Transaction Processing Associate Jobs in Utah (NOW HIRING)

Job Duties: Associate, Trade Processing with FolioFinancial, Inc. inSalt Lake City, Utah. Analyze regulatory reports as required by ensuring that all trades and account activities comply with current regulations and reporting standards. Process various financial transactions, including wire transfers, securities transactions, and fund transfers, ensuring accuracy and compliance with FINRA and IRS regulations. Reconcile client account transactions with firm ledger and records including performing detailed data analysis and comparison. Audit financial transactions and work with internal teams for regulatory reporting and/or external auditors as required. Address and process client requests received and ensuring timely resolution and accurate documentation in accordance with internal protocols. Streamlining processes, risk reduction and improving operational processes and procedures, contributing to increased efficiency by working with internal teams to ensure seamless coordination and communication.

Job Requirements:Master’s degree (U.S. or foreign equivalent) in Finance, Business Analytics, Economics, or related field and one (1) year of experience in the job offered or in a related role OR Bachelor’s degree (U.S. or foreign equivalent) in Finance, Business Analytics, Economics, or related field and three (3) years of experience in the job offered or in a related role. Prior experience must include one (1) year of experience (with a Master’s degree) OR three (3) years of experience (with a Bachelor’s degree) with: working with the operational flow of a wide variety of investment products from pre-trade to post settlement along with trade booking reviews; manipulating system parameters with BDM (Business Decision Modeling); utilizing operations tools and technologies specifically developed for financial services firm operations; working with financial regulation and compliance, including working with clients to solve assets/ portfolio transfers related situations without a clearly defined process or procedure; identifying process flaws and proposing solutions to maximize efficiency; analyzing large data sets of 10,000+ lines and synthesizing them into key themes; and analyzing data and configuring operational metrics through self-service tooling, such as Alteryx, Tableau, SQL, Data Warehousing, Defensive Design Methods and Robotic process automation.

• We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.

• We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.

• We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees’ priorities.

• We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.

• To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).

• We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.