Acts as Compliance liaison to assist with the facilitation of regulatory examinations by the NCUA, CFPB, and external audit firms. * Develops oral and written presentations to present to management ...
Acts as Compliance liaison to assist with the facilitation of regulatory examinations by the NCUA, CFPB, and external audit firms. * Develops oral and written presentations to present to management ...
Full-Time Assistant General Manager (Family Entertainment Center)
Mission Viejo, CA · On-site
$62K - $66K/yr
Enforce compliance with all local, state, federal regulations and company policy pertaining to safety and loss prevention. * Comply with all OSHA requirements. Non-Essential Duties: * Contributes to ...
Quick apply
Full-Time Assistant General Manager (Family Entertainment Center)
Mission Viejo, CA · On-site
$62K - $66K/yr
Enforce compliance with all local, state, federal regulations and company policy pertaining to safety and loss prevention. * Comply with all OSHA requirements. Non-Essential Duties: * Contributes to ...
Compliance Analyst II
Santa Ana, CA · On-site +1
Responses/Rebuttals of due diligence exceptions in support of the Post-Closing Department; * Assist ... Compliance Analyst II provides subject matter support to management and staff with respect to these ...
Compliance Analyst II
Santa Ana, CA · On-site +1
Responses/Rebuttals of due diligence exceptions in support of the Post-Closing Department; * Assist ... Compliance Analyst II provides subject matter support to management and staff with respect to these ...
Graduate Assistant Location: San Bernardino - San Bernardino Campus Categories: Unit 11 - UAW ... Support the preparation of program-level reports and submissions to ensure timely compliance.
Graduate Assistant Location: San Bernardino - San Bernardino Campus Categories: Unit 11 - UAW ... Support the preparation of program-level reports and submissions to ensure timely compliance.
Graduate Assistant Location: San Bernardino - San Bernardino Campus Categories: Unit 11 - UAW ... Support the preparation of program-level reports and submissions to ensure timely compliance.
Graduate Assistant Location: San Bernardino - San Bernardino Campus Categories: Unit 11 - UAW ... Support the preparation of program-level reports and submissions to ensure timely compliance.
Acts as Compliance liaison to assist with the facilitation of regulatory examinations by the NCUA, CFPB, and external audit firms. * Develops oral and written presentations to present to management ...
Acts as Compliance liaison to assist with the facilitation of regulatory examinations by the NCUA, CFPB, and external audit firms. * Develops oral and written presentations to present to management ...
Graduate Assistant Location: San Bernardino - San Bernardino Campus Categories: Unit 11 - UAW ... Support the preparation of program-level reports and submissions to ensure timely compliance.
Graduate Assistant Location: San Bernardino - San Bernardino Campus Categories: Unit 11 - UAW ... Support the preparation of program-level reports and submissions to ensure timely compliance.
Monitor trade compliance recordkeeping and assist with audits, procedure updates, and regulatory changes. Mentor and provide technical guidance to Trade Compliance Administrators and other team ...
Quick apply
Monitor trade compliance recordkeeping and assist with audits, procedure updates, and regulatory changes. Mentor and provide technical guidance to Trade Compliance Administrators and other team ...
Financial Analyst
Corona, CA · On-site
$70K - $90K/yr
Accounting, payroll & payables policy compliance * Assist strategic planning with market and industry data research * Special projects, as assigned. The ability to multi-task and flex when priorities ...
Quick apply
Financial Analyst
Corona, CA · On-site
$70K - $90K/yr
Accounting, payroll & payables policy compliance * Assist strategic planning with market and industry data research * Special projects, as assigned. The ability to multi-task and flex when priorities ...
... * Assist the Compliance Officer with other projects and tasks as needed. * Provide ongoing support ... for the Company by assisting with employee questions and concerns. Factors for Success: * Bachelor ...
... * Assist the Compliance Officer with other projects and tasks as needed. * Provide ongoing support ... for the Company by assisting with employee questions and concerns. Factors for Success: * Bachelor ...
Conduct routine monitoring activities to ensure compliance with regulatory and contractual requirements. * Assist with reports for presentation to the Executive Compliance Committee and the IEHP ...
Conduct routine monitoring activities to ensure compliance with regulatory and contractual requirements. * Assist with reports for presentation to the Executive Compliance Committee and the IEHP ...
Vendor Compliance Clerk
$21 - $25.50/hr
A Day in the Life The Vendor Compliance Clerk works with the Vendor Compliance Specialist to assist with ongoing compliance monitoring ensuring all policies and procedures for vendors are followed.
Vendor Compliance Clerk
$21 - $25.50/hr
A Day in the Life The Vendor Compliance Clerk works with the Vendor Compliance Specialist to assist with ongoing compliance monitoring ensuring all policies and procedures for vendors are followed.
Vendor Compliance Clerk
Riverside, CA · On-site
$21 - $25.50/hr
A Day in the Life The Vendor Compliance Clerk works with the Vendor Compliance Specialist to assist with ongoing compliance monitoring ensuring all policies and procedures for vendors are followed.
Vendor Compliance Clerk
Riverside, CA · On-site
$21 - $25.50/hr
A Day in the Life The Vendor Compliance Clerk works with the Vendor Compliance Specialist to assist with ongoing compliance monitoring ensuring all policies and procedures for vendors are followed.
Vendor Compliance Clerk
Jurupa Valley, CA · On-site
$21 - $25.50/hr
A Day in the Life The Vendor Compliance Clerk works with the Vendor Compliance Specialist to assist with ongoing compliance monitoring ensuring all policies and procedures for vendors are followed.
Vendor Compliance Clerk
Jurupa Valley, CA · On-site
$21 - $25.50/hr
A Day in the Life The Vendor Compliance Clerk works with the Vendor Compliance Specialist to assist with ongoing compliance monitoring ensuring all policies and procedures for vendors are followed.
Manager II, Compliance
Irvine, CA · On-site
... * Assist the Compliance Officer with other projects and tasks as needed. * Provide ongoing support ... for the Company by assisting with employee questions and concerns. Factors for Success: * Bachelor ...
Manager II, Compliance
Irvine, CA · On-site
... * Assist the Compliance Officer with other projects and tasks as needed. * Provide ongoing support ... for the Company by assisting with employee questions and concerns. Factors for Success: * Bachelor ...
Floating Assistant Community Manager- Minnesota
$20.50 - $24.75/hr
Travel throughout Minnesota will be required. 1. Community Operations: * Assist in the day-to-day operations of multiple properties, ensuring compliance with company policies and procedures.
Floating Assistant Community Manager- Minnesota
$20.50 - $24.75/hr
Travel throughout Minnesota will be required. 1. Community Operations: * Assist in the day-to-day operations of multiple properties, ensuring compliance with company policies and procedures.
Assistant Coach, Men's Soccer
Claremont, CA · On-site
$16.90/hr
Oversee soccer equipment * Assist with NCAA and SCIAC compliance * Assist with alumni and parent relations * Assist Head Coach and Assistant Coaches with other related work as needed ADDITIONAL ...
Assistant Coach, Men's Soccer
Claremont, CA · On-site
$16.90/hr
Oversee soccer equipment * Assist with NCAA and SCIAC compliance * Assist with alumni and parent relations * Assist Head Coach and Assistant Coaches with other related work as needed ADDITIONAL ...
Conduct routine monitoring activities to ensure compliance with regulatory and contractual requirements. * Assist with reports for presentation to the Executive Compliance Committee and the IEHP ...
Conduct routine monitoring activities to ensure compliance with regulatory and contractual requirements. * Assist with reports for presentation to the Executive Compliance Committee and the IEHP ...
Manager II, Compliance
Irvine, CA · On-site
... * Assist the Compliance Officer with other projects and tasks as needed. * Provide ongoing support ... for the Company by assisting with employee questions and concerns. Factors for Success: * Bachelor ...
Manager II, Compliance
Irvine, CA · On-site
... * Assist the Compliance Officer with other projects and tasks as needed. * Provide ongoing support ... for the Company by assisting with employee questions and concerns. Factors for Success: * Bachelor ...
Compliance Auditor II
Rancho Cucamonga, CA · On-site
$80K - $106K/yr
Conduct routine monitoring activities to ensure compliance with regulatory and contractual requirements. * Assist with reports for presentation to the Executive Compliance Committee and the IEHP ...
Compliance Auditor II
Rancho Cucamonga, CA · On-site
$80K - $106K/yr
Conduct routine monitoring activities to ensure compliance with regulatory and contractual requirements. * Assist with reports for presentation to the Executive Compliance Committee and the IEHP ...
Compliance Assistant information
See Riverside, CA salary details
$28.2K - $33.6K
8% of jobs
$37.4K is the 25th percentile. Wages below this are outliers.
$33.6K - $39K
23% of jobs
$39K - $44.4K
12% of jobs
The median wage is $46.2K / yr.
$44.4K - $49.8K
20% of jobs
$49.8K - $55.2K
11% of jobs
$56.2K is the 75th percentile. Wages above this are outliers.
$55.2K - $60.6K
7% of jobs
$60.6K - $66K
5% of jobs
$66K - $71.4K
4% of jobs
$71.4K - $76.8K
3% of jobs
$76.8K - $82.2K
4% of jobs
$82.2K - $87.6K
2% of jobs
$28.2K
$51.6K
$87.6K
How much do compliance assistant jobs pay per year?
What are the key skills and qualifications needed to thrive as a compliance assistant, and why are they important?
What does a compliance assistant mean?
What is the difference between Compliance Assistant vs Compliance Coordinator?
| Aspect | Compliance Assistant | Compliance Coordinator |
|---|---|---|
| Certifications | Often requires basic certifications like Compliance Certification or related courses | Typically requires similar or advanced certifications, sometimes with additional experience |
| Work Environment | Administrative settings, supporting compliance teams in offices | More involved in coordinating compliance activities, often liaising with departments |
| Employer & Industry Usage | Used across industries like finance, healthcare, and manufacturing | Common in larger organizations with complex compliance needs |
Compliance Assistants support compliance teams by handling administrative tasks and documentation, while Compliance Coordinators take a more active role in organizing and overseeing compliance processes. Both roles require similar certifications and are found in various industries, but Coordinators typically have more responsibility in managing compliance activities.
What is a compliance assistant?
A compliance assistant performs a supporting role in identifying processes and programs in a business that require changes in order to maintain compliance with laws and industry regulations. In this role, your job duties include designing improvements for process compliance, identifying processes that are out of compliance, and implementing changes that will resolve any issues. The qualifications needed for a career as a compliance assistant include a bachelor’s degree in a field relevant to your industry. You also need strong organizational skills and a firm understanding of the regulatory requirements of your industry. While you can find these positions in many industries, you are most likely to work in a financial institution like a credit union.
What are some common challenges compliance assistants face when ensuring adherence to regulations, and how can they effectively address them?

Senior Lending Compliance Specialist (Senior Compliance Specialist)
Tustin, CA • On-site
Full-time
Re-posted 10 days ago
Job description
We're always looking for diverse, talented, service-oriented people to join our exceptional team.
Senior Lending Compliance Specialist (Senior Compliance Specialist)The pay range for this position is listed below. Our pay ranges are built to allow for candidates with various levels of skill and experience to be considered, as well as for room for growth and tenure achieved in a role over time. Typical new hire salary offers fall within the minimum to midpoint of a pay range for many candidates. Any offer extended to a candidate will be based upon their unique set of knowledge, skills, education, and experience as well as internal equity.
Pay Range:
$42.41 - $63.62Scheduled Weekly Hours:
40This position is not responsible for BSA compliance.
- Subject Matter Expert in legal, regulatory, fiduciary, and compliance requirements relative to lending or operational specific areas of the organization.
- Monitors and interprets legal, regulatory and policy changes affecting specific areas of the credit union and evaluates the potential impact those requirements may have by reviewing policies and procedures, investigating documents, understanding loan origination and loan servicing system functionality, and loan records as they relate to compliance activities (if applicable).
- Develops detailed and comprehensive analyses of proposed and final regulations and newly enacted state and federal laws to senior management.
- Develops and distributes summaries of relevant litigation and state and federal enforcement actions to senior management, and evaluates the potential impact the action may have on the credit union's products, policies, or processes.
- Authors and submits comment letters expressing concerns with or in support of proposed regulations to regulatory agencies, including the NCUA and CFPB, on behalf of credit union senior management.
- Analyzes operating procedures and processes for compliance with legal and regulatory requirements and provides recommendations and guidance to ensure corrective action is taken for identified compliance issues.
- Assists with the management of the compliance monitoring and testing calendar, and ensures compliance reviews are conducted in accordance with established regulatory and legal interpretations, standards, and practices.
- Ensures that Standard Operating Procedures (SOPs) for specific processes are compliant with applicable state laws and federal laws and regulations, as well as secondary market requirements for mortgage loans sold to Government Sponsored Enterprises (if applicable).
- Drafts, reviews and approves lending-related loan agreements, forms, disclosures and letters for compliance with legal and regulatory requirements in advance of implementation or use.
- Provides review and approval of marketing materials, advertisements and all Member communications for compliance with legal and regulatory requirements in advance of publication or distribution.
- Conducts legal and regulatory research proactively, and in response to compliance issues or questions of a highly complex nature received from credit union management, team members, and government agencies. Acts as a resource for questions regarding legal and regulatory issues, and in the development of new products and services.
- Works directly with management to identify compliance objectives and determine which processes are key in meeting those objectives. Performs in-depth analysis of legal and regulatory requirements and identifies gaps. Authority to determine which situations are reportable and which can be addressed within business unit without escalation to senior management.
- Develops recommendations for changes to processes and systems that will minimize compliance risk, improve performance and productivity and ensure that specific areas of the credit union comply with all relevant laws, regulations, and standards.
- Acts as Compliance liaison to assist with the facilitation of regulatory examinations by the NCUA, CFPB, and external audit firms.
- Develops oral and written presentations to present to management after disseminating legal and regulatory analyses; expresses opinions, discusses complex legal and regulatory requirements in a layman's manner, and provides recommendations and guidance to ensure compliance with applicable legal and regulatory requirements both during the implementation of new requirements and with existing requirements.
- Assists with the training of and acts as a resource for technical guidance to all Compliance and Quality Assurance team members.
- Conducts presentations and training to credit union staff and leads group meetings.
- Maintains contact with external legal counsel regarding legal and regulatory compliance questions pertaining to programs and products.
- Completes short- and long-term projects as assigned by management.
- Provides support with periodic reporting to senior management.
- Performs other duties as assigned
- Complies with regulatory compliance and assigned training requirements including but not limited to BSA regulations corresponding to their specific job duties. Failure to do so may result in disciplinary and other employment related actions
- High School Diploma or GED required
- Bachelor's Degree or equivalent years of experience required
- 5-7 years compliance experience within financial industry required
- Lexis-Nexis experience preferred
- America's Credit Unions Certified Credit Union Compliance Officer (CUCO) or American Bankers Association Certified Regulatory Compliance Manager (CRCM) certification preferred.
- Expert knowledge of federal and state consumer protection and regulatory compliance requirements.
- Proficient with Microsoft Office, including Word, Excel, and Power Point
- Strong analytical skills
- Strong communication skills, including advanced-level writing, and ability to present complex materials
- Strong legal research ability using the internet and available resources
SchoolsFirst Federal Credit Union is committed to fostering, cultivating, and preserving a culture of diversity and inclusion. SchoolsFirst FCU is an equal opportunity employer and prohibits discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities and prohibits discrimination against all individuals based on their race, color, religion, sex, national origin, age, sexual orientation, gender identity or expression, political affiliation, or genetic information.
This organization participates in E-Verify.