ZipRecruiter

Log In

1

Sipc Jobs (NOW HIRING)

T3 Trading Group LLC

Equity Trader Position

Wilton, CT · On-site

T3 Trading Group, LLC ( www.t3trading.com ) is a Registered SEC Broker-Dealer & Member of FINRA/SIPC. We are recruiting hardworking, entrepreneurial entry level-traders for remote positions in our ...

next page

Showing results 1-20

All JobsSipc Jobs

Sipc information

See salary details

$13

$21

$36

How much do sipc jobs pay per hour?

As of Jul 21, 2026, the average hourly pay for sipc in the United States is $22.00, according to ZipRecruiter salary data. Most workers in this role earn between $17.79 and $24.04 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Securities Industry Professional (SIPC), and why are they important?

To excel as a Securities Industry Professional, you need a strong understanding of financial markets, regulatory compliance, and investment products, often supported by a relevant degree and FINRA licenses (such as Series 7 or 63). Familiarity with trading platforms, risk management systems, and regulatory reporting tools is typically required. Exceptional analytical thinking, attention to detail, and strong interpersonal communication are vital soft skills in this field. These competencies ensure accurate transactions, regulatory adherence, and effective client service in a complex and fast-moving industry.

What is a SIPC job?

A SIPC job typically refers to a position related to the Securities Investor Protection Corporation (SIPC), which protects investors if a brokerage firm fails. Jobs at SIPC may involve legal, financial, compliance, or administrative roles focused on ensuring investor protection and overseeing brokerage liquidations. Employees may work on securities regulations, customer claims, or financial analysis. Roles often require knowledge of securities laws, finance, and regulatory compliance.

What is SIPC and what does it do?

The Securities Investor Protection Corporation (SIPC) is a nonprofit organization in the United States that protects customers if their brokerage firm fails financially. SIPC covers most types of securities, such as stocks and bonds, up to $500,000, including a $250,000 limit for cash claims. SIPC does not protect against market losses or bad investment advice, but it helps return customers' assets if a brokerage firm goes bankrupt or assets are missing due to fraud or theft.

What are the typical responsibilities of a SIPC (Securities Investor Protection Corporation) compliance officer in a financial firm?

A SIPC compliance officer in a financial firm is primarily responsible for ensuring the firm's adherence to SIPC regulations, maintaining accurate records of clients' securities, and assisting in audits or reviews relating to investor protection. They regularly monitor account activities to detect discrepancies, coordinate with legal and regulatory teams, and update internal policies to reflect changes in SIPC requirements. Collaboration with operations, risk, and client service departments is common, as the role often involves educating staff about compliance standards and helping resolve client concerns related to SIPC coverage.

What is the difference between Sipc vs Securities Analyst?

AspectSipcSecurities Analyst
Required CredentialsTypically no specific certifications requiredOften requires securities licenses (e.g., Series 7, Series 63)
Work EnvironmentFinancial firms, brokerage firms, compliance departmentsInvestment firms, banks, financial advisory companies
Industry UsageUsed in regulatory and compliance contextsUsed in investment analysis and research
Common Search/ComparisonOften compared for regulatory rolesCompared for financial analysis roles

The comparison between Sipc and Securities Analyst highlights that Sipc primarily relates to regulatory and compliance functions within financial firms, whereas Securities Analysts focus on investment research and analysis. While Sipc does not require specific licenses, Securities Analysts often need securities licenses and relevant financial certifications. Understanding these differences helps job seekers and employers clarify roles within the financial industry.

More about Sipc jobs
What cities are hiring for Sipc jobs? Cities with the most Sipc job openings:
What states have the most Sipc jobs? States with the most job openings for Sipc jobs include:
What job categories do people searching Sipc jobs look for? The top searched job categories for Sipc jobs are:
Sipc jobs near you
Infographic showing various Sipc job openings in the United States as of July 2026, with employment types broken down into 98% Full Time, 1% Part Time, and 1% Contract. Highlights an 95% Physical, 2% Hybrid, and 3% Remote job distribution, with an average salary of $45,757 per year, or $22 per hour.
Wealth Management Advisor - PA, Philadelphia (2571)

Wealth Management Advisor - PA, Philadelphia (2571)

Equitable Advisors

Philadelphia, PA • On-site

Full-time

Re-posted 6 days ago

Equitable rating

8.2

Company rating: 8.2 out of 10

Based on 22 frontline employees who took The Breakroom Quiz

Job description

A culture of growth with a firm that supports
You've built a successful practice and now you're considering a move. Perhaps you're looking for more. At Equitable Advisors, we'd like to get to know and understand you - and help you discover what greater fulfillment you can find - for your clients and for yourself.
We're here to help you grow your business, be your strategic resource and provide you with the tools, products and platform to deliver an outstanding client experience. Together, we help you achieve your goals through:
  • Our open-architecture platform for client solutions
  • Our broker/dealer powered by one of the world's largest broker/dealers LPL*
  • Our elite benefits and wealth-building programs
  • Our competitive payouts
  • Our operation and compliance infrastructure support

*LPL Financial, member FINRA, SIPC, is the clearing broker-dealer for Equitable Advisors, LLC and they are not affiliated.
Qualifications
We know that making a move is a big decision. So we offer support and financial packages designed to make your transition into Equitable Advisors as smooth as possible.
At a glance*
  • More than 2.8 million clients
  • More than $220 billion assets under management
  • More than 4,300 financial professionals
  • More than 190 Elite Advisor Group firms
  • 80 branch offices

* Source: https://equitable.com/careers-at-equitable/equitable-advisors
Securities offered through Equitable Advisors, LLC (NY, NY (212) 314-4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC. Equitable Advisors is an equal opportunity employer M/F/D/V GE-7002701.1 (09/24) (Exp.09/26)

What Equitable employees say

Pay

Benefits

Hours and flexibility

Workplace

Get the full story on Breakroom

Equitable logo

About Equitable

Sourced by ZipRecruiter

At Equitable, we're a team of over ten thousand strong; committed to helping our clients secure their financial well-being so that they can pursue long and fulfilling lives. We turn challenges into opportunities by thinking, working, and leading differently - where everyone is a leader. We encourage every employee to leverage their unique talents to become a force for good at Equitable and in their local communities. We are continuously investing in our people by offering growth, internal mobility, comprehensive compensation and benefits to support overall well-being, flexibility, and a culture of collaboration and teamwork. We are looking for talented, dedicated, purposeful people who want to make an impact. Join Equitable and pursue a career with purpose.

Industry

Finance and insurance

Company size

5,001 - 10,000 Employees

Headquarters location

New York, NY, US

Year founded

1859

View All Equitable Jobs

Apply