Client Services Associate (Active SIE, Series 7 & Series 66 Required) Join a leading global ... Ensure compliance with KYC, AML, FINRA, and regulatory requirements. * Build strong client ...
Client Services Associate (Active SIE, Series 7 & Series 66 Required) Join a leading global ... Ensure compliance with KYC, AML, FINRA, and regulatory requirements. * Build strong client ...
AML Analyst
Austin, TX · On-site
As an AML Analyst, you will proactively interact with various departments within Kestra and third ... Series 7 required * Series 24 required (or obtained within 90 days of employment) Internal ...
AML Analyst
Austin, TX · On-site
As an AML Analyst, you will proactively interact with various departments within Kestra and third ... Series 7 required * Series 24 required (or obtained within 90 days of employment) Internal ...
Client Onboarding Specialist (Series 7)
Boston, MA · Hybrid
$85K - $120K/yr
In addition, this role will collaborate with and provide backup to the AML/KYC team and will seek ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...
Client Onboarding Specialist (Series 7)
Boston, MA · Hybrid
$85K - $120K/yr
In addition, this role will collaborate with and provide backup to the AML/KYC team and will seek ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...
Client Onboarding Specialist (Series 7)
Boston, MA · Hybrid
$85K - $120K/yr
In addition, this role will collaborate with and provide backup to the AML/KYC team and will seek ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...
Client Onboarding Specialist (Series 7)
Boston, MA · Hybrid
$85K - $120K/yr
In addition, this role will collaborate with and provide backup to the AML/KYC team and will seek ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...
Senior AML Analyst - Surveillance & Investigations
Minneapolis, MN · On-site
$70K - $130K/yr
As the Senior AML Analyst: Surveillance & Investigations you will support the US WM AML Compliance ... FINRA Series 7 * FINRA Series 66 (or 63/65) * Experience working and corresponding with auditors ...
Senior AML Analyst - Surveillance & Investigations
Minneapolis, MN · On-site
$70K - $130K/yr
As the Senior AML Analyst: Surveillance & Investigations you will support the US WM AML Compliance ... FINRA Series 7 * FINRA Series 66 (or 63/65) * Experience working and corresponding with auditors ...
Client Onboarding Specialist (Series 7)
Boston, MA · On-site
$18.50 - $24.50/hr
Respond to AML due diligence requests from brokers and custodians * Coordinate Markit system ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...
Client Onboarding Specialist (Series 7)
Boston, MA · On-site
$18.50 - $24.50/hr
Respond to AML due diligence requests from brokers and custodians * Coordinate Markit system ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...
Senior AML Analyst - Surveillance & Investigations
Minneapolis, MN · On-site
$70K - $130K/yr
As the Senior AML Analyst: Surveillance & Investigations you will support the US WM AML Compliance ... FINRA Series 7 * FINRA Series 66 (or 63/65) * Experience working and corresponding with auditors ...
Senior AML Analyst - Surveillance & Investigations
Minneapolis, MN · On-site
$70K - $130K/yr
As the Senior AML Analyst: Surveillance & Investigations you will support the US WM AML Compliance ... FINRA Series 7 * FINRA Series 66 (or 63/65) * Experience working and corresponding with auditors ...
AML Compliance Officer
New York, NY · On-site
$120K - $160K/yr
AML Compliance Officer Experience: 5+ Years Location: New York, NY (Hybrid) Reporting To: Chief ... SIE, Series 7 and 63 (within the first 6 months of joining) * ACAMS preferred * 5+ years related ...
AML Compliance Officer
New York, NY · On-site
$120K - $160K/yr
AML Compliance Officer Experience: 5+ Years Location: New York, NY (Hybrid) Reporting To: Chief ... SIE, Series 7 and 63 (within the first 6 months of joining) * ACAMS preferred * 5+ years related ...
Client Services Associate - Series 7 / 66
Jacksonville, FL · On-site
$60/hr
Adhere to all Regulatory and Compliance procedures, including strict KYC/AML requirements. Assess ... SIE, active Series 7, and Series 66 (or 63 and 65) required. No lapse of two or more years since ...
Client Services Associate - Series 7 / 66
Jacksonville, FL · On-site
$60/hr
Adhere to all Regulatory and Compliance procedures, including strict KYC/AML requirements. Assess ... SIE, active Series 7, and Series 66 (or 63 and 65) required. No lapse of two or more years since ...
AML Compliance Officer
Chicago, IL · On-site
$120K - $180K/yr
Conduct regular AML risk assessments to identify and mitigate potential AML/Sanctions risks ... Series 3, Series 4, Series 7, Series 24, and Series 63 * Preferred: CAMS certification Company ...
AML Compliance Officer
Chicago, IL · On-site
$120K - $180K/yr
Conduct regular AML risk assessments to identify and mitigate potential AML/Sanctions risks ... Series 3, Series 4, Series 7, Series 24, and Series 63 * Preferred: CAMS certification Company ...
AML Compliance Officer
Chicago, IL · On-site
$120K - $180K/yr
Conduct regular AML risk assessments to identify and mitigate potential AML/Sanctions risks ... Series 3, Series 4, Series 7, Series 24, and Series 63 * Preferred: CAMS certification Company ...
AML Compliance Officer
Chicago, IL · On-site
$120K - $180K/yr
Conduct regular AML risk assessments to identify and mitigate potential AML/Sanctions risks ... Series 3, Series 4, Series 7, Series 24, and Series 63 * Preferred: CAMS certification Company ...
AML Compliance Officer
$120K - $180K/yr
Conduct regular AML risk assessments to identify and mitigate potential AML/Sanctions risks ... Series 3, Series 4, Series 7, Series 24, and Series 63 * Preferred: CAMS certification Company ...
AML Compliance Officer
$120K - $180K/yr
Conduct regular AML risk assessments to identify and mitigate potential AML/Sanctions risks ... Series 3, Series 4, Series 7, Series 24, and Series 63 * Preferred: CAMS certification Company ...
AML Compliance Officer
$120K - $180K/yr
Conduct regular AML risk assessments to identify and mitigate potential AML/Sanctions risks ... Series 3, Series 4, Series 7, Series 24, and Series 63 * Preferred: CAMS certification Company ...
AML Compliance Officer
$120K - $180K/yr
Conduct regular AML risk assessments to identify and mitigate potential AML/Sanctions risks ... Series 3, Series 4, Series 7, Series 24, and Series 63 * Preferred: CAMS certification Company ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Carolina, RI · Remote
$97K - $150K/yr
CAMS certification, Series 7 and/or Series 24 license Skill(s): AML/CFT regulatory knowledge, Quality Control methodologies, knowledge of and experience with SEC, FINRA, BSA regulations ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Carolina, RI · Remote
$97K - $150K/yr
CAMS certification, Series 7 and/or Series 24 license Skill(s): AML/CFT regulatory knowledge, Quality Control methodologies, knowledge of and experience with SEC, FINRA, BSA regulations ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Carolina, RI · Remote
$97K - $150K/yr
CAMS certification, Series 7 and/or Series 24 license Skill(s): AML/CFT regulatory knowledge, Quality Control methodologies, knowledge of and experience with SEC, FINRA, BSA regulations ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Carolina, RI · Remote
$97K - $150K/yr
CAMS certification, Series 7 and/or Series 24 license Skill(s): AML/CFT regulatory knowledge, Quality Control methodologies, knowledge of and experience with SEC, FINRA, BSA regulations ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Raleigh, NC · Remote
$97K - $150K/yr
CAMS certification, Series 7 and/or Series 24 license Skill(s): AML/CFT regulatory knowledge, Quality Control methodologies, knowledge of and experience with SEC, FINRA, BSA regulations ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Raleigh, NC · Remote
$97K - $150K/yr
CAMS certification, Series 7 and/or Series 24 license Skill(s): AML/CFT regulatory knowledge, Quality Control methodologies, knowledge of and experience with SEC, FINRA, BSA regulations ...
... FINRA Series 7 required ✔ Strong understanding of FINRA/SEC rules and AML regulatory requirements ✔ Excellent analytical, documentation, and problem-solving skills ✔ Ability to work ...
Quick apply
... FINRA Series 7 required ✔ Strong understanding of FINRA/SEC rules and AML regulatory requirements ✔ Excellent analytical, documentation, and problem-solving skills ✔ Ability to work ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Raleigh, NC · Remote
$97K - $150K/yr
CAMS certification, Series 7 and/or Series 24 license Skill(s): AML/CFT regulatory knowledge, Quality Control methodologies, knowledge of and experience with SEC, FINRA, BSA regulations ...
AML/CFT Compliance Officer - (Quality Control, Investigations, Broker/Dealer) - Remote
Raleigh, NC · Remote
$97K - $150K/yr
CAMS certification, Series 7 and/or Series 24 license Skill(s): AML/CFT regulatory knowledge, Quality Control methodologies, knowledge of and experience with SEC, FINRA, BSA regulations ...
AML Investigator II
Aventura, FL · On-site
Review and analyze internal AML reports, draw conclusions and make recommendations regarding the ... FINRA Series 7,24, and/or 66 preferred. * ACAMS certification preferred.
AML Investigator II
Aventura, FL · On-site
Review and analyze internal AML reports, draw conclusions and make recommendations regarding the ... FINRA Series 7,24, and/or 66 preferred. * ACAMS certification preferred.
FINRA Series 7 license active at time of hire * CAMS certification active at time of hire * Series 24 license active or ability to obtain within 4 months of hire * In-depth knowledge of BSA/AML ...
Quick apply
FINRA Series 7 license active at time of hire * CAMS certification active at time of hire * Series 24 license active or ability to obtain within 4 months of hire * In-depth knowledge of BSA/AML ...
Series Seven Aml information
See salary details
$38.46 - $42.88
12% of jobs
$42.88 - $47.29
6% of jobs
$48.64 is the 25th percentile. Wages below this are outliers.
$47.29 - $51.70
23% of jobs
The median wage is $55.12 / hr.
$51.70 - $56.12
12% of jobs
$56.12 - $60.53
8% of jobs
$60.53 - $64.95
14% of jobs
$65.03 is the 75th percentile. Wages above this are outliers.
$64.95 - $69.36
15% of jobs
$69.36 - $73.78
4% of jobs
$73.78 - $78.19
0% of jobs
$78.19 - $82.60
0% of jobs
$82.60 - $87.02
6% of jobs
$38
$58
$87
How much do series seven aml jobs pay per hour?
What is the difference between Series Seven Aml vs Series Six?
| Aspect | Series Seven Aml | Series Six |
|---|---|---|
| Required Certifications | Series Seven, AML certification | Series Six, AML certification |
| Work Environment | Broker-dealer firms, securities firms | Investment advisory firms, broker-dealers |
| Industry Usage | Financial services, securities trading | Financial services, investment products |
| Common Search/Comparison | Series Seven Aml vs Series Six |
Series Seven Aml and Series Six are both essential certifications in the financial industry, often required for professionals involved in securities trading and investment advisory roles. While Series Seven focuses on a broad range of securities transactions, Series Six is more specialized in mutual funds and variable annuities. Both roles require AML compliance knowledge, but their primary functions and work environments differ slightly. Understanding these distinctions helps professionals choose the right certification path for their career goals.
What jobs can you get with your Series Seven AML?

Other
Posted 14 days ago
Job description
Join a leading global financial institution through a premier consulting firm.
We're seeking a licensed Client Services Associate to support investment and banking clients while delivering an exceptional client experience.
Responsibilities
- Deliver outstanding client support via phone and email.
- Resolve client inquiries from start to finish.
- Guide clients to appropriate banking and investment solutions.
- Ensure compliance with KYC, AML, FINRA, and regulatory requirements.
- Build strong client relationships while maintaining the highest standards of service and compliance.
- Bachelor's degree.
- 0-2 years of customer service experience (financial services or investments preferred).
- Strong communication and problem-solving skills.
- Proficiency in MS Office.
- Active Securities Industry Essentials (SIE), Series 7, and Series 66 (or Series 63 & 65) licenses are REQUIRED.
Apply today if you're a FINRA-licensed professional looking to grow your career with a leading financial services organization.
Dexian stands at the forefront of Talent + Technology solutions with a presence spanning more than 70 locations worldwide and a team exceeding 10,000 professionals. As one of the largest technology and professional staffing companies and one of the largest minority-owned staffing companies in the United States, Dexian combines over 30 years of industry expertise with cutting-edge technologies to deliver comprehensive global services and support.
Dexian connects the right talent and the right technology with the right organizations to deliver trajectory-changing results that help everyone achieve their ambitions and goals. To learn more, please visit https://dexian.com/ .
Dexian is an Equal Opportunity Employer that recruits and hires qualified candidates without regard to race, religion, sex, sexual orientation, gender identity, age, national origin, ancestry, citizenship, disability, or veteran status.
About Dexian
Sourced by ZipRecruiter
Company size
1,001 - 5,000 Employees