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Brokerage Operations Manager Jobs in Nebraska (NOW HIRING)

Manage and develop a team responsible for investment operations functions, including coaching ... Bachelor's Degree or equivalent experience is required. * 4-7 years of experience with a Broker ...

Fraud Analyst

La Vista, NE · Hybrid

$65K - $75K/yr

Knowledge of retail brokerage operations, advisory accounts, and investment products including ... Experience with fraud monitoring, case management, or transaction surveillance systems. * Knowledge ...

Fraud Analyst

La Vista, NE · Hybrid

$65K - $75K/yr

Knowledge of retail brokerage operations, advisory accounts, and investment products including ... Experience with fraud monitoring, case management, or transaction surveillance systems. * Knowledge ...

Mission Operations Engineer

NE

$65K - $89K/yr

... in data brokerage applications and data governance. This position will be co-located with the ... Develop and manage data governance policy * Coordinate and participate in Technical Exchange ...

Financial Services, Investment Advisory, Billing, Accounting, Customer Service, Advisor Support, Client Support, Operations Support, Account Management, Broker-Dealer, Financial Advisor, Support ...

Financial Services, Investment Advisory, Billing, Accounting, Customer Service, Advisor Support, Client Support, Operations Support, Account Management, Broker-Dealer, Financial Advisor, Support ...

Financial Services, Investment Advisory, Billing, Accounting, Customer Service, Advisor Support, Client Support, Operations Support, Account Management, Broker-Dealer, Financial Advisor, Support ...

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Showing results 1-20

Brokerage Operations Manager information

See Nebraska salary details

$29.6K

$60.5K

$113K

How much do brokerage operations manager jobs pay per year?

As of Aug 25, 2026, the average yearly pay for brokerage operations manager in Nebraska is $60,502.00, according to ZipRecruiter salary data. Most workers in this role earn between $39,100.00 and $73,900.00 per year, depending on experience, location, and employer.

What is a brokerage operations manager?

Brokerage Operations Managers are professionals responsible for overseeing the daily operations of a brokerage firm, ensuring that all transactions and processes run smoothly and comply with industry regulations. Their duties typically include supervising staff, managing trade settlements, monitoring compliance, and implementing operational procedures to increase efficiency. They play a crucial role in risk management, customer service, and maintaining strong relationships with clients, regulators, and other financial institutions.

What are some typical challenges a brokerage operations manager faces in ensuring smooth transaction processing?

A Brokerage Operations Manager often encounters challenges related to managing high transaction volumes, ensuring regulatory compliance, and maintaining data accuracy. Coordinating among different departments—such as compliance, trading, and client services—requires strong communication skills and the ability to resolve issues promptly. Additionally, adapting to rapidly changing financial regulations and implementing new technologies to streamline operations are key aspects of the role. Successfully navigating these challenges helps maintain client trust and operational efficiency.

What are the key skills and qualifications needed to thrive as a brokerage operations manager, and why are they important?

To thrive as a Brokerage Operations Manager, you need strong knowledge of financial markets, operations management, and regulatory compliance, often supported by a degree in finance, business, or a related field. Familiarity with trading platforms, clearing and settlement systems, and certifications such as FINRA Series 7 or 99 are typically required. Outstanding leadership, problem-solving, and communication skills enable effective team management and cross-departmental coordination. These competencies ensure smooth trade execution, regulatory adherence, and efficient workflow within the brokerage environment.

What is the difference between Brokerage Operations Manager vs Brokerage Associate?

AspectBrokerage Operations ManagerBrokerage Associate
CredentialsRelevant licenses (e.g., Series 7, 63), industry certificationsLikewise, licenses such as Series 7, 63, but typically less managerial experience
Work EnvironmentOversees operational processes, manages teams, ensures complianceSupports client transactions, processes trades, assists senior staff
Employer & Industry UsageUsed in brokerage firms, financial institutions, investment firmsCommonly employed in brokerage firms, financial services

The Brokerage Operations Manager focuses on overseeing daily operations, compliance, and team management within brokerage firms. In contrast, the Brokerage Associate primarily supports transaction processing and client service. Both roles require relevant licenses, but the manager role involves more leadership and oversight responsibilities.

What are popular job titles related to Brokerage Operations Manager jobs in Nebraska?

For Brokerage Operations Manager jobs in Nebraska, the most frequently searched job titles are:

What cities in Nebraska are hiring for Brokerage Operations Manager jobs?

Cities in Nebraska with the most Brokerage Operations Manager job openings:

Operations Processing Specialist

La Vista, NE • Hybrid

TRC Talent Solutions
Business Management Consulting • 201 - 500 employees

Full-time

Posted 20 days ago


Job description

TRC Talent Solutions has partnered with a leading wealth management firm to hire an Operations Processing Specialist in La Vista, NE. This is a direct-hire opportunity with one of the largest and fastest-growing wealth management organizations in the U.S., offering a strong culture, competitive benefits, and long-term growth.

  • Hybrid Schedule: 4 days onsite, 1 day remote.

  • Hours of Operation: 7:30 AM 7:30 PM (8-hour shifts).

  • Location: La Vista, NE

Role Overview

The Wealth Management Client Services Specialist supports independent financial advisors and internal teams by processing client account documentation and service requests. This role is integral to advisor transitions, account onboarding, account maintenance, and day-to-day brokerage operations in a fast-paced environment.

Key Responsibilities

  • Prepare and process account opening, maintenance, rep change, and transition paperwork

  • Support independent financial advisors with high-quality client service

  • Review and follow up on brokerage and non-brokerage account requests

  • Serve as a subject matter resource within brokerage operations

  • Coordinate with clearing firms and update workflow systems

  • Answer inbound/outbound calls and document activity accurately

  • Cross-train and provide backup support during high-volume periods

Qualifications

  • 23 years of related experience; financial services experience preferred

  • Proficiency with Microsoft Office (Excel, Word, Outlook, Teams)

  • Ability to learn brokerage systems (NetX360, Wealthscape, Salesforce, FEI, eQuipt)

  • Strong attention to detail, organization, and time management skills

  • Bachelors degree preferred; high school diploma or GED required

  • Preferred: FINRA SIE and/or Series 7, broker-dealer experience, Smartsheet or Envestnet exposure.

Company Description:

TRC Talent Solutions is proud to be an Equal Opportunity Employer (EOE). All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, age, national origin, protected veteran status, disability status, sexual orientation, gender identity or expression, marital status, genetic information, or any other characteristic protected by law. At TRC, we take pride in fulfilling our opportunity to add value to our client's business as their staffing partner, while working tirelessly to connect thousands of individuals each year with work opportunities where they can meet the needs of their families and have the potential to build their careers.