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Compliance Advisor Jobs (NOW HIRING)

Old National Bank

Compliance Advisor, Sr

Chicago, IL · On-site

$90K - $121K/yr

This individual is responsible for pro-actively advising on all applicable federal and state regulatory compliance matters pertaining to the Wealth Division of the Bank; ensuring the Corporate ...

SAP

The following are the key tasks required of this role: 1. Serve as an advisor to key customer stakeholders in Australia and New Zealand on security, privacy, and compliance topics, establishing trust ...

Bread Financial

Compliance Advisor - Privacy

Columbus, OH · On-site

$112K - $221K/yr

Independently champion compliance programs and areas of focus. Is an internal stakeholder in advising business partners on risk assessments, projects, and regulatory change management. - (30%) * Has ...

Bread Financial

Compliance Advisor - Privacy

Columbus, OH · On-site +1

$112K - $221K/yr

Independently champion compliance programs and areas of focus. Is an internal stakeholder in advising business partners on risk assessments, projects, and regulatory change management. - (30%) * Has ...

Bread Financial

Compliance Advisor - Privacy

Frisco, TX · On-site +1

$112K - $221K/yr

Independently champion compliance programs and areas of focus. Is an internal stakeholder in advising business partners on risk assessments, projects, and regulatory change management. - (30%) * Has ...

ExxonMobil

Global Trade Compliance Advisor

Spring, TX · On-site

CSSEC is staffed with Trade Compliance Advisors located in Houston, Hungary, and Bangkok. These Advisors leverage their expertise to: * Advise global business lines and centralized organizations on ...

Stefanini Group

HR Compliance Advisor

Newark, NJ · On-site

$15/hr

HR Compliance Advisor Number of Openings: 1 Location: 80 Park Plaza, Newark NJ 07102 (Hybrid: 2 days/week in office) Hybrid. 2 days/week in office at 80 Park Plaza, Newark NJ | Thursdays and one day ...

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Compliance Advisor information

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$75K

$95.7K

$128K

How much do compliance advisor jobs pay per year?

As of Jul 15, 2026, the average yearly pay for compliance advisor in the United States is $95,687.00, according to ZipRecruiter salary data. Most workers in this role earn between $81,500.00 and $110,500.00 per year, depending on experience, location, and employer.

What does a compliance advisor do?

A compliance advisor ensures that organizations adhere to legal regulations, industry standards, and internal policies. They review procedures, conduct audits, and provide guidance to mitigate risks, often requiring knowledge of relevant laws and certifications such as compliance or risk management credentials.

What is the difference between Compliance Advisor vs Compliance Officer?

AspectCompliance AdvisorCompliance Officer
CredentialsCertifications like CCEP, CAMS, or ISO auditorSimilar certifications, often including CCEP or compliance-specific training
Work EnvironmentAdvises clients or internal teams, often in consulting or corporate settingsMonitors and enforces compliance within organizations, typically in corporate or regulatory environments
Employer & IndustryConsulting firms, financial institutions, healthcare, and corporate sectorsBanks, government agencies, healthcare providers, and corporations

Both roles focus on ensuring adherence to laws and regulations, but Compliance Advisors typically provide guidance and strategic advice, while Compliance Officers implement and monitor compliance programs within organizations.

What are Compliance Advisors?

Compliance Advisors are professionals who help organizations adhere to legal, regulatory, and policy requirements relevant to their industry. They assess company practices, identify potential compliance risks, and recommend solutions to ensure all operations meet necessary standards. Compliance Advisors often provide training, conduct audits, and act as a bridge between regulatory bodies and the company, helping to avoid legal issues and maintain ethical standards.

Will compliance be replaced by AI?

Compliance advisors use their expertise to interpret regulations, assess risks, and ensure organizations follow legal standards. AI tools can assist by automating routine tasks and analyzing large data sets, but human judgment remains essential for complex decision-making and ethical considerations in compliance roles.

What jobs pay $500,000 a year in the US?

High-paying roles for compliance advisors or similar professionals typically include executive-level positions such as Chief Compliance Officer or Chief Risk Officer, especially in large corporations or financial institutions. These roles often require extensive experience, advanced certifications, and leadership responsibilities, with salaries reaching or exceeding $500,000 annually including bonuses and incentives.

What are the key skills and qualifications needed to thrive as a Compliance Advisor, and why are they important?

To thrive as a Compliance Advisor, you need a strong understanding of regulatory frameworks, risk management principles, and typically a degree in law, finance, or a related field. Familiarity with compliance management systems, regulatory databases, and certifications such as Certified Compliance & Ethics Professional (CCEP) are often expected. Exceptional attention to detail, analytical thinking, and effective communication skills help build trust and ensure adherence to complex regulations. These competencies are crucial for minimizing legal risk, maintaining organizational integrity, and fostering a culture of compliance.

What Is a Compliance Advisor?

A compliance advisor specializes in compliance law. As a compliance advisor, your job duties are to provide legal advice to financial institutions, guide the company through the regulatory process, and ensure that their accounting and budgeting records meet all federal and state standards. Qualifications for this career include several years of similar compliance experience, preferably in a management role. In addition to a law degree, you should have a bachelor’s degree in accounting or finance, a firm understanding of government accounting and compliance practices, and strong written and verbal communication skills. Possessing a keen eye for detail and organizational skills is also crucial for this career.

What are some typical challenges a Compliance Advisor faces when working with cross-functional teams?

Compliance Advisors often collaborate with departments such as legal, operations, and finance to interpret and implement regulations. A common challenge is ensuring that all team members understand and adhere to complex compliance requirements, which may differ across regions or business units. Balancing regulatory demands with business objectives can require careful communication and negotiation. Strong relationship-building skills and a proactive approach to ongoing education help Compliance Advisors effectively support teams while minimizing risks.

What is the highest paying job in compliance?

The highest paying roles in compliance are often senior positions such as Chief Compliance Officer or Compliance Director, which can earn six-figure salaries. These roles typically require extensive experience, advanced certifications like Certified Compliance & Ethics Professional (CCEP), and leadership skills in managing regulatory risk across organizations.
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Compliance Advisor jobs near you
Senior Compliance Advisor

Senior Compliance Advisor

Fidelity Investments

Smithfield, RI • On-site

Full-time

Posted 16 days ago

Fidelity Investments rating

8.7

Company rating: 8.7 out of 10

Based on 266 frontline employees who took The Breakroom Quiz

17th of 148 rated financial services

Job description


Senior Compliance Advisor
Note: Fidelity will not provide immigration sponsorship for this position.
The Role
As a Senior Compliance Advisor for the Product Communications and Marketing Compliance team (PCMC), you will be part of a highly collaborative team that primarily supports the Marketing, Product and Distribution, Custody and Clearing and Platform teams within FI, and may partner with other business units such as Asset Management Compliance, Enterprise Compliance, Wealth & Brokerage and others on a range of cross-firm initiatives, campaigns and projects . You will also be responsible for monitoring the regulatory environment, advising and providing guidance to internal partners, and developing disclosures, policies, and procedures, as needed to help ensure compliance with applicable rules and regulations. The Senior Compliance Advisors take on growing levels of responsibility as they develop their familiarity with the range of supported business lines, advancing to full engagement in marketing campaigns, social media engagement and product launches while collaborating with Compliance professionals, Legal, Product and Enterprise Compliance.
The Expertise and Skills You Bring
  • Bachelor's degree.
  • Minimum 5+ years of proven experience in financial services.
  • Knowledge of FINRA 2210, SEC and related IA Marketing rules, NFA/CFTC and MSRB rules & regulation as needed.
  • An understanding of Fidelity's intermediary and/or institutional distribution channels and/or products.
  • Experience reviewing marketing and other types of communications for broker/dealer firms and/or investment adviser firms preferred.
  • Series 7 (preferred but not required).
  • Ability to work in a fast-paced environment, balancing immediate deadlines with longer-term projects, and prioritizing as appropriate.
  • Exceptional analytical skills and the curiosity and ability to learn new and complex concepts.
  • Experience with Excel and PowerPoint.
  • Superior written and oral communication skills and an ability to engage, establish relationships and influence partners across the organization at all levels.

The Team
Senior Compliance Advisors in the PCMC team, within FI Compliance, assist the FI business and Asset Management teams in maintaining compliance with regulatory standards pertaining to communications with the public, sales training, and related subjects.
Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.
Certifications:
Category:
Compliance
Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

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