The Compliance Associate will assist the Chief Compliance Officer in executing the firms compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
The Compliance Associate will assist the Chief Compliance Officer in executing the firms compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Compliance Associate
Carmel, IN · On-site
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Compliance Associate
Carmel, IN · On-site
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Compliance Associate
Carmel, IN · On-site
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Compliance Associate
Carmel, IN · On-site
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Trade Compliance Associate
Greenwood, IN · On-site
$28 - $32/hr
S. Export Compliance Officer (CUSECO) preferred. * Familiarity with Customs-Trade Partnership ... Our benefits-eligible associates enjoy healthcare, dental and vision plans, a robust wellness ...
Trade Compliance Associate
Greenwood, IN · On-site
$28 - $32/hr
S. Export Compliance Officer (CUSECO) preferred. * Familiarity with Customs-Trade Partnership ... Our benefits-eligible associates enjoy healthcare, dental and vision plans, a robust wellness ...
Trade Compliance Associate
Greenwood, IN · Hybrid
$28 - $32/hr
S. Export Compliance Officer (CUSECO) preferred. * Familiarity with Customs-Trade Partnership ... Our benefits-eligible associates enjoy healthcare, dental and vision plans, a robust wellness ...
Trade Compliance Associate
Greenwood, IN · Hybrid
$28 - $32/hr
S. Export Compliance Officer (CUSECO) preferred. * Familiarity with Customs-Trade Partnership ... Our benefits-eligible associates enjoy healthcare, dental and vision plans, a robust wellness ...
Senior Trade Compliance Associate
Greenwood, IN · Hybrid
$75K - $90K/yr
As a Senior Trade Compliance Associate, you will play a vital role in supporting our U.S. sites by ensuring our import and export activities meet regulatory requirements and reflect our commitment to ...
Senior Trade Compliance Associate
Greenwood, IN · Hybrid
$75K - $90K/yr
As a Senior Trade Compliance Associate, you will play a vital role in supporting our U.S. sites by ensuring our import and export activities meet regulatory requirements and reflect our commitment to ...
DOT Safety Compliance Associate
Indianapolis, IN · On-site
$16 - $22/hr
Monitors and encourages compliance with Federal Motor Carrier Safety Regulations and Wheaton Corporate policy through auditing of required documentation submitted by drivers. Provide training to ...
DOT Safety Compliance Associate
Indianapolis, IN · On-site
$16 - $22/hr
Monitors and encourages compliance with Federal Motor Carrier Safety Regulations and Wheaton Corporate policy through auditing of required documentation submitted by drivers. Provide training to ...
DOT Safety Compliance Associate
$16 - $22/hr
Monitors and encourages compliance with Federal Motor Carrier Safety Regulations and Wheaton Corporate policy through auditing of required documentation submitted by drivers. Provide training to ...
DOT Safety Compliance Associate
$16 - $22/hr
Monitors and encourages compliance with Federal Motor Carrier Safety Regulations and Wheaton Corporate policy through auditing of required documentation submitted by drivers. Provide training to ...
Work you'll do As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) on the Independence & Conflicts Network team, you will: * Work closely with outside brokerage ...
Work you'll do As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) on the Independence & Conflicts Network team, you will: * Work closely with outside brokerage ...
Assistant Store Leader
$14.75 - $18/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14.75 - $18/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15 - $18.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15 - $18.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$16 - $19.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$16 - $19.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14.25 - $17.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14.25 - $17.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15 - $18.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15 - $18.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15 - $18.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15 - $18.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14.25 - $17.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14.25 - $17.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14 - $17/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14 - $17/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$13.50 - $16.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$13.50 - $16.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$13.75 - $16.75/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$13.75 - $16.75/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15.75 - $19.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15.75 - $19.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Compliance Associate information
See Indiana salary details
$11.89 - $16.32
5% of jobs
$16.32 - $20.75
19% of jobs
$21.12 is the 25th percentile. Wages below this are outliers.
$20.75 - $25.18
9% of jobs
$25.18 - $29.61
15% of jobs
The median wage is $30.05 / hr.
$29.61 - $34.04
16% of jobs
$38.17 is the 75th percentile. Wages above this are outliers.
$34.04 - $38.47
12% of jobs
$38.47 - $42.90
4% of jobs
$42.90 - $47.33
7% of jobs
$47.33 - $51.76
5% of jobs
$51.76 - $56.19
5% of jobs
$56.19 - $60.62
2% of jobs
$11
$33
$60
How much do compliance associate jobs pay per hour?
What is a Compliance Associate?
Are compliance jobs well paid?
What are some common challenges Compliance Associates face when adapting to new regulations?
Will compliance be replaced by AI?
What do compliance associates do?
What are the key skills and qualifications needed to thrive as a Compliance Associate, and why are they important?
What Is a Compliance Associate?
A compliance associate performs a variety of duties related to ensuring that a business follows all regulations, including those governing health, safety, accounting, and public relations. Your job duties include performing research about regulatory practices, assessing the company’s compliance with all laws and regulations, and promoting a variety of policy initiatives developed by human resources and other departments. You may also help the compliance department with audits and administrative tasks. The ideal qualifications for this career include having analytical problem-solving skills and attention to detail. A few years of related experience and a bachelor’s degree are typically preferred by employers.
What is the highest paying job in compliance?
What is the difference between Compliance Associate vs Compliance Analyst?
| Aspect | Compliance Associate | Compliance Analyst |
|---|---|---|
| Required Credentials | Bachelor's degree, certifications like CCEP or CAMS often preferred | Similar credentials, often with additional certifications like CRCM or CIA |
| Work Environment | Financial institutions, healthcare, or corporate compliance teams | Regulatory agencies, financial firms, or consulting firms |
| Employer & Industry Usage | Common in banking, healthcare, and corporate sectors | Used in finance, banking, and regulatory bodies |
| Search & Comparison Intent | People compare to Compliance Analyst to understand role differences | Often compared to Compliance Associate for role scope and responsibilities |
Compliance Associates and Compliance Analysts share similar educational backgrounds and work environments, often within financial or healthcare sectors. While both roles focus on ensuring adherence to regulations, Compliance Analysts typically handle more complex analysis and reporting tasks. Understanding these differences helps job seekers and employers clarify role expectations and requirements.
Other
Posted 24 days ago
Job description
Position Reports to: Chief Compliance Officer (CCO)
Department: Compliance
Location: Carmel, IN
Exemption Status: E
Position Overview:
The Compliance Associate will assist the Chief Compliance Officer in executing the firms compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for helping maintain the firms policies and procedures, performing regular compliance reviews, supporting regulatory filings, and assisting with internal education and audits.
The ideal candidate is highly organized, deadline-driven, and has experience working in the compliance department of a financial services firm.
Duties and Responsibilities:
- Support the implementation, testing, and documentation of the firms compliance policies and procedures.
- Conduct regular surveillance and forensic testing (e.g., personal trading, email review, advertising/marketing review, code of ethics).
- Maintain compliance calendars and logs to track regulatory filings, attestations, training, and policy review deadlines.
- Monitor marketing materials, social media content, and client communications for regulatory compliance under the SEC Marketing Rule.
- Assist with onboarding/offboarding processes for employees and access persons, including compliance training.
- Support the due diligence process on vendors, custodians, and other third-party service providers.
- Respond to compliance-related questions from team members and help promote a culture of compliance.
- Participate in internal audits and regulatory exams, gathering documentation and preparing responses.
- Stay current with regulatory developments and industry best practices to identify areas of risk or improvement.
Desired Qualifications:
- Bachelors degree or higher from an accredited college or university
- 25 years of experience in financial services compliance, preferably with an RIA
- Working knowledge of the Investment Advisers Act of 1940
- Excellent organizational, communication, and analytical skills
- High attention to detail and strong ethical standards
- Proficient in Microsoft Office Suite and compliance technology platforms such as ComplySci