The Compliance Associate will assist the Chief Compliance Officer in executing the firms compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
The Compliance Associate will assist the Chief Compliance Officer in executing the firms compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Compliance Associate
Carmel, IN · On-site
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Compliance Associate
Carmel, IN · On-site
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Compliance Associate
Carmel, IN · On-site
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Compliance Associate
Carmel, IN · On-site
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Trade Compliance Associate
Greenwood, IN · Hybrid
$28 - $32/hr
S. Export Compliance Officer (CUSECO) preferred. * Familiarity with Customs-Trade Partnership ... Our benefits-eligible associates enjoy healthcare, dental and vision plans, a robust wellness ...
Trade Compliance Associate
Greenwood, IN · Hybrid
$28 - $32/hr
S. Export Compliance Officer (CUSECO) preferred. * Familiarity with Customs-Trade Partnership ... Our benefits-eligible associates enjoy healthcare, dental and vision plans, a robust wellness ...
DOT Safety Compliance Associate
Indianapolis, IN · On-site
$16 - $22/hr
Monitors and encourages compliance with Federal Motor Carrier Safety Regulations and Wheaton Corporate policy through auditing of required documentation submitted by drivers. Provide training to ...
DOT Safety Compliance Associate
Indianapolis, IN · On-site
$16 - $22/hr
Monitors and encourages compliance with Federal Motor Carrier Safety Regulations and Wheaton Corporate policy through auditing of required documentation submitted by drivers. Provide training to ...
DOT Safety Compliance Associate
Indianapolis, IN · On-site
$16 - $22/hr
Monitors and encourages compliance with Federal Motor Carrier Safety Regulations and Wheaton Corporate policy through auditing of required documentation submitted by drivers. Provide training to ...
DOT Safety Compliance Associate
Indianapolis, IN · On-site
$16 - $22/hr
Monitors and encourages compliance with Federal Motor Carrier Safety Regulations and Wheaton Corporate policy through auditing of required documentation submitted by drivers. Provide training to ...
Assistant Store Leader
$14.75 - $18/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14.75 - $18/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$16 - $19.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$16 - $19.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15.50 - $18.75/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
New
Assistant Store Leader
$15.50 - $18.75/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
New
Assistant Store Leader
$14.25 - $17.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14.25 - $17.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$13.75 - $16.75/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$13.75 - $16.75/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15.75 - $19.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15.75 - $19.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$13.50 - $16.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$13.50 - $16.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15.25 - $18.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15.25 - $18.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15.50 - $19/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15.50 - $19/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$13.25 - $16/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$13.25 - $16/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$16 - $19.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$16 - $19.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14.50 - $17.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14.50 - $17.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15.75 - $19.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$15.75 - $19.25/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14.25 - $17.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Assistant Store Leader
$14.25 - $17.50/hr
Ensure store compliance & associate knowledge of federal, state, & local laws/enterprise policies * Supervise and coach direct reports on the performance of their duties; complete performance reviews ...
Compliance Associate information
See Indiana salary details
$11.89 - $16.32
5% of jobs
$16.32 - $20.75
19% of jobs
$21.12 is the 25th percentile. Wages below this are outliers.
$20.75 - $25.18
9% of jobs
$25.18 - $29.61
15% of jobs
The median wage is $30.05 / hr.
$29.61 - $34.04
16% of jobs
$38.17 is the 75th percentile. Wages above this are outliers.
$34.04 - $38.47
12% of jobs
$38.47 - $42.90
4% of jobs
$42.90 - $47.33
7% of jobs
$47.33 - $51.76
5% of jobs
$51.76 - $56.19
5% of jobs
$56.19 - $60.62
2% of jobs
$11
$33
$60
How much do compliance associate jobs pay per hour?
As of Aug 7, 2026, the average hourly pay for compliance associate in Indiana is $33.69, according to ZipRecruiter salary data. Most workers in this role earn between $21.97 and $41.88 per hour, depending on experience, location, and employer.
What degree do I need to work in compliance?
A compliance associate typically needs at least a bachelor's degree in fields such as business, finance, law, or a related area. Relevant skills include knowledge of regulations and sometimes certifications like Certified Compliance & Ethics Professional (CCEP) can enhance job prospects.
What is a compliance associate?
A Compliance Associate is a professional responsible for ensuring that an organization adheres to internal policies, industry regulations, and legal requirements. They assist with monitoring business activities, conducting audits, preparing reports, and helping to implement compliance programs. By identifying and addressing potential risks, Compliance Associates help organizations avoid legal issues and maintain ethical standards. Their work is vital in industries like finance, healthcare, and corporate governance.
What are some common challenges compliance associates face when adapting to new regulations?
Compliance Associates often encounter the challenge of keeping up with frequent changes in laws and industry regulations. This requires continuous learning and the ability to quickly interpret and implement new compliance standards within company policies and procedures. Collaborating closely with legal, audit, and operational teams is essential to ensure all departments are updated and aligned. Staying proactive and leveraging compliance management software can help manage these changes efficiently.
What are the key skills and qualifications needed to thrive as a compliance associate, and why are they important?
To thrive as a Compliance Associate, you need strong analytical abilities, attention to detail, and a solid understanding of regulatory frameworks, often supported by a degree in law, finance, or business. Familiarity with compliance management systems, regulatory databases, and certifications such as Certified Compliance & Ethics Professional (CCEP) are typically required. Excellent communication, integrity, and problem-solving skills help build trust and ensure effective collaboration across departments. These capabilities are crucial to help organizations mitigate risk, maintain legal standards, and foster a culture of ethical conduct.
What is a compliance associate?
A compliance associate performs a variety of duties related to ensuring that a business follows all regulations, including those governing health, safety, accounting, and public relations. Your job duties include performing research about regulatory practices, assessing the company’s compliance with all laws and regulations, and promoting a variety of policy initiatives developed by human resources and other departments. You may also help the compliance department with audits and administrative tasks. The ideal qualifications for this career include having analytical problem-solving skills and attention to detail. A few years of related experience and a bachelor’s degree are typically preferred by employers.
What is the difference between Compliance Associate vs Compliance Analyst?
| Aspect | Compliance Associate | Compliance Analyst |
|---|---|---|
| Required Credentials | Bachelor's degree, certifications like CCEP or CAMS often preferred | Similar credentials, often with additional certifications like CRCM or CIA |
| Work Environment | Financial institutions, healthcare, or corporate compliance teams | Regulatory agencies, financial firms, or consulting firms |
| Employer & Industry Usage | Common in banking, healthcare, and corporate sectors | Used in finance, banking, and regulatory bodies |
| Search & Comparison Intent | People compare to Compliance Analyst to understand role differences | Often compared to Compliance Associate for role scope and responsibilities |
Compliance Associates and Compliance Analysts share similar educational backgrounds and work environments, often within financial or healthcare sectors. While both roles focus on ensuring adherence to regulations, Compliance Analysts typically handle more complex analysis and reporting tasks. Understanding these differences helps job seekers and employers clarify role expectations and requirements.
More about Compliance Associate jobs
What are the most commonly searched types of Compliance jobs in Indiana? The most popular types of Compliance jobs in Indiana are:
What cities in Indiana are hiring for Compliance Associate jobs? Cities in Indiana with the most Compliance Associate job openings:
Full-time
Re-posted 15 days ago
Job description
Position Reports to: Chief Compliance Officer (CCO)
Department: Compliance
Location: Carmel, IN
Exemption Status: E
Position Overview:
The Compliance Associate will assist the Chief Compliance Officer in executing the firms compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for helping maintain the firms policies and procedures, performing regular compliance reviews, supporting regulatory filings, and assisting with internal education and audits.
The ideal candidate is highly organized, deadline-driven, and has experience working in the compliance department of a financial services firm.
Duties and Responsibilities:
- Support the implementation, testing, and documentation of the firms compliance policies and procedures.
- Conduct regular surveillance and forensic testing (e.g., personal trading, email review, advertising/marketing review, code of ethics).
- Maintain compliance calendars and logs to track regulatory filings, attestations, training, and policy review deadlines.
- Monitor marketing materials, social media content, and client communications for regulatory compliance under the SEC Marketing Rule.
- Assist with onboarding/offboarding processes for employees and access persons, including compliance training.
- Support the due diligence process on vendors, custodians, and other third-party service providers.
- Respond to compliance-related questions from team members and help promote a culture of compliance.
- Participate in internal audits and regulatory exams, gathering documentation and preparing responses.
- Stay current with regulatory developments and industry best practices to identify areas of risk or improvement.
Desired Qualifications:
- Bachelors degree or higher from an accredited college or university
- 25 years of experience in financial services compliance, preferably with an RIA
- Working knowledge of the Investment Advisers Act of 1940
- Excellent organizational, communication, and analytical skills
- High attention to detail and strong ethical standards
- Proficient in Microsoft Office Suite and compliance technology platforms such as ComplySci