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Series Seven Aml Jobs (NOW HIRING)

Kestra Holdings

AML Analyst

Austin, TX · On-site

As an AML Analyst, you will proactively interact with various departments within Kestra and third ... Series 7 required * Series 24 required (or obtained within 90 days of employment) Internal ...

RQD * Clearing LLC

AML Compliance Officer

New York, NY · On-site

$120K - $160K/yr

AML Compliance Officer Experience: 5+ Years Location: New York, NY (Hybrid) Reporting To: Chief ... SIE, Series 7 and 63 (within the first 6 months of joining) * ACAMS preferred * 5+ years related ...

tastytrade

AML Compliance Officer

Chicago, IL · On-site

$120K - $180K/yr

Conduct regular AML risk assessments to identify and mitigate potential AML/Sanctions risks ... Series 3, Series 4, Series 7, Series 24, and Series 63 * Preferred: CAMS certification Company ...

tastylive

AML Compliance Officer

Chicago, IL · On-site

$120K - $180K/yr

Conduct regular AML risk assessments to identify and mitigate potential AML/Sanctions risks ... Series 3, Series 4, Series 7, Series 24, and Series 63 * Preferred: CAMS certification Company ...

tastylive

AML Compliance Officer

Chicago, IL

$120K - $180K/yr

Conduct regular AML risk assessments to identify and mitigate potential AML/Sanctions risks ... Series 3, Series 4, Series 7, Series 24, and Series 63 * Preferred: CAMS certification Company ...

tastytrade

AML Compliance Officer

Chicago, IL

$120K - $180K/yr

Conduct regular AML risk assessments to identify and mitigate potential AML/Sanctions risks ... Series 3, Series 4, Series 7, Series 24, and Series 63 * Preferred: CAMS certification Company ...

Valley Bank

AML Investigator II

Aventura, FL · On-site

Review and analyze internal AML reports, draw conclusions and make recommendations regarding the ... FINRA Series 7,24, and/or 66 preferred. * ACAMS certification preferred.

moomoo

Director, Compliance (AML)

Jersey City, NJ · On-site

FINRA Series 7 license active at time of hire * CAMS certification active at time of hire * Series 24 license active or ability to obtain within 4 months of hire * In-depth knowledge of BSA/AML ...

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All JobsSeries Seven Aml Jobs

Series Seven Aml information

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$38

$58

$87

How much do series seven aml jobs pay per hour?

As of Aug 6, 2026, the average hourly pay for series seven aml in the United States is $58.83, according to ZipRecruiter salary data. Most workers in this role earn between $48.80 and $67.07 per hour, depending on experience, location, and employer.

What is the difference between Series Seven Aml vs Series Six?

AspectSeries Seven AmlSeries Six
Required CertificationsSeries Seven, AML certificationSeries Six, AML certification
Work EnvironmentBroker-dealer firms, securities firmsInvestment advisory firms, broker-dealers
Industry UsageFinancial services, securities tradingFinancial services, investment products
Common Search/ComparisonSeries Seven Aml vs Series Six

Series Seven Aml and Series Six are both essential certifications in the financial industry, often required for professionals involved in securities trading and investment advisory roles. While Series Seven focuses on a broad range of securities transactions, Series Six is more specialized in mutual funds and variable annuities. Both roles require AML compliance knowledge, but their primary functions and work environments differ slightly. Understanding these distinctions helps professionals choose the right certification path for their career goals.

What jobs can you get with your Series Seven AML?

A Series Seven AML certification qualifies individuals for roles such as securities broker, financial advisor, or compliance analyst, primarily in the financial services industry. These roles involve client interaction, trading, and ensuring adherence to anti-money laundering regulations, often requiring knowledge of financial regulations and use of compliance tools.
More about Series Seven Aml jobs
What cities are hiring for Series Seven Aml jobs? Cities with the most Series Seven Aml job openings:
What states have the most Series Seven Aml jobs? States with the most job openings for Series Seven Aml jobs include:
What job categories do people searching Series Seven Aml jobs look for? The top searched job categories for Series Seven Aml jobs are:
Series Seven Aml jobs near you
Infographic showing various Series Seven Aml job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 79% Full Time, 17% Part Time, 1% Temporary, and 2% Contract. Highlights an 93% Physical, 3% Hybrid, and 4% Remote job distribution, with an average salary of $122,363 per year, or $58.8 per hour.

Client Services (Active SIE, Series 7 & Series 66 Required)

Dexian

Jacksonville, FL • On-site

Other

Posted 14 days ago

Job description

Client Services Associate (Active SIE, Series 7 & Series 66 Required)
Join a leading global financial institution through a premier consulting firm.
We're seeking a licensed Client Services Associate to support investment and banking clients while delivering an exceptional client experience.
Responsibilities
  • Deliver outstanding client support via phone and email.
  • Resolve client inquiries from start to finish.
  • Guide clients to appropriate banking and investment solutions.
  • Ensure compliance with KYC, AML, FINRA, and regulatory requirements.
  • Build strong client relationships while maintaining the highest standards of service and compliance.
Required Qualifications
  • Bachelor's degree.
  • 0-2 years of customer service experience (financial services or investments preferred).
  • Strong communication and problem-solving skills.
  • Proficiency in MS Office.
  • Active Securities Industry Essentials (SIE), Series 7, and Series 66 (or Series 63 & 65) licenses are REQUIRED.

Apply today if you're a FINRA-licensed professional looking to grow your career with a leading financial services organization.
Dexian stands at the forefront of Talent + Technology solutions with a presence spanning more than 70 locations worldwide and a team exceeding 10,000 professionals. As one of the largest technology and professional staffing companies and one of the largest minority-owned staffing companies in the United States, Dexian combines over 30 years of industry expertise with cutting-edge technologies to deliver comprehensive global services and support.
Dexian connects the right talent and the right technology with the right organizations to deliver trajectory-changing results that help everyone achieve their ambitions and goals. To learn more, please visit https://dexian.com/ .
Dexian is an Equal Opportunity Employer that recruits and hires qualified candidates without regard to race, religion, sex, sexual orientation, gender identity, age, national origin, ancestry, citizenship, disability, or veteran status.

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