review ...
Support the implementation, testing, and documentation of the firm's compliance policies and procedures. * Conduct regular surveillance and forensic testing (e.g., personal trading, email review ...
Support the implementation, testing, and documentation of the firm's compliance policies and procedures. * Conduct regular surveillance and forensic testing (e.g., personal trading, email review ...
Compliance Engineer III (Electronic Controls)
Indianapolis, IN · On-site
$79K - $103K/yr
Beyond testing and documentation, the Compliance Engineer drives continuous improvement in compliance processes, ensuring efficient product approvals and reducing costly redesign cycles. They develop ...
Compliance Engineer III (Electronic Controls)
Indianapolis, IN · On-site
$79K - $103K/yr
Beyond testing and documentation, the Compliance Engineer drives continuous improvement in compliance processes, ensuring efficient product approvals and reducing costly redesign cycles. They develop ...
Compliance Engineer III
Indianapolis, IN · On-site
$80 - $100/hr
Beyond testing and documentation, the Compliance Engineer drives continuous improvement in compliance processes, ensuring efficient product approvals and reducing costly redesign cycles. They develop ...
Compliance Engineer III
Indianapolis, IN · On-site
$80 - $100/hr
Beyond testing and documentation, the Compliance Engineer drives continuous improvement in compliance processes, ensuring efficient product approvals and reducing costly redesign cycles. They develop ...
Manager SOX Compliance Location: Columbus, OH or Merrillville, IN office (Hybrid - 3 days/week in ... This includes standardizing processes, improving testing quality, deficiency evaluation ...
Manager SOX Compliance Location: Columbus, OH or Merrillville, IN office (Hybrid - 3 days/week in ... This includes standardizing processes, improving testing quality, deficiency evaluation ...
Communicating with external certification bodies regarding applications, testing, and approvals * Monitoring compliance project timelines and deliverables * Coordinating and supporting internal and ...
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Communicating with external certification bodies regarding applications, testing, and approvals * Monitoring compliance project timelines and deliverables * Coordinating and supporting internal and ...
Regulatory Compliance Manager
Fishers, IN · Hybrid
Develop and enhance monitoring and testing programs based on regulatory and strategy expectations * Provide guidance and support for day-to-day compliance related issues * Participate in Compliance ...
Regulatory Compliance Manager
Fishers, IN · Hybrid
Develop and enhance monitoring and testing programs based on regulatory and strategy expectations * Provide guidance and support for day-to-day compliance related issues * Participate in Compliance ...
Compliance Specialist
Indianapolis, IN · On-site
Some positions will receive visible emissions training to monitor stack testing on an as-needed basis * Communicate with client as requested by Compliance Consultant * Assist Compliance Consultant in ...
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Compliance Specialist
Indianapolis, IN · On-site
Some positions will receive visible emissions training to monitor stack testing on an as-needed basis * Communicate with client as requested by Compliance Consultant * Assist Compliance Consultant in ...
$98.40 - $199/hr
The PCI Compliance Manager collaborates with various internal and external stakeholders to uphold ... Conduct control testing to evaluate effectiveness and identify gaps, providing actionable ...
$98.40 - $199/hr
The PCI Compliance Manager collaborates with various internal and external stakeholders to uphold ... Conduct control testing to evaluate effectiveness and identify gaps, providing actionable ...
PCI Compliance Lead
Lafayette, IN · On-site
$98K - $199K/yr
The PCI Compliance Manager role is responsible for leading the organization's PCI Compliance ... Conduct control testing to evaluate effectiveness and identify gaps, providing actionable ...
PCI Compliance Lead
Lafayette, IN · On-site
$98K - $199K/yr
The PCI Compliance Manager role is responsible for leading the organization's PCI Compliance ... Conduct control testing to evaluate effectiveness and identify gaps, providing actionable ...
PCI Compliance Lead
Lafayette, IN · On-site
$98K - $199K/yr
The PCI Compliance Manager collaborates with various internal and external stakeholders to uphold ... Conduct control testing to evaluate effectiveness and identify gaps, providing actionable ...
PCI Compliance Lead
Lafayette, IN · On-site
$98K - $199K/yr
The PCI Compliance Manager collaborates with various internal and external stakeholders to uphold ... Conduct control testing to evaluate effectiveness and identify gaps, providing actionable ...
Develop and enhance monitoring and testing programs based on regulatory and strategy expectations * Perform compliance reviews for regulatory compliance and provide written documentation of outcomes
Develop and enhance monitoring and testing programs based on regulatory and strategy expectations * Perform compliance reviews for regulatory compliance and provide written documentation of outcomes
Employee Discount Hub In compliance with applicable Pay Transparency laws, Alliance Technical Group ... The individual for this role must have hands-on experience as a field stack tester preferably with ...
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Employee Discount Hub In compliance with applicable Pay Transparency laws, Alliance Technical Group ... The individual for this role must have hands-on experience as a field stack tester preferably with ...
Employee Discount Hub In compliance with applicable Pay Transparency laws, Alliance Technical Group ... The individual for this role must have hands-on experience as a field stack tester preferably with ...
Employee Discount Hub In compliance with applicable Pay Transparency laws, Alliance Technical Group ... The individual for this role must have hands-on experience as a field stack tester preferably with ...
Experienced Field Stack Testers (Emissions Testers)
Plainfield, IN · On-site
$50K - $100K/yr
Employee Discount Hub In compliance with applicable Pay Transparency laws, Alliance Technical Group ... The individual for this role must have hands-on experience as a field stack tester preferably with ...
Experienced Field Stack Testers (Emissions Testers)
Plainfield, IN · On-site
$50K - $100K/yr
Employee Discount Hub In compliance with applicable Pay Transparency laws, Alliance Technical Group ... The individual for this role must have hands-on experience as a field stack tester preferably with ...
Partner with clients and vendors to support ACA reporting, RxDC, PCORI filings, and non-discrimination testing. Compliance Documentation & Tools * Coordinate essential compliance documents with ...
Partner with clients and vendors to support ACA reporting, RxDC, PCORI filings, and non-discrimination testing. Compliance Documentation & Tools * Coordinate essential compliance documents with ...
Director of Benefits Compliance
Carmel, IN · On-site
Partner with clients and vendors to support ACA reporting, RxDC, PCORI filings, and non-discrimination testing. Compliance Documentation & Tools * Coordinate essential compliance documents with ...
Director of Benefits Compliance
Carmel, IN · On-site
Partner with clients and vendors to support ACA reporting, RxDC, PCORI filings, and non-discrimination testing. Compliance Documentation & Tools * Coordinate essential compliance documents with ...
Develop and enhance monitoring and testing programs based on regulatory and strategy expectations * Perform compliance reviews for regulatory compliance and provide written documentation of outcomes
Develop and enhance monitoring and testing programs based on regulatory and strategy expectations * Perform compliance reviews for regulatory compliance and provide written documentation of outcomes
Experienced Field Stack Testers (Emissions Testers)
Plainfield, IN · On-site
$50K - $100K/yr
Employee Discount Hub In compliance with applicable Pay Transparency laws, Alliance Technical Group ... The individual for this role must have hands-on experience as a field stack tester preferably with ...
Experienced Field Stack Testers (Emissions Testers)
Plainfield, IN · On-site
$50K - $100K/yr
Employee Discount Hub In compliance with applicable Pay Transparency laws, Alliance Technical Group ... The individual for this role must have hands-on experience as a field stack tester preferably with ...
QUALITY ASSURANCE TESTER II
Bloomington, IN · On-site
... more compliant, and efficient programs. Our mission is to challenge the status quo and build ... The QA Tester II plays a key role in ensuring software releases meet business and technical ...
QUALITY ASSURANCE TESTER II
Bloomington, IN · On-site
... more compliant, and efficient programs. Our mission is to challenge the status quo and build ... The QA Tester II plays a key role in ensuring software releases meet business and technical ...
Compliance Tester information
See Indiana salary details
$10.29 - $14.78
7% of jobs
$14.78 - $19.28
16% of jobs
$20.27 is the 25th percentile. Wages below this are outliers.
$19.28 - $23.77
9% of jobs
$23.77 - $28.26
3% of jobs
$28.26 - $32.75
10% of jobs
The median wage is $34.55 / hr.
$32.75 - $37.24
10% of jobs
$37.24 - $41.73
7% of jobs
$41.73 - $46.23
9% of jobs
$46.83 is the 75th percentile. Wages above this are outliers.
$46.23 - $50.72
16% of jobs
$50.72 - $55.21
6% of jobs
$55.21 - $59.70
5% of jobs
$10
$36
$59
How much do compliance tester jobs pay per hour?
What is a compliance tester?
A Compliance Tester is responsible for evaluating and assessing a company's processes, systems, and products to ensure they meet regulatory and internal compliance standards. They conduct tests, analyze data, and identify any gaps or risks that could lead to non-compliance. Their role often involves working with different departments to implement corrective actions and maintain compliance documentation. Compliance Testers play a crucial role in industries such as finance, healthcare, and technology, where adherence to regulations is essential.
What does a compliance tester do?
As a Compliance Tester, your day often involves reviewing internal processes, conducting tests to ensure adherence to regulatory standards, documenting findings, and collaborating with other departments to resolve compliance gaps. You may also prepare reports for management or auditors and participate in regular meetings to discuss regulatory updates and testing results. Working closely with compliance officers, IT professionals, and business stakeholders is common to stay aligned with organizational goals. This role offers the chance to continuously refine internal processes, making a tangible impact on the organization's risk management and regulatory standing.
What are the key skills and qualifications needed to thrive in the compliance tester position, and why are they important?
To thrive as a Compliance Tester, you need a solid understanding of regulatory standards, risk assessment, and quality assurance, often supported by a degree in a relevant field such as information technology, finance, or compliance. Familiarity with compliance management tools, testing software, and industry certifications like Certified Compliance & Ethics Professional (CCEP) is highly beneficial. Strong analytical thinking, attention to detail, and excellent communication skills help you excel in this position. These skills ensure accurate identification of non-compliance issues and effective collaboration within multidisciplinary teams to uphold organizational integrity.
Are compliance tester jobs in high demand?
Is compliance tester a stressful job?
Is compliance testing a good career?
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Full-time
Re-posted 28 days ago
Job description
Position Reports to: Chief Compliance Officer (CCO)
Department: Compliance
Location: Carmel, IN
Exemption Status: E
Position Overview:
The Compliance Associate will assist the Chief Compliance Officer in executing the firms compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for helping maintain the firms policies and procedures, performing regular compliance reviews, supporting regulatory filings, and assisting with internal education and audits.
The ideal candidate is highly organized, deadline-driven, and has experience working in the compliance department of a financial services firm.
Duties and Responsibilities:
- Support the implementation, testing, and documentation of the firms compliance policies and procedures.
- Conduct regular surveillance and forensic testing (e.g., personal trading, email review, advertising/marketing review, code of ethics).
- Maintain compliance calendars and logs to track regulatory filings, attestations, training, and policy review deadlines.
- Monitor marketing materials, social media content, and client communications for regulatory compliance under the SEC Marketing Rule.
- Assist with onboarding/offboarding processes for employees and access persons, including compliance training.
- Support the due diligence process on vendors, custodians, and other third-party service providers.
- Respond to compliance-related questions from team members and help promote a culture of compliance.
- Participate in internal audits and regulatory exams, gathering documentation and preparing responses.
- Stay current with regulatory developments and industry best practices to identify areas of risk or improvement.
Desired Qualifications:
- Bachelors degree or higher from an accredited college or university
- 25 years of experience in financial services compliance, preferably with an RIA
- Working knowledge of the Investment Advisers Act of 1940
- Excellent organizational, communication, and analytical skills
- High attention to detail and strong ethical standards
- Proficient in Microsoft Office Suite and compliance technology platforms such as ComplySci