California, MO · On-site
$150 - $200/hr
Series 7 required * Series 24 and Series 57 are a plus * Ability to multitask in a highly demanding ... AML Program Management * Suspicious Activity Reporting (SARs) * BSA/AML Compliance * Series 7 ...
New
California, MO · On-site
$150 - $200/hr
Series 7 required * Series 24 and Series 57 are a plus * Ability to multitask in a highly demanding ... AML Program Management * Suspicious Activity Reporting (SARs) * BSA/AML Compliance * Series 7 ...
New
Boston, MA · Hybrid
$85K - $120K/yr
In addition, this role will collaborate with and provide backup to the AML/KYC team and will seek ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...
Boston, MA · Hybrid
$85K - $120K/yr
In addition, this role will collaborate with and provide backup to the AML/KYC team and will seek ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...
Boston, MA · Hybrid
$85K - $120K/yr
In addition, this role will collaborate with and provide backup to the AML/KYC team and will seek ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...
Boston, MA · Hybrid
$85K - $120K/yr
In addition, this role will collaborate with and provide backup to the AML/KYC team and will seek ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...
Boston, MA · On-site
$18.50 - $24.50/hr
Respond to AML due diligence requests from brokers and custodians * Coordinate Markit system ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...
Boston, MA · On-site
$18.50 - $24.50/hr
Respond to AML due diligence requests from brokers and custodians * Coordinate Markit system ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...
Austin, TX · On-site
As an AML Analyst, you will proactively interact with various departments within Kestra and third ... Series 7 required * Series 24 required (or obtained within 90 days of employment) * Cams preferred ...
Austin, TX · On-site
As an AML Analyst, you will proactively interact with various departments within Kestra and third ... Series 7 required * Series 24 required (or obtained within 90 days of employment) * Cams preferred ...
Austin, TX · On-site
$80 - $100/hr
As an AML Analyst, you will proactively interact with various departments within Kestra and third ... Series 7 required * Series 24 required (or obtained within 90 days of employment) * Cams preferred ...
New
Austin, TX · On-site
$80 - $100/hr
As an AML Analyst, you will proactively interact with various departments within Kestra and third ... Series 7 required * Series 24 required (or obtained within 90 days of employment) * Cams preferred ...
New
$80 - $100/hr
As an AML Analyst, you will proactively interact with various departments within Kestra and third ... Series 7 required * Series 24 required (or obtained within 90 days of employment) * Cams preferred ...
New
$80 - $100/hr
As an AML Analyst, you will proactively interact with various departments within Kestra and third ... Series 7 required * Series 24 required (or obtained within 90 days of employment) * Cams preferred ...
New
Minneapolis, MN · On-site
$70K - $130K/yr
As the Senior AML Analyst: Surveillance & Investigations you will support the US WM AML Compliance ... FINRA Series 7 * FINRA Series 66 (or 63/65) * Experience working and corresponding with auditors ...
Minneapolis, MN · On-site
$70K - $130K/yr
As the Senior AML Analyst: Surveillance & Investigations you will support the US WM AML Compliance ... FINRA Series 7 * FINRA Series 66 (or 63/65) * Experience working and corresponding with auditors ...
Minneapolis, MN · On-site
$70K - $130K/yr
As the Senior AML Analyst: Surveillance & Investigations you will support the US WM AML Compliance ... FINRA Series 7 * FINRA Series 66 (or 63/65) * Experience working and corresponding with auditors ...
Minneapolis, MN · On-site
$70K - $130K/yr
As the Senior AML Analyst: Surveillance & Investigations you will support the US WM AML Compliance ... FINRA Series 7 * FINRA Series 66 (or 63/65) * Experience working and corresponding with auditors ...
New York, NY · On-site
$120K - $160K/yr
AML Compliance Officer Experience: 5+ Years Location: New York, NY (Hybrid) Reporting To: Chief ... SIE, Series 7 and 63 (within the first 6 months of joining) * ACAMS preferred * 5+ years related ...
New York, NY · On-site
$120K - $160K/yr
AML Compliance Officer Experience: 5+ Years Location: New York, NY (Hybrid) Reporting To: Chief ... SIE, Series 7 and 63 (within the first 6 months of joining) * ACAMS preferred * 5+ years related ...
FINRA SIE, Series 7, and Series 63 are preferred. * CAMS is preferred. * Proficient in Microsoft Office, including Outlook, Word, Excel, and PowerPoint. * Familiarity with AML software and SQL Server ...
FINRA SIE, Series 7, and Series 63 are preferred. * CAMS is preferred. * Proficient in Microsoft Office, including Outlook, Word, Excel, and PowerPoint. * Familiarity with AML software and SQL Server ...
FINRA SIE, Series 7, and Series 63 are preferred. * CAMS is preferred. Systems & Technology * Proficient in Microsoft Office, including Outlook, Word, Excel, and PowerPoint. * Familiarity with AML ...
FINRA SIE, Series 7, and Series 63 are preferred. * CAMS is preferred. Systems & Technology * Proficient in Microsoft Office, including Outlook, Word, Excel, and PowerPoint. * Familiarity with AML ...
$100 - $125/hr
FINRA SIE, Series 7, and Series 63 are preferred. * CAMS is preferred. Systems & Technology * Proficient in Microsoft Office, including Outlook, Word, Excel, and PowerPoint. * Familiarity with AML ...
$100 - $125/hr
FINRA SIE, Series 7, and Series 63 are preferred. * CAMS is preferred. Systems & Technology * Proficient in Microsoft Office, including Outlook, Word, Excel, and PowerPoint. * Familiarity with AML ...
FINRA SIE, Series 7, and Series 63 are preferred. * CAMS is preferred. Systems & Technology * Proficient in Microsoft Office, including Outlook, Word, Excel, and PowerPoint. * Familiarity with AML ...
FINRA SIE, Series 7, and Series 63 are preferred. * CAMS is preferred. Systems & Technology * Proficient in Microsoft Office, including Outlook, Word, Excel, and PowerPoint. * Familiarity with AML ...
Coral Gables, FL · On-site
$100 - $125/hr
FINRA SIE, Series 7, and Series 63 are preferred. * CAMS is preferred. Systems & Technology * Proficient in Microsoft Office, including Outlook, Word, Excel, and PowerPoint. * Familiarity with AML ...
Coral Gables, FL · On-site
$100 - $125/hr
FINRA SIE, Series 7, and Series 63 are preferred. * CAMS is preferred. Systems & Technology * Proficient in Microsoft Office, including Outlook, Word, Excel, and PowerPoint. * Familiarity with AML ...
Chicago, IL · On-site
$80 - $100/hr
Stay current with applicable AML/CFT regulations, trading rules, emerging financial trends, and internal policies. Qualifications * 2‑3+ years of experience within AML/Fraud compliance in a ...
Chicago, IL · On-site
$80 - $100/hr
Stay current with applicable AML/CFT regulations, trading rules, emerging financial trends, and internal policies. Qualifications * 2‑3+ years of experience within AML/Fraud compliance in a ...
FINRA Series 7 license active at time of hire * CAMS certification active at time of hire * Series 24 license active or ability to obtain within 4 months of hire * In-depth knowledge of BSA/AML ...
Quick apply
FINRA Series 7 license active at time of hire * CAMS certification active at time of hire * Series 24 license active or ability to obtain within 4 months of hire * In-depth knowledge of BSA/AML ...
Dallas, TX · On-site
FINRA Series 7 license active at time of hire * CAMS certification active at time of hire * Series 24 license active or ability to obtain within 4 months of hire * In-depth knowledge of BSA/AML ...
Quick apply
Dallas, TX · On-site
FINRA Series 7 license active at time of hire * CAMS certification active at time of hire * Series 24 license active or ability to obtain within 4 months of hire * In-depth knowledge of BSA/AML ...
FINRA Series 7 license active at time of hire * CAMS certification active at time of hire * Series 24 license active or ability to obtain within 4 months of hire * In-depth knowledge of BSA/AML ...
FINRA Series 7 license active at time of hire * CAMS certification active at time of hire * Series 24 license active or ability to obtain within 4 months of hire * In-depth knowledge of BSA/AML ...
Dallas, TX · On-site
FINRA Series 7 license active at time of hire * CAMS certification active at time of hire * Series 24 license active or ability to obtain within 4 months of hire * In-depth knowledge of BSA/AML ...
Dallas, TX · On-site
FINRA Series 7 license active at time of hire * CAMS certification active at time of hire * Series 24 license active or ability to obtain within 4 months of hire * In-depth knowledge of BSA/AML ...
$38.46 - $42.88
12% of jobs
$42.88 - $47.29
6% of jobs
$48.64 is the 25th percentile. Wages below this are outliers.
$47.29 - $51.70
23% of jobs
The median wage is $55.12 / hr.
$51.70 - $56.12
12% of jobs
$56.12 - $60.53
8% of jobs
$60.53 - $64.95
14% of jobs
$65.03 is the 75th percentile. Wages above this are outliers.
$64.95 - $69.36
15% of jobs
$69.36 - $73.78
4% of jobs
$73.78 - $78.19
0% of jobs
$78.19 - $82.60
0% of jobs
$82.60 - $87.02
6% of jobs
$38
$58
$87
| Aspect | Series Seven Aml | Series Six |
|---|---|---|
| Required Certifications | Series Seven, AML certification | Series Six, AML certification |
| Work Environment | Broker-dealer firms, securities firms | Investment advisory firms, broker-dealers |
| Industry Usage | Financial services, securities trading | Financial services, investment products |
| Common Search/Comparison | Series Seven Aml vs Series Six |
Series Seven Aml and Series Six are both essential certifications in the financial industry, often required for professionals involved in securities trading and investment advisory roles. While Series Seven focuses on a broad range of securities transactions, Series Six is more specialized in mutual funds and variable annuities. Both roles require AML compliance knowledge, but their primary functions and work environments differ slightly. Understanding these distinctions helps professionals choose the right certification path for their career goals.
Cities with the most Series Seven Aml job openings:
States with the most job openings for Series Seven Aml jobs include:
The top searched job categories for Series Seven Aml jobs are:
$150 - $200/hr
Other
Posted yesterday
New
Demonstrates expertise in Anti-Money Laundering (AML) program management, including transaction monitoring, suspicious activity reporting, and compliance with BSA/AML regulations. Proficient in developing policies and procedures, conducting risk assessments, and collaborating with legal and compliance teams.
Highest-signal resume keywords
