Duties include, but not limited to: * Assist the CCO and perform daily compliance duties like FINCEN reports, MIS Alerts, activity letters, account approval, incoming and outgoing fund transfers ...
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Duties include, but not limited to: * Assist the CCO and perform daily compliance duties like FINCEN reports, MIS Alerts, activity letters, account approval, incoming and outgoing fund transfers ...
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... FinCEN) program offices. The Technical Writer Level I support includes: revise or write ... assist in writing speeches, articles, and public or employee relations releases, and material ...
... FinCEN) program offices. The Technical Writer Level I support includes: revise or write ... assist in writing speeches, articles, and public or employee relations releases, and material ...
... FinCEN) program offices In additional to the Legal Assistant Level III duties, the Legal Assistant Level IV requires formal training in legal research and methods, and a Bachelor's degree or ...
... FinCEN) program offices In additional to the Legal Assistant Level III duties, the Legal Assistant Level IV requires formal training in legal research and methods, and a Bachelor's degree or ...
... FinCEN) program offices The ProSidian Consulting Engagement Team Member shall provide technical ... assist in writing speeches, articles, and public or employee relations releases, and material ...
... FinCEN) program offices The ProSidian Consulting Engagement Team Member shall provide technical ... assist in writing speeches, articles, and public or employee relations releases, and material ...
... FinCEN) program offices In addition to the Legal Assistant Level IV duties, the Legal Assistant Level V duties include: rely on experience and judgment to plan and accomplish goals; and report to a ...
... FinCEN) program offices In addition to the Legal Assistant Level IV duties, the Legal Assistant Level V duties include: rely on experience and judgment to plan and accomplish goals; and report to a ...
This contract is in support of FinCEN's work to combat financial crimes, including terrorist ... a court of law. * Assist with Cryptocurrency analysis, Blockchain analytics, Open Internet ...
This contract is in support of FinCEN's work to combat financial crimes, including terrorist ... a court of law. * Assist with Cryptocurrency analysis, Blockchain analytics, Open Internet ...
Head of Compliance
Washington, DC · On-site
S. money service business registered with FinCEN and multiple state regulators, as well as FINTRAC ... Advise and assist the local Board to deliver on required management/governance structure, systems ...
Head of Compliance
Washington, DC · On-site
S. money service business registered with FinCEN and multiple state regulators, as well as FINTRAC ... Advise and assist the local Board to deliver on required management/governance structure, systems ...
... FinCEN) program offices. In addition to the Legal Assistant Level II duties, the Legal Assistant Level III leads others, and requires formal training in legal research and methods, and a Bachelor ...
... FinCEN) program offices. In addition to the Legal Assistant Level II duties, the Legal Assistant Level III leads others, and requires formal training in legal research and methods, and a Bachelor ...
BSA/AML Compliance Analyst
Alexandria, VA · On-site
Filing CTRs in a timely manner via the Bank's AML monitoring system and the FinCEN e-filing ... Act as a support to BSA/AML Compliance Manager to assist with daily monitoring, assessment, and ...
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BSA/AML Compliance Analyst
Alexandria, VA · On-site
Filing CTRs in a timely manner via the Bank's AML monitoring system and the FinCEN e-filing ... Act as a support to BSA/AML Compliance Manager to assist with daily monitoring, assessment, and ...
BSA/AML Compliance Analyst
Moorefield, WV · On-site
Filing CTRs in a timely manner via the Bank's AML monitoring system and the FinCEN e-filing ... Act as a support to BSA/AML Compliance Manager to assist with daily monitoring, assessment, and ...
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BSA/AML Compliance Analyst
Moorefield, WV · On-site
Filing CTRs in a timely manner via the Bank's AML monitoring system and the FinCEN e-filing ... Act as a support to BSA/AML Compliance Manager to assist with daily monitoring, assessment, and ...
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Senior BSA/AML Investigator
$125K - $150K/yr
... documentation. * Assist with KYC and onboarding matters as required. * Conduct Enhanced Due ... Maintain expertise in evolving BSA/AML/OFAC regulations, FinCEN guidance, and payment industry ...
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Senior BSA/AML Investigator
$125K - $150K/yr
... documentation. * Assist with KYC and onboarding matters as required. * Conduct Enhanced Due ... Maintain expertise in evolving BSA/AML/OFAC regulations, FinCEN guidance, and payment industry ...
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Associate, FCC Solutions
Manhattan, NY · Hybrid
$15.50 - $20/hr
... FinCEN CDD Rule, USA PATRIOT Act, 5AMLD, OFAC, FATF, AMLA, and others). * Draft gap analyses, risk ... * Assist with oversight across active client engagements, coordinating with account managers and ...
Associate, FCC Solutions
Manhattan, NY · Hybrid
$15.50 - $20/hr
... FinCEN CDD Rule, USA PATRIOT Act, 5AMLD, OFAC, FATF, AMLA, and others). * Draft gap analyses, risk ... * Assist with oversight across active client engagements, coordinating with account managers and ...
... Assist with developing and delivering internal compliance training ✔ Lead customer onboarding ... FinCEN notices and ensure appropriate follow-up Qualifications ✔ 3-5 years of experience in a ...
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... Assist with developing and delivering internal compliance training ✔ Lead customer onboarding ... FinCEN notices and ensure appropriate follow-up Qualifications ✔ 3-5 years of experience in a ...
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Software Engineer II
Las Vegas, NV · On-site
Software Engineer II Job Duties: * Assist in development and maintenance of RESTful APIs while ... Maintain automated FinCEN e-filing pipelines, including overseeing scheduled batch jobs ...
Software Engineer II
Las Vegas, NV · On-site
Software Engineer II Job Duties: * Assist in development and maintenance of RESTful APIs while ... Maintain automated FinCEN e-filing pipelines, including overseeing scheduled batch jobs ...
Loan Assistant
$33K - $41K/yr
The assistant will support the Loan Officers" specific phases of loan processing which includes the ... FinCEN). No director, officer, employee, or agent who reports a suspicious transaction under the ...
Loan Assistant
$33K - $41K/yr
The assistant will support the Loan Officers" specific phases of loan processing which includes the ... FinCEN). No director, officer, employee, or agent who reports a suspicious transaction under the ...
Senior BSA Analyst
Los Angeles, CA · On-site
$85K - $95K/yr
... Assist with work management and training duties. Performance other relevant reporting ... Reviews and investigates any potential matches to the FinCen 314a list. * Researches or recommends ...
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Senior BSA Analyst
Los Angeles, CA · On-site
$85K - $95K/yr
... Assist with work management and training duties. Performance other relevant reporting ... Reviews and investigates any potential matches to the FinCen 314a list. * Researches or recommends ...
New
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Senior BSA Analyst
$85K - $95K/yr
... Assist with work management and training duties. Performance other relevant reporting ... Reviews and investigates any potential matches to the FinCen 314a list. * Researches or recommends ...
New
Senior BSA Analyst
$85K - $95K/yr
... Assist with work management and training duties. Performance other relevant reporting ... Reviews and investigates any potential matches to the FinCen 314a list. * Researches or recommends ...
New
Cyber Forensic Analyst II
Vienna, VA · On-site
This contract is in support of FinCEN's work to combat financial crimes, including terrorist ... a court of law. * Assist with Cryptocurrency analysis, Blockchain analytics, Open Internet ...
Cyber Forensic Analyst II
Vienna, VA · On-site
This contract is in support of FinCEN's work to combat financial crimes, including terrorist ... a court of law. * Assist with Cryptocurrency analysis, Blockchain analytics, Open Internet ...
Associate, FCC Solutions
Manhattan, NY · On-site
$15.50 - $20/hr
... FinCEN CDD Rule, USA PATRIOT Act, 5AMLD, OFAC, FATF, AMLA, and others). * Draft gap analyses, risk ... * Assist with oversight across active client engagements, coordinating with account managers and ...
Associate, FCC Solutions
Manhattan, NY · On-site
$15.50 - $20/hr
... FinCEN CDD Rule, USA PATRIOT Act, 5AMLD, OFAC, FATF, AMLA, and others). * Draft gap analyses, risk ... * Assist with oversight across active client engagements, coordinating with account managers and ...
BSA/AML Case Analyst
Bethpage, NY · Remote
$31.93 - $38.32/hr
... * Assist in processing 314(a) and 314(b) information-sharing requests in accordance with FinCEN guidelines, including validating request legitimacy and documenting all shared information. * Provide ...
BSA/AML Case Analyst
Bethpage, NY · Remote
$31.93 - $38.32/hr
... * Assist in processing 314(a) and 314(b) information-sharing requests in accordance with FinCEN guidelines, including validating request legitimacy and documenting all shared information. * Provide ...
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Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Posted 8 days ago
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Job description
ViewTrade Securities is currently looking for a licensed Compliance Associate for our Boca Raton, FL office.
We are seeking full time candidates with 5+ years of experience in the brokerage industry with a Series 24 License.
Must possess strong professional communication skills; with the ability to develop positive working relationships and provide excellent customer support for both our national and international clients. Must be team oriented and work well under pressure, capable of working with multiple systems, must have high attention to detail, the ability to process work accurately and meet deadlines, ability to work independently and think critically exercising good judgment, excellent problem resolution, organizational, and follow-up skills are a must, and the ability to embrace change and work in a fast-paced environment. In our firm compliance and operations work together as one, therefore knowledge on the operations side is preferred.
Duties include, but not limited to:
- Assist the CCO and perform daily compliance duties like FINCEN reports, MIS Alerts, activity letters, account approval, incoming and outgoing fund transfers, incoming ACAT review, DTC, DRS, DWAC transfers.
- Register/deregister new/old employees in the CRD and FINRA systems and process all related documentation.
- Keeping track and assisting in the annual compliance meetings if needed.
- Help collecting documentation and data for regulator’s requests.
- Assist clients and different departments with questions.
- Help and participate in projects when needed with the operations team.
- Help with reviewing daily compliance reports if needed.
- Perform other duties as assigned or required.
At ViewTrade you will have a competitive salary, excellent benefit packages which include Health, Dental, Vision, Life Insurance and 401K Plan with employer match and paid time off.