Head of Compliance
New York, NY · On-site
$137K - $184K/yr
We were founded in 2023 by the youngest macro market-maker at Barclays and a trading systems ... onboarding (KYC/AML where applicable), and communications. Conduct internal reviews and ...
Head of Compliance
New York, NY · On-site
$137K - $184K/yr
We were founded in 2023 by the youngest macro market-maker at Barclays and a trading systems ... onboarding (KYC/AML where applicable), and communications. Conduct internal reviews and ...
Head of Compliance
New York, NY · On-site +1
$137K - $184K/yr
We were founded in 2023 by the youngest macro market-maker at Barclays and a trading systems ... onboarding (KYC/AML where applicable), and communications. Conduct internal reviews and ...
Head of Compliance
New York, NY · On-site +1
$137K - $184K/yr
We were founded in 2023 by the youngest macro market-maker at Barclays and a trading systems ... onboarding (KYC/AML where applicable), and communications. Conduct internal reviews and ...
Barclays Kyc information
What is the difference between Barclays Kyc vs Barclays Compliance Analyst?
| Aspect | Barclays Kyc | Barclays Compliance Analyst |
|---|---|---|
| Required Credentials | AML/KYC certifications, relevant finance or compliance degrees | Compliance certifications (e.g., CCEP), finance or law degrees |
| Work Environment | Banking, financial services, client onboarding | Regulatory environment, risk assessment, policy review |
| Employer & Industry Usage | Used within banking for client verification | Used across financial institutions for compliance monitoring |
| Comparison Search Intent | Understanding KYC processes at Barclays | Understanding compliance roles at Barclays |
While both roles operate within the financial industry and require compliance-related credentials, Barclays Kyc focuses specifically on client verification and onboarding processes. In contrast, Barclays Compliance Analyst has a broader scope, including regulatory adherence, risk management, and policy implementation. Both positions are essential for maintaining Barclays' regulatory standards but differ in their specific responsibilities and focus areas.
What are the key skills and qualifications needed to thrive as a Barclays KYC Analyst, and why are they important?
To thrive as a Barclays KYC Analyst, you need strong analytical skills, attention to detail, and a solid understanding of regulatory requirements, often backed by a degree in finance, business, or a related field. Familiarity with KYC/AML compliance software, databases, and workflow systems is typically required, and certifications such as CAMS can be advantageous. Outstanding communication, problem-solving abilities, and integrity help analysts handle sensitive information and collaborate effectively with internal teams. These skills and qualities ensure the accurate identification and mitigation of financial crime risks, supporting regulatory compliance and the bank's reputation.
What does a Barclays KYC analyst do?
A Barclays KYC (Know Your Customer) analyst is responsible for verifying the identity of clients and ensuring they comply with legal and regulatory requirements to prevent financial crimes such as money laundering and fraud. They review customer documentation, perform risk assessments, and maintain accurate records. The role involves liaising with internal teams and clients to gather necessary information and resolve any compliance issues. KYC analysts play a crucial part in safeguarding the bank's integrity and reputation by ensuring all client accounts meet strict regulatory standards.
What are some typical challenges faced by a Barclays KYC analyst, and how can they be managed effectively?
Barclays KYC (Know Your Customer) analysts often encounter challenges such as handling high volumes of client documentation, keeping up with evolving regulatory requirements, and managing tight deadlines for onboarding or periodic reviews. Effective time management, strong attention to detail, and proactive communication with internal teams and clients are crucial for success. Utilizing internal training resources and staying updated on compliance policies can also help analysts navigate complex cases and maintain accuracy in their work.
More about Barclays Kyc jobs
What states have the most Barclays Kyc jobs? States with the most job openings for Barclays Kyc jobs include:
What job categories do people searching Barclays Kyc jobs look for? The top searched job categories for Barclays Kyc jobs are:
$137K - $184K/yr
Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Re-posted 15 days ago
Job description
Overview
About Pillar
Pillar is building the next-generation commodity risk management stack for the $10T physical economy. We combine real-time market data with AI-powered exposure modeling and automated trade generation to arm operators with precise protection from volatility. From instant execution to continuous monitoring, alerts, and recommendations, Pillar turns complex market risk into a fully managed, always-on hedging engine.
We were founded in 2023 by the youngest macro market-maker at Barclays and a trading systems engineer at Coinbase, and have raised over $20M in capital from Andreessen Horowitz (a16z), Crucible Capital, Neo, DST Global and more.
The Role
As a registered Commodity Trading Advisor (CTA) with the CFTC and member of the NFA, compliance is foundational to everything Pillar does. We are looking for a Head of Compliance to build, operate, and scale Pillar's global compliance function.
This is not a maintenance role. You will own Pillar's regulatory posture end-to-end: keeping the business fully compliant in the U.S., designing frameworks for new jurisdictions as we expand globally, and serving as a strategic partner to the executive team on product, structure, and market entry. You will sit at the intersection of regulation, product, and strategy, with a direct line to leadership and a mandate to build the compliance function from the ground up.
What You'll Do
What We're Looking For
Nice to Have
Benefits
#LI-DNP
- Role: Head of Compliance
- Location: New York, NY (5 days/week in-office)
- Base Salary: $175,000-$250,000
- Equity: Competitive Initial Equity Package + refreshers
- Experience: 7-12+ Years
About Pillar
Pillar is building the next-generation commodity risk management stack for the $10T physical economy. We combine real-time market data with AI-powered exposure modeling and automated trade generation to arm operators with precise protection from volatility. From instant execution to continuous monitoring, alerts, and recommendations, Pillar turns complex market risk into a fully managed, always-on hedging engine.
We were founded in 2023 by the youngest macro market-maker at Barclays and a trading systems engineer at Coinbase, and have raised over $20M in capital from Andreessen Horowitz (a16z), Crucible Capital, Neo, DST Global and more.
The Role
As a registered Commodity Trading Advisor (CTA) with the CFTC and member of the NFA, compliance is foundational to everything Pillar does. We are looking for a Head of Compliance to build, operate, and scale Pillar's global compliance function.
This is not a maintenance role. You will own Pillar's regulatory posture end-to-end: keeping the business fully compliant in the U.S., designing frameworks for new jurisdictions as we expand globally, and serving as a strategic partner to the executive team on product, structure, and market entry. You will sit at the intersection of regulation, product, and strategy, with a direct line to leadership and a mandate to build the compliance function from the ground up.
What You'll Do
- U.S. Regulatory Compliance: Own and maintain Pillar's compliance as a registered CTA, including all CFTC and NFA obligations across disclosure, recordkeeping, reporting, marketing, and supervisory procedures. Manage audits, examinations, and regulatory inquiries. Maintain and continuously improve the firm's compliance manual, policies, and procedures.
- Global Regulatory Strategy: Research and interpret regulatory requirements across key international markets including India, Australia, Singapore, UAE, and the UK. Design jurisdiction-specific compliance frameworks and advise on optimal regulatory structures for entity setup, cross-border activity, and licensing strategy. Build a repeatable playbook for global expansion.
- Compliance Infrastructure: Build and implement scalable monitoring and surveillance systems, trade and communications oversight, and internal controls. Develop processes that integrate compliance into product and operations from the start, not as an afterthought. Establish and track KPIs for compliance health and risk exposure.
- Policy Design and Enforcement: Draft, implement, and enforce firm-wide policies across trading and hedging activities, client onboarding (KYC/AML where applicable), and communications. Conduct internal reviews and investigations as needed. Train employees on compliance obligations and serve as the escalation point for all compliance-related issues.
- Strategic Advisory: Advise the executive team on the regulatory implications of new products (derivatives, synthetic markets, credit and margin offerings), new geographies, and partnerships with brokers, exchanges, and financial institutions. Help structure Pillar to operate efficiently within swap dealer thresholds, CTA exemptions, and cross-border rules.
What We're Looking For
- 7+ years of experience in compliance, legal, or regulatory roles within commodity trading firms, hedge funds, CTAs, asset managers, FCMs, brokers, or derivatives platforms
- Deep expertise in CFTC and NFA regulations and strong understanding of derivatives markets including futures, options, and OTC swaps
- Experience navigating cross-border regulatory frameworks and designing compliance programs for multiple jurisdictions
- Proven ability to build compliance programs from scratch, not just maintain existing ones
- Ability to balance rigorous risk management with business velocity in a fast-moving, early-stage environment
- Clear and direct communicator: able to translate complex regulatory requirements into practical guidance for product, engineering, and GTM teams
Nice to Have
- Experience with global regulators including FCA, MAS, ESMA, SEBI, or DFSA
- Familiarity with crypto, digital assets, or synthetic markets
- Prior experience at a high-growth startup or scaling fintech
- Legal background (JD) or relevant certifications such as Series 3 or Series 34
Benefits
- Competitive Salary & Equity
- 401(k) Program
- Health, Dental, Vision and Life Insurance
- Unlimited PTO and Flexible Hours
- Paid lunch, coffee, snacks (and dinner if you're staying late)
- Monthly Gym Stipend
- Regular Team Off-Sites
#LI-DNP