Master's/University degree Required licenses Active Series 7 & Series 66 (combo of 63 and 65 ... AML and other compliance norms are strictly adhered to Appropriately assess risk when business ...
Master's/University degree Required licenses Active Series 7 & Series 66 (combo of 63 and 65 ... AML and other compliance norms are strictly adhered to Appropriately assess risk when business ...
Financial Crimes Manager
Chicago, IL · On-site
Qualifications * 7+ years of progressive experience in BSA/AML, fraud, or financial crimes ... FINRA registrations (SIE, Series 7, and/or Series 24), or willingness to obtain. * Experience ...
Financial Crimes Manager
Chicago, IL · On-site
Qualifications * 7+ years of progressive experience in BSA/AML, fraud, or financial crimes ... FINRA registrations (SIE, Series 7, and/or Series 24), or willingness to obtain. * Experience ...
Financial Crimes Manager
Chicago, IL · On-site
Qualifications * 7+ years of progressive experience in BSA/AML, fraud, or financial crimes ... FINRA registrations (SIE, Series 7, and/or Series 24), or willingness to obtain. * Experience ...
Financial Crimes Manager
Chicago, IL · On-site
Qualifications * 7+ years of progressive experience in BSA/AML, fraud, or financial crimes ... FINRA registrations (SIE, Series 7, and/or Series 24), or willingness to obtain. * Experience ...
Financial Crimes Manager
Chicago, IL · On-site
Qualifications * 7+ years of progressive experience in BSA/AML, fraud, or financial crimes ... FINRA registrations (SIE, Series 7, and/or Series 24), or willingness to obtain. * Experience ...
Financial Crimes Manager
Chicago, IL · On-site
Qualifications * 7+ years of progressive experience in BSA/AML, fraud, or financial crimes ... FINRA registrations (SIE, Series 7, and/or Series 24), or willingness to obtain. * Experience ...
Complete clients AML/KYC annual questionnaires * Branch and department audits * Assist with ... Series 7, 63 and 57. Requirements for additional qualifications may be necessary based on ...
Quick apply
Complete clients AML/KYC annual questionnaires * Branch and department audits * Assist with ... Series 7, 63 and 57. Requirements for additional qualifications may be necessary based on ...
Compliance Analyst
Richmond, VA · On-site
The Compliance Analyst will primarily work with the Firm's AML Officer and Compliance Manager of ... SIE, Series 7, and Series 66 Licensed or must obtain within 1 year from date of hire * Series 24 ...
Compliance Analyst
Richmond, VA · On-site
The Compliance Analyst will primarily work with the Firm's AML Officer and Compliance Manager of ... SIE, Series 7, and Series 66 Licensed or must obtain within 1 year from date of hire * Series 24 ...
Wealth Service Associate
O Fallon, MO · On-site
$64K - $90K/yr
... Series 7 & 63 required). * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. * Ensures that KYC/AML and other compliance norms are strictly adhered to.
Wealth Service Associate
O Fallon, MO · On-site
$64K - $90K/yr
... Series 7 & 63 required). * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. * Ensures that KYC/AML and other compliance norms are strictly adhered to.
Registered Wealth Investment Services Associate
Jacksonville, FL · On-site
$62K - $87K/yr
... Series 7 & 63 required). Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. Ensures that KYC/AML and other compliance norms are strictly adhered to. Builds a ...
Registered Wealth Investment Services Associate
Jacksonville, FL · On-site
$62K - $87K/yr
... Series 7 & 63 required). Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. Ensures that KYC/AML and other compliance norms are strictly adhered to. Builds a ...
Registered Wealth Investment Services Associate
Jacksonville, FL · On-site
$62K - $87K/yr
... Series 7 & 63 required). * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. * Ensures that KYC/AML and other compliance norms are strictly adhered to.
Registered Wealth Investment Services Associate
Jacksonville, FL · On-site
$62K - $87K/yr
... Series 7 & 63 required). * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. * Ensures that KYC/AML and other compliance norms are strictly adhered to.
Registered Wealth Investment Services Associate
Jacksonville, FL · On-site
$62K - $87K/yr
... Series 7 & 63 required). * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. * Ensures that KYC/AML and other compliance norms are strictly adhered to.
Registered Wealth Investment Services Associate
Jacksonville, FL · On-site
$62K - $87K/yr
... Series 7 & 63 required). * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. * Ensures that KYC/AML and other compliance norms are strictly adhered to.
Registered Beneficiary Services Representative
Jacksonville, FL · On-site
$64K - $90K/yr
... Series 7 & 63 required) * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy * Ensures that KYC/AML and other compliance norms are strictly adhered to
Registered Beneficiary Services Representative
Jacksonville, FL · On-site
$64K - $90K/yr
... Series 7 & 63 required) * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy * Ensures that KYC/AML and other compliance norms are strictly adhered to
Registered Wealth Investment Services Associate
O Fallon, MO · On-site
$62K - $87K/yr
... Series 7 & 63 required). Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. Ensures that KYC/AML and other compliance norms are strictly adhered to. Builds a ...
Registered Wealth Investment Services Associate
O Fallon, MO · On-site
$62K - $87K/yr
... Series 7 & 63 required). Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. Ensures that KYC/AML and other compliance norms are strictly adhered to. Builds a ...
Wealth Service Associate
O Fallon, MO · On-site
$64K - $90K/yr
... Series 7 & 63 required). Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. Ensures that KYC/AML and other compliance norms are strictly adhered to. Builds a ...
Wealth Service Associate
O Fallon, MO · On-site
$64K - $90K/yr
... Series 7 & 63 required). Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. Ensures that KYC/AML and other compliance norms are strictly adhered to. Builds a ...
Registered Beneficiary Services Representative
Saint Charles, MO · On-site
$64K - $90K/yr
... Series 7 & 63 required) * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy * Ensures that KYC/AML and other compliance norms are strictly adhered to
Registered Beneficiary Services Representative
Saint Charles, MO · On-site
$64K - $90K/yr
... Series 7 & 63 required) * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy * Ensures that KYC/AML and other compliance norms are strictly adhered to
Wealth Service Associate
Saint Charles, MO · On-site
$64K - $90K/yr
... Series 7 & 63 required). * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. * Ensures that KYC/AML and other compliance norms are strictly adhered to.
Wealth Service Associate
Saint Charles, MO · On-site
$64K - $90K/yr
... Series 7 & 63 required). * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. * Ensures that KYC/AML and other compliance norms are strictly adhered to.
Wealth Service Associate
O Fallon, MO · On-site
$64K - $90K/yr
... Series 7 & 63 required). * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. * Ensures that KYC/AML and other compliance norms are strictly adhered to.
Wealth Service Associate
O Fallon, MO · On-site
$64K - $90K/yr
... Series 7 & 63 required). * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. * Ensures that KYC/AML and other compliance norms are strictly adhered to.
Registered Beneficiary Services Representative
O Fallon, MO · On-site
$64K - $90K/yr
... Series 7 & 63 required) * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy * Ensures that KYC/AML and other compliance norms are strictly adhered to
Registered Beneficiary Services Representative
O Fallon, MO · On-site
$64K - $90K/yr
... Series 7 & 63 required) * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy * Ensures that KYC/AML and other compliance norms are strictly adhered to
Registered Wealth Service Associate - O'Fallon MO, Jacksonville FL, or San Antonio TX.
Jacksonville, FL · On-site
$62K - $87K/yr
... Series 7 & 63 required). * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. * Ensures that KYC/AML and other compliance norms are strictly adhered to.
Registered Wealth Service Associate - O'Fallon MO, Jacksonville FL, or San Antonio TX.
Jacksonville, FL · On-site
$62K - $87K/yr
... Series 7 & 63 required). * Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. * Ensures that KYC/AML and other compliance norms are strictly adhered to.
Compliance Analyst
Richmond, VA · On-site
The Compliance Analyst will primarily work with the Firm's AML Officer and Compliance Manager of ... SIE, Series 7, and Series 66 Licensed or must obtain within 1 year from date of hire * Series 24 ...
Compliance Analyst
Richmond, VA · On-site
The Compliance Analyst will primarily work with the Firm's AML Officer and Compliance Manager of ... SIE, Series 7, and Series 66 Licensed or must obtain within 1 year from date of hire * Series 24 ...
Fractional- Chief Compliance Officer
Manhattan, NY · On-site
$95 - $110/hr
... 7, Series 24 or 14, and Series 57; Series 4 is a plus. * Familiarity with compliance-related analytical work and supporting tools, including Excel, AML, and BSA concepts, is beneficial.
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Fractional- Chief Compliance Officer
Manhattan, NY · On-site
$95 - $110/hr
... 7, Series 24 or 14, and Series 57; Series 4 is a plus. * Familiarity with compliance-related analytical work and supporting tools, including Excel, AML, and BSA concepts, is beneficial.
Series Seven Aml information
See salary details
$38.46 - $42.88
12% of jobs
$42.88 - $47.29
6% of jobs
$48.64 is the 25th percentile. Wages below this are outliers.
$47.29 - $51.70
23% of jobs
The median wage is $55.12 / hr.
$51.70 - $56.12
12% of jobs
$56.12 - $60.53
8% of jobs
$60.53 - $64.95
14% of jobs
$65.03 is the 75th percentile. Wages above this are outliers.
$64.95 - $69.36
15% of jobs
$69.36 - $73.78
4% of jobs
$73.78 - $78.19
0% of jobs
$78.19 - $82.60
0% of jobs
$82.60 - $87.02
6% of jobs
$38
$58
$87
How much do series seven aml jobs pay per hour?
As of Sep 2, 2026, the average hourly pay for series seven aml in the United States is $58.83, according to ZipRecruiter salary data. Most workers in this role earn between $48.80 and $67.07 per hour, depending on experience, location, and employer.
What is the difference between Series Seven Aml vs Series Six?
| Aspect | Series Seven Aml | Series Six |
|---|---|---|
| Required Certifications | Series Seven, AML certification | Series Six, AML certification |
| Work Environment | Broker-dealer firms, securities firms | Investment advisory firms, broker-dealers |
| Industry Usage | Financial services, securities trading | Financial services, investment products |
| Common Search/Comparison | Series Seven Aml vs Series Six |
Series Seven Aml and Series Six are both essential certifications in the financial industry, often required for professionals involved in securities trading and investment advisory roles. While Series Seven focuses on a broad range of securities transactions, Series Six is more specialized in mutual funds and variable annuities. Both roles require AML compliance knowledge, but their primary functions and work environments differ slightly. Understanding these distinctions helps professionals choose the right certification path for their career goals.
What jobs can you get with your Series Seven AML?
A Series Seven AML certification qualifies individuals for roles such as securities broker, financial advisor, or compliance analyst, primarily in the financial services industry. These roles involve client interaction, trading, and ensuring adherence to anti-money laundering regulations, often requiring knowledge of financial regulations and use of compliance tools.
More about Series Seven Aml jobs
What cities are hiring for Series Seven Aml jobs?
Cities with the most Series Seven Aml job openings:
What states have the most Series Seven Aml jobs?
States with the most job openings for Series Seven Aml jobs include:
What job categories do people searching Series Seven Aml jobs look for?
The top searched job categories for Series Seven Aml jobs are:
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Job description
Job Title
Job Description Required Education: Bachelor's/University degree Preferred Education: Master's/University degree Required licenses Active Series 7 & Series 66 (combo of 63 and 65) licenses Securities Industry Essentials – SIE - Active Series 7 & Series 66 (combo of 63 and 65) licenses (required) THEY CANNOT HAVE A LAPSE OF TWO YEARS FROM PREVIOUSLY WORKING AT A FINANCIAL INSTITUATION THAT HELD THEIR LICENSE…AS THIS WOULD CAUSE THE LICENSE TO EXPIRE Required Experience and Skills Prior work experience in a related job that would provide a comprehensive understanding of activities, policies, procedures, and concepts of the work area Understanding of multiple products across business lines combined with exceptional networking and relationship building skills Excellent verbal and written communication skills. Ability to communicate at a professional level Capable of working independently within established procedures and make decisions without manager approval Able to perform multiple functions with a high degree of accuracy Ability to support a diverse array of products and services Preferred Experience and Skills Relevant experience in Customer Service with emphasis in investments or investment-related products preferred Basic understanding of investment and financial planning strategies preferred Knowledge of Microsoft Office (Excel, Outlook, and Word) preferred Responsibilities Fully accountable for servicing and supporting our investment and/or Banking clients Able to clearly articulate business value proposition, matching clients with the correct set of products and services Responsibly and professionally engage with clients to facilitate the transition of individuals whose needs are better aligned with digital solutions Confidently articulate the value proposition for our Private Client and digital programs available Directly responsible for providing timely responses to client service requests, received via telephone or email Provides exceptional support and issue resolution– all client issues will be owned end to end by the associate and will be treated with a closed loop process Ensures customer claims and complaints are handled in accordance with FINRA and firm policy Refer opportunities to segment partners where appropriate (including, but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer, Digital Wealth Solutions, etc.) Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure that KYC/AML and other compliance norms are strictly adhered to Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding our firm, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
**Only those lawfully authorized to work in the designated country associated with the position will be considered.**
**Please note that all Position start dates and duration are estimates and may be reduced or lengthened based upon a client's business needs and requirements.**