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Vice President Regulatory Intelligence Jobs (NOW HIRING)

Moomoo

VP, Regulatory Finance

Jersey City, NJ · On-site

VP, Regulatory Reporting Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable ...

Lumanity

Vice President, Regulatory Strategy

Responsibilities / Position overview The Vice President, Regulatory Strategy is a senior enterprise leader who combines deep regulatory technical expertise with proven consulting and biopharma ...

Lumanity

Vice President, Regulatory Strategy

Responsibilities / Position overview The Vice President, Regulatory Strategy is a senior enterprise leader who combines deep regulatory technical expertise with proven consulting and biopharma ...

moomoo

VP, Regulatory Finance

Jersey City, NJ · On-site

The VP, Regulatory Reporting will oversee the firm's regulatory financial reporting framework, support financial operations across affiliated U.S. entities, maintain strong internal controls, and ...

Moomoo Inc.

VP, Regulatory Finance

Jersey City, NJ · On-site

$200 - $250/hr

The VP, Regulatory Reporting will oversee the firm's regulatory financial reporting framework, support financial operations across affiliated U.S. entities, maintain strong internal controls, and ...

moomoo

VP, Regulatory Finance

Jersey City, NJ · On-site

The VP, Regulatory Reporting will oversee the firm's regulatory financial reporting framework, support financial operations across affiliated U.S. entities, maintain strong internal controls, and ...

moomoo

VP, Regulatory Finance

Jersey City, NJ · On-site

$200 - $250/hr

The VP, Regulatory Reporting will oversee the firm's regulatory financial reporting framework, support financial operations across affiliated U.S. entities, maintain strong internal controls, and ...

moomoo

VP, Regulatory Finance

Dallas, TX · On-site

The VP, Regulatory Reporting will oversee the firm's regulatory financial reporting framework, support financial operations across affiliated U.S. entities, maintain strong internal controls, and ...

moomoo

VP, Regulatory Finance

Jersey City, NJ · On-site

The VP, Regulatory Reporting will oversee the firm's regulatory financial reporting framework, support financial operations across affiliated U.S. entities, maintain strong internal controls, and ...

moomoo

VP, Regulatory Finance

Dallas, TX · On-site

The VP, Regulatory Reporting will oversee the firm's regulatory financial reporting framework, support financial operations across affiliated U.S. entities, maintain strong internal controls, and ...

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Vice President Regulatory Intelligence information

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$42.5K

$142.1K

$254.5K

How much do vice president regulatory intelligence jobs pay per year?

As of Sep 8, 2026, the average yearly pay for vice president regulatory intelligence in the United States is $142,106.00, according to ZipRecruiter salary data. Most workers in this role earn between $104,500.00 and $163,000.00 per year, depending on experience, location, and employer.

What cities are hiring for Vice President Regulatory Intelligence jobs?

Cities with the most Vice President Regulatory Intelligence job openings:

What are the most commonly searched types of Regulatory Intelligence jobs?

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Vice President Regulatory Intelligence jobs near you
Infographic showing various Vice President Regulatory Intelligence job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 88% Full Time, 8% Part Time, and 3% Contract. Highlights an 86% Physical, 3% Hybrid, and 11% Remote job distribution, with an average salary of $142,106 per year, or $68.3 per hour.

VP, Regulatory Finance

Moomoo

Jersey City, NJ • On-site

Other

This job post has expired today. Applications are no longer accepted.

Job description

VP, Regulatory Reporting

Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).

Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.

Here's a closer look at our key entities:

  • Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.
  • Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.
  • Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.

For deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation.

The VP, Regulatory Reporting is responsible for ensuring compliance with SEC, FINRA, CFTC, NFA, NMLS and state requirement, and applicable financial responsibility rules, including net capital, customer daily reserve computation, daily segregation/secured/swaps computation, FOCUS filings to FINRA and NFA, MSB Call Reporting and regulatory reporting requirements.

The VP, Regulatory Reporting will oversee the firm's regulatory financial reporting framework, support financial operations across affiliated U.S. entities, maintain strong internal controls, and serve as a key partner during regulatory examinations and financial audits. This individual plays a critical role in safeguarding the firm's regulatory standing, financial integrity, and operational resilience.

Office Location: Jersey City, NJ/Dallas, TX

This role must be based on the office locations specified in the job description, in line with our in-office work philosophy. Remote work is not available for this position. For more details about our in-office approach and expectations, please reach out to the recruiter.

What You'll Do

  • Maintain responsibility for broker-dealer and FCM financial regulatory compliance.
  • Prepare, review, and file all required regulatory filings, including:
    • FOCUS Reports for both SEC/FINRA and CFTC/NFA
    • Customer Daily Reserve Computations (Rule 15c3-3)
    • Net Capital Computations (Rule 15c3-1) to be in compliance with SEC and CFTC rules
    • SSOI, OBS, SIPC, and related regulatory filings
    • MSB Call Reporting on NMLS and certain state filings
  • Monitor daily net capital to ensure ongoing compliance with regulatory thresholds.
  • State Money Transmission License application and renewal
  • Support regulatory examinations and serve as a key contact for FINRA, SEC, CFTC, NFA and external auditors.
  • Support month-end, quarter-end, and year-end close processes for multiple affiliated entities. Ensure reporting accuracy, completeness, and audit readiness across financial and regulatory reporting functions.
  • Assist with the enhancement and maintenance of accounting, regulatory, and ICOC/internal control frameworks.
  • Organize and coordinate all financial audits, including annual audits, state audit and regulatory financial examinations.
  • Partner cross-functionally with Finance, Compliance, Operations, and Technology teams on process improvements and systems implementations.
  • Assist in developing scalable reporting and operational processes to support business growth and regulatory compliance.
  • Prepare standard and ad hoc financial and operational reporting for management and regulators.
  • Maintain and updates procedures and controls, including WSP, RCM, desk-top procedures.
  • Perform additional duties and special projects as assigned.
  • Manage and train teams as needed.

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